Job Type
Date Posted
Salary Range
Distance

Compliance Officer Jobs in London, England

645Jobs

  • 3.7
    Freelancer.com – London, England
    EASY APPLY
    6 days ago 6d
    Head of Compliance and Risk, this is an opportunity for someone to step into a lead role, and run our European compliance operations… ultimately for ensuring maximum compliance with regulatory obligations, as well as our internal compliance and risk frameworks. Furthermore…
  • 4.1
    Marks Sattin – London, England
    7 days ago 7d
    Data Protection Officer, DPO, Data Protection Manager, Information ComplianceOfficer, Information Compliance Manager, Information… instrumental towards the General Data Protection Regulation compliance project. Minimum of 3 years experience as Information…
  • 3.7
    investec plc – London, England
    11 days ago 11d
    Role Marketing Brand and ComplianceOfficer Reporting to Marketing Operations Manager Division UK Corporate… Marketing Operations Lead in ensuring the team is managing risk, compliance and controls effectively and efficiently. Key responsibilities…
  • 4.1
    Hays Specialist Recruitment Limited – London, England
    16 days ago 16d
    Prestigious life insurer is recruiting for a Data Protection & ComplianceOfficer. Your new company Is a mid-sized prestigious… Protection regulatory frameworks. You will also assist the wider compliance team in the assistance of wider regulatory projects.…
  • Taylor Root – City of London, England
    NEW
    all sizes is looking for a Compliance & AML Officer to help support the firms risk and compliance function as a whole, from the… around client onboarding, AML and a broad range of risk and compliance tasks: Monitoring client onboarding and new matters…
  • Enterprise Partners – London, England
    19 days ago 19d
    Information Security Officer we're looking for.What will you be doing? As an Information Security Officer, you'll be managing… thriving company in London are looking for an Information Security Officer to join their team. If you can demonstrate an extensive understanding…
  • 3.6
    Bloomberg – London, England
    NEW
    regulators. Whats the role? We are seeking a ComplianceOfficer to become a key team member on the Personal Account Dealing… Participate in various regulatory compliance and testing processes Youll need to have: Compliance or regulatory experience at…
  • 3.4
    Citibank – London, England
    4 days ago 4d
    Regional AML Compliance Head. It will include managing AML Compliance related matters within Citis EMEA CPB AML Compliance team, providing… objectives of the position will be to ensure compliance with all relevant AML Compliance laws, regulations and Corporate Policies.…
  • 4.6
    Handle Recruitment – London, England
    30+ days ago 30d+
    The role: As Q&C Support Officer you will support the Q&C Manager to monitor calls for compliance, regulation and customer service… this very successful customer service team, ensuring that compliance to existing and forthcoming regulation is adhered to. The…
  • 4.2
    Venn Group – London, England
    11 days ago 11d
    Compliance Advisory Officer - MiFID II Venn Group is currently recruiting for a MiFID II Compliance Advisory Officer for an…
  • 3.9
    Bird & Bird – London, England
    24 days ago 24d
    (AML) compliance. An opportunity has arisen to join our expanding Registration Desk team where each ComplianceOfficer is involved… Job Title ComplianceOfficer, Registration Desk Role Support Functions Expertise Support - Business Support Job Location…
  • 3.6
    Citi – London, England
    4 days ago 4d
    Regional AML Compliance Head. It will include managing AML Compliance related matters within Citis EMEA CPB AML Compliance team, providing… objectives of the position will be to ensure compliance with all relevant AML Compliance laws, regulations and Corporate Policies.…
  • 3.7
    J.P. Morgan – London, England
    16 days ago 16d
    /www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas… Conflicts of Interest (COI) Compliance Program within Corporate and Investment Bank (CIB) Compliance. Key responsibilities include…
  • 4.1
    Hays Specialist Recruitment Limited – London, England
    11 days ago 11d
    Derivatives ComplianceOfficer required for major bank VP- Derivatives Compliance VP Level - Derivatives Compliance Advisory… investment banks in London seeks a VP to join their derivatives Compliance Advisory team. They are looking for top notch candidates to…
  • 4.0
    Alexander Ash – London, England
    30+ days ago 30d+
