Compliance Officer Jobs in London, England | Glassdoor
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Compliance Officer Jobs in London, England

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  • 3.6
    Credit Suisse – London, England
    1 days ago 22hr
    role will: Work closely with Compliance Coverage Officers and other relevant Compliance stakeholders, Change and Business… requirements of new rules and regulations and co-ordinating compliance department implementation activities. In particular…
  • 4.0
    Barclay Simpson – London, England
    21 days ago 21d
    mainly institutional clients. They are looking for a Compliance Officer to act as generalist with a focus on taking the lead on… Financial Promotions The role will report to the Senior Compliance Officer and work closely with the business to provide support…
  • 3.4
    SEI Investments – London, England
    22 days ago 22d
    individual, with compliance and/or regulatory experience and with evidence of a clear desire to work in a dedicated Compliance role, to… to join a Compliance department supporting the core compliance initiatives and control framework within SIEL’s regulated business…
  • 5.0
    Gerrard White – London, England
    6 days ago 6d
    submissions, and delivering the overall compliance business plan. Your duties as a compliance officer will include but not be limited… action plans The Successful Compliance Officer It is essential that you come from a compliance role within the insurance industry…
  • 3.1
    Norton Rose – London, England
    1 days ago 16hr
    Job Title Senior Compliance Officer Role Business Services Practice Group/Department Compliance Job Category Business… Hong Kong. The Team comprises five other lawyers and ten Compliance Officer staff, some of whom have law degrees and all of whom have…
  • 4.6
    JCW Search Ltd – London, England
    8 days ago 8d
    . POSITION OVERVIEW: The Compliance Officer will be responsible for all compliance matters for the London office. In… systems in compliance with legislation Working closely with teams and ensuring their awareness of regulatory and compliance matters…
  • 4.0
    cer Financial – London, England
    1 days ago 23hr
    Mortgage Compliance Officer - CeMap Required London Permanent - Up To £50,000 Our client, a very exciting Fintech mortgage… of the industry. Responsibilities of the Mortgage Compliance Officer will include: Provide day to day advice and guidance…
  • 3.4
    BNP Paribas – London, England
    1 days ago 1d
    Provide support and backup to the Commodity Derivatives Compliance Officer. Market Conduct As appropriate to seek to implement… Management on Compliance policy, as directed by the Head of UK Compliance and in accordance with the compliance general policy…
  • 3.7
    Medacs Global Group – London, England
    15 days ago 15d
    that are required to go through the compliance process. Fully understand the compliance requirements for a client or framework… external compliance checks and requirements. Follow up with the relevant Recruitment Consultant during the compliance process…
  • 3.7
    Morgan Stanley – London, England
    3 days ago 3d
    will also have responsibility for working with the Central Compliance teams who handle testing, monitoring and surveillance, including… QUALIFICATIONS Skills required (essential) Previous Compliance coverage experience within an investment bank; preferably…
  • 3.6
    Fusion People Ltd – London, England
    13 days ago 13d
    Job Title: Compliance Systems Officer Pay Rate: PAYE: £15.82- £18.62 LTD: £19.95 - £23.48 Contract Type: Temp to Perm… completed remedial actions as appropriate. They will manage compliance figures, liaise with Property Service Team, processing certificates…
  • 3.8
    Aston Carter – London, England
    22 days ago 22d
    Asset and wealth management firm is looking to hire a Compliance Officer. The ideal candidate would have 5+ years experience who…
  • 3.4
    BNP Paribas – London, England
    2 days ago 2d
    operational entities for managing Compliance risks. The Compliance Officers working for the Compliance Permanent Control team will… regulatory and internal Compliance requirements, including, but not limited to, the UK Compliance manual and Compliance policies and procedures…
  • 2.7
    Prospero Teaching – London, England
    21 days ago 21d
    years. This role is a fantastic opportunity for a Compliance Officer ,to be able to work for a well-established, yet consistently… relationships with contractors on a regular basis. Compliance: Understand compliance within the parameters that the business trades…
  • 5.0
    Camino Partners – London, England
    22 days ago 22d
    Job Description Are you an ambitious Compliance Officer who is looking to take the next step in your career? Want to join… science recruitment company are looking for an enterprising Compliance Officer who wants to go join a really exciting business at a crucial…
