Compliance & Regulatory Consultant Jobs in London, England | Glassdoor
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Compliance & Regulatory Consultant Jobs in London, England

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  • 5.0
    Oval Recruit Ltd – City of Westminster, England
    8 days ago 8d
    RegulatoryCompliance Advisor Investment/Wealth Management Leading UK Retail Investment Operation, Based City of London… opportunity for an experienced Compliance Adviser to join a leading UK Retail Investment Operation as a Regulatory specialist within their…
  • 3.5
    Barclays – London, England
    9 days ago 9d
    to senior Compliance and business management. Informing business of applicable Compliance initiatives, regulatory requirements… provide day to day compliance support to Equities businesses as a trusted partner providing best in class regulatory advice and guidance…
  • 1.8
    gategroup – London, England
    NEW
    labelling compliance, regulatorycompliance, complaints investigations and analysis. The Head of Quality & Compliance actively… and label standards in compliance with applicable necessary regulatory requirements Assuring compliance with IFS (In Flight Supplies…
  • 4.3
    Baringa Partners – London, England
    NEW
    finance optimisation, financial crime, risk management and regulatorycompliance challenges and are known for our deep content expertise… to progress a career in finance optimisation, risk or regulatoryconsulting: our roster of clients extends from the most established…
  • 3.5
    UBS – London, England
    23 days ago 23d
    you had a career in Project Management, Consultancy or Management in Compliance, Regulatory Management or Change Management? Are… and drive our business by: •managing all aspects of the Regulatory Management delivery program, including project planning, execution…
  • 3