    assurance testing. Personally accountable for ensuring all Compliance owned operational risk and close & continuous tests are carried… Provide the business with timely, confident, and consistent compliance advice about the FCA Training and Competence rules ensuring…
  • 3.7
    J.P. Morgan – London, England
    16 days ago 16d
    CF) aligned Compliance, EMEA Country Compliance, Compliance Practices, ex-EMEA/Global Compliance and Core Compliance personnel on… www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas…
  • 4.0
    cer Financial – London, England
    30+ days ago 30d+
    based in South West London are urgently seeking an VP ComplianceOfficer to join their team on a fixed term contract basis (with… Darren Winter straight away. Responsibilities of the VP ComplianceOfficer will include but not limited to: Preserving and reporting…
  • 3.7
    J.P. Morgan – London, England
    11 days ago 11d
    www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas… thoughtful and unique solutions to the challenges they face. The Compliance function has a robust set of priorities in place focused on…
  • 3.4
    BNP Paribas – London, England
    17 days ago 17d
    significant degree of ‘self-starting’. The Financial Security ComplianceOfficer performs a number of functions, which include: • Supporting… Investigation and internal reporting: Report to the Nominated Officer / Investigations team any knowledge or suspicion of money laundering…
  • 3.1
    Norton Rose Fulbright – London, England
    14 days ago 14d
    Job Title Senior ComplianceOfficer Role Practice Group/Department Compliance Job Category Business Services… Hong Kong. The Team comprises five other lawyers and ten ComplianceOfficer staff, some of whom have law degrees and all of whom have…
  • 3.6
    Barclays – London, England
    7 days ago 7d
    Chaperoning Control Room Compliance Location: London Research Compliance is a product compliance team within the Investment… performing compliance advisory and monitoring functions. The position will report to the EME Head of Research Compliance. ·…
  • 3.7
    Morgan Stanley – London, England
    18 days ago 18d
    expected of Non UK EMEA Compliance Officers and the wider Non UK Compliance team. Day to day compliance oversight and support… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory…
  • 3.7
    J.P. Morgan – London, England
    12 days ago 12d
    ComplianceComplianceOfficer Segregated account and mutual fund specialist, EMEA Wealth Management ex. Switzerland Vice President… EMEA Wealth Management Compliance Coverage Strategy The EMEA Wealth Management Compliance coverage strategy requires:…
  • 3.0
    Selby Jennings – London, England
    11 days ago 11d
    Security and ComplianceOfficer Job type: Permanent Location: London… Competitive Job reference: Compliance Sector: Banking and Finance, Compliance, Selby Jennings Date posted…
  • 4.4
    Foster Denovo – London, England
    NEW
    in London, you will work within our compliance team, reporting to the Chief Operating Officer. You will be responsible for the delivery…
  • 4.4
    Prospectus Ltd – Wandsworth, England
    12 days ago 12d
    looking to recruit a temporary Student Conduct and Complaints Officer to provide comprehensive administrative support for all aspects…
  • MERJE Ltd – London, England
    16 days ago 16d
    The Bank is seeking a Regulatory ComplianceOfficer who will be responsible for ensuring the Banks systems and controls meet or… effectiveness of regulatory compliance as directed by the Risk and Compliance Director Manage Compliance / contingency / risk issues…
  • 3.3
    Huxley Associates – London, England
    11 days ago 11d
    fund industry and your role as a Compliance Monitoring Officer will be to support the compliance team. Requirements and Tasks… Compliance Monitoring Officer Job type: Permanent Salary: £50000 - £60000 per annum + competitive Location: London…
  • 2.5
    Mind – London, England
    7 days ago 7d
    achieve organisation-wide legal and regulatory compliance. As Data Protection Officer, you will play a key role in ensuring that the… Mind’s Quality and Compliance Team ensure that the organisation has the appropriate policy framework and can demonstrate good…
  • 2.9
    CitiMortgage – London, England
    5 days ago 5d
    Regional AML Compliance Head. It will include managing AML Compliance related matters within Citi’s EMEA CPB AML Compliance team, providing… objectives of the position will be to ensure compliance with all relevant AML Compliance laws, regulations and Corporate Policies.…
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