Compliance Officer Jobs in London, England | Glassdoor

Compliance Officer Jobs in London, England

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  • 4.8
    Investigo
    London, England
    Investigo Compliance are working alongside a leading, reputable Investment Management firm to recruit for a Compliance Monitoring… the risk-based Compliance Monitoring Programme. Duties to include; * development of the risk based Compliance Monitoring plan…
  • 3.8
    Goldman Sachs
    London, England
    world BUSINESS UNIT AND ROLE OVERVIEW Financial Crime Compliance (FCC) has primary responsibility for the execution of the… Laundering (“AML”), anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence…
  • 3.9
    Adzuna
    London, England
    bank has an excellent opportunity for a Trading Risk & Compliance Officer based in London. This is a 12 month Contract providing… maternity cover. Job Purpose - The Trading Risk & Compliance Officer will have responsibility for trade floor supervision and…
  • 3.9
    Nicoll Curtin
    London, England
    SURVEILLANCE COMPLIANCE OFFICER BANKING COMPLIANCE AND SURVEILLANCE JOB IN LONDON CONTRACT My client, an Investment bank is… management. As the Surveillance Compliance Officer in London you will also develop and maintain compliance manuals, policies, guidelines…
  • Evolve Recruitment
    Kingston upon Thames, England
    Job Title: Governance and Compliance Officer Location: Surbiton, Richmond, Teddington, Kingston, Norbiton, Hampton Court Salary… Recruitment are currently looking for a Governance and Compliance Officer for our Client. The ideal candidate will have extensive…
  • 4 days ago 4d
    Jobsite UK Worldwide UK Ltd
    London, England
    An opportunity has arisen within a leading FCA Umbrella firm, based in North West London, that hosts a number of Appointed…
  • 3.5
    Middlesex University
    London, England
    JOB DESCRIPTION   Job Title: Senior Student Visa Compliance Officer Ref no: REG369 Campus: Hendon School/Service… PERSON SPECIFICATION   Job Title:Senior Student Visa Compliance Officer   Your supporting statement on your application form…
  • Jobsite UK Worldwide UK Ltd
    London, England
    An opportunity has arisen within a leading FCA Umbrella firm, based in North West London that hosts a number of Appointed…
  • 3.2
    25 days ago 25d
    Hamlyn Williams Ltd
    London, England
    leading, well established brand whose compliance function is expanding. * The Compliance Officer is responsible for contributing to… Senior Compliance Officer- London- £60,000-£80,000- Leading European Investment BankA Leading European Investment bank have mandated…
  • 13 days ago 13d
    Mosaic Recruitment
    Epping, England
    based in Epping are looking to recruit an experienced Compliance Officer. The company can offer a professional working environment… overnight stays (from time to time) and will help to ensure compliance with international standards and Group policies, procedures…
  • Sonographers Medical Employment Agency
    London, England
    individual to work as office administrator/candidate compliance officer. We specialise in supply of Locum medical professionals… candidate job applications, deal with existing and new candidate compliance documents, application form processing, liaise with locum…
  • 2.7
    Goldman Sachs International
    London, England
    collaboration with the PWM EMEA Compliance Team and Global PWM Compliance colleagues in the delivery of Compliance investigative trade and… Management (PWM) Compliance team, who wants to use their experience to provide world class advisory and compliance guidance to our…
  • Mosaic Recruitment
    Epping, England
    This is an exciting opportunity for a Health and Safety Compliance Officer to join a dynamic and rapidly expanding organisation in… manage the company’s Health and Safety systems to ensure compliance with international standards and internal policies and procedures…
  • 3.5
    Wells Fargo
    London, England
    Designation Compliance Surveillance Officer Region EMEA Country United Kingdom City London Job Family Risk/Compliance Market… Income Advisory Compliance & the EMEA Head of Markets Advisory Compliance develop a strategic plan for Compliance surveillance.…
  • 25 days ago 25d
    LMA
    London, England
    leading Asset Management firm who are looking for a skilled Compliance officer with MiFID 2 experience. The main purpose of this role… regulation Working closely with the project manager and senior compliance officers in order to ensure understanding of new regulations…
  • 3.6
    Credit Suisse
    London, England