  • 3.8
    EY – London, England
    28 days ago 28d
    2020 a reality. Compliance Officer, Guernsey (part-time) We’re looking to recruit a Compliance Officer to ensure that risk… Laundering Reporting Officer and/or the CI Leadership Team informed of the operation and progress of compliance efforts. Ensuring…
  • 3.3
    MedicsPro – London, England
    23 days ago 23d
    Role: Compliance Officer Location: Leytonstone,Essex Salary: £18,000 -£20,000 per annum Founded in 2001, MedicsPro was… of the groups ongoing expansion plans an experienced Compliance Officer is required for our Leytonstone office: Job Summary…
  • 3.8
    Goldman Sachs – London, England
    1 days ago 18hr
    ROLE OVERVIEW The role of this Compliance Officer is to work within the team providing compliance coverage for marketing and distribution… within Goldman Sachs Asset Management. The team also provides compliance coverage for GSAM’s Third Party Manager Business. Core functions…
  • 2.8
    Coyles – Islington, England
    13 days ago 13d
    Three new opportunities have become available for Compliance Systems Officer one of our clients, a Housing Group. The ideal… working within the social housing sector and experience in a compliance/data monitoring and reporting. The person will be cooperating…
  • 3.1
    Monarch – London, England
    1 days ago 23hr
    Data Compliance Officer GDPR London £40K - £45K Data Protection Officer, Compliance Manager, GDPR This is a brand new… Protection Officer / Compliance Manager. The successful candidate will have experience at an administrator / officer level within…
  • 3.8
    Edustaff – Stratford, London, England
    8 days ago 8d
    Compliance Officer EDUSTAFF (London) Ltd EduStaff is an established and hugely successful recruitment consultancy providing… outstanding individuals who want to play a part in the story. Compliance Officer EduStaff have a vacancy for an enthusiastic, team oriented…
  • 3.5
    Partners Group – London, England
    28 days ago 28d
    services legislation and regulation Advising the UK Compliance Officer and more senior team members on the firm’s obligations… matters, as required by colleagues ranging from the UK Compliance Officer to the CEO What we expect We are looking for a junior…
  • 3.6
    Credit Suisse – London, England
    30 days ago 30d+
    Work closely with Compliance Coverage Officers and other relevant Compliance stakeholders, Change and Business management to assess…
  • 4.4
    Alexander Lloyd – London, England
    6 days ago 6d
    to providing compliance advice and guidance and drafting compliance policies. The Person Generalist compliance experience within… closely with the Head of Compliance in London and colleagues in the US, you will provide generalist compliance support, from Charles…
  • 3.7
    Morgan Stanley – London, England
    Today 3hr
    Initiatives Compliance team to lead Infrastructure Compliance test checks and desk reviews to monitor compliance with relevant… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory…
  • 3.4
    Huxley Associates – London, England
    13 days ago 13d
    Compliance Officer Job type: Contract Salary: £350 - £400 per day + competitive Location: London Reference: HA-32547126… 32547126 If so, I am currently recruiting for a Compliance officer to join my client, a large price risk management company on…
  • 3.4
    BNP Paribas – London, England
    27 days ago 27d
    activities of Compliance Assurance. Compliance Assurance, within CIB UK Compliance, is comprised of three teams, Compliance Reviews… thematic/targeted Compliance reviews of the UK CIB businesses. The Compliance Officers working in the Compliance Assurance Department…
  • 4.0
    Barclay Simpson – London, England
    21 days ago 21d
    institutional clients. They are looking for a Senior Compliance Officer to act as the advisor to the business and be a trusted… those functions. There will be day to oversight of the Compliance Officer underneath this but the main focus of this role will be…
  • 5.0
    Lawes Consulting Group – City of London, England
    EASY APPLY
    6 days ago 6d
    Job Title: Insurance Compliance Officer Location: London Industry: Insurance Job Type: Permanent Salary: 50,000 - 70,000… report to the Compliance Committee ·Carry out duties and responsibilities as Money Laundering Reporting Officer ·Oversee coverholder…
  • 4.4
    Alexander Lloyd – London, England
    15 days ago 15d
    environment. The Role Reporting to the Compliance Manager, the role of Compliance Officer is to ensure that the company complies… The Company A leading insurer is recruiting a new Compliance Officer due to continued growth within the market. They are a…
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