    / Infrastructure Compliance is a team of regulatory compliance specialists that provides dedicated compliance advisory coverage… other compliance obligations, advising on the implementation of new regulation and making periodic assessments of compliance risk…
  • 5.0
    Cameron James Professional Recruitment
    City of Westminster, England
    clients is recruiting for a compliance reporting officer. JOB DESCRIPTION Job Title: Compliance Officer, London Reporting to:… in the world, located in 5 locations. Mission: The Compliance Officer's mission is to allow business growth in mitigating regulatory…
  • 3.4
    Société Générale
    London, England
    Benson in the UK for Compliance. • To provide backfill assistance in monitoring the effectiveness of compliance controls and regularly… - Tax Compliance oversight and testing (including FATCA and CRS) - Cross Border oversight and testing - Compliance oversight…
  • 3.4
    Man Group
    London, England
    Job Title: AHL Senior Compliance Officer Job Code: 968400 Skill Band: Compliance Location: UK - London Type: Permanent… To work directly with AHL to develop and support a dynamic compliance program that is adequate and appropriate for a quantitative…
  • Columbia Threadneedle Investments
    London, England
    Job Title: Compliance Monitoring Officer Job Code: 978382 Skill Band: Compliance Location: United Kingdom Type: Permanent… Management, preferably in a Compliance or audit role Proven experience of conducting Compliance monitoring reviews/testing work…
  • Jobsite UK Worldwide UK Ltd
    London, England
    A part time Compliance Officer opportunity with an exciting, global pharmaceutical company to join the medical and quality assurance… are in place to meet requirements in compliance with applicable local and global compliance policies. You will be reporting Directly…
  • 3.7
    Morgan Stanley
    London, England
    business and Portfolio Compliance team -Liaison with Central Compliance groups e.g. Financial Crime Compliance Unit -Participation… EMEA MSIM Compliance team in London. Â Primary Responsibilities You will be participating fully in the Compliance programme…
  • 3.4
    Société Générale
    London, England
    operational. Summary of the key purposes of the role • The Compliance Officer for Fixed Income will provide advisory coverage for the… a similar period as a front officer in such activities with additional experience in a Compliance function Education •…
  • 3.7
    Morgan Stanley
    London, England
    EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory… (IED) Compliance team. Primary Responsibilities The role primarily involves leading the team who provide Compliance coverage…
  • 3.8
    Goldman Sachs
    London, England
    OUR IMPACT GLOBAL COMPLIANCE interprets regulatory requirements to ensure the firm is in compliance and determines how to… the Financial Crime Compliance team) • Working with Technology, Operations and other areas within Compliance, or the business,…
  • 3.5
    CitiGroup
    London, England
    region. Key Responsibilities: ICG AML Compliance Officer for Markets and Securities Services The role will… background/context: Compliance proactively identifies, assesses, reports and mitigates compliance and reputational risks across…
  • 3.2
    Hamlyn Williams Ltd
    London, England
    Compliance Risk Review Officer- London - Leading Investment Bank- £60,000-£80,000.A leading Investment banking group in London… activities and operations globally. The role of Compliance Risk Review Officer sits in the Risk Assessment, Monitoring and Testing…
  • 3.0
    PIMCO
    London, England
    Regulatory Compliance the Compliance Officer for Alternatives will have primary responsibility for facilitating PIMCO compliance program… Regulatory Compliance team. The Compliance Officer for Alternatives is expected to have extensive experience with compliance requirements…
  • 3.4
    Société Générale
    London, England
    . • The Compliance Projects and Team Operations Officer of the London Global Investment Banking Compliance team will report… report to the Senior Compliance Officer GIB COO & Project , located in Paris. Summary 1. Improve GIB processes, reporting…
  • 3.4
    Citibank
    London, England
    the EMEA region. Key Responsibilities: ICG AML Compliance Officer for Markets and Securities Services The role will… Function background/context: Compliance proactively identifies, assesses, reports and mitigates compliance and reputational risks across…
  • 3.4
    Close Brothers
    London, England
    Central Functions Assistant Compliance Officer - 3 month FTC Doncaster Competitive Tuesday 31… General Insurance related queries To assist the Compliance Officer in providing and preparing structured reports and management information…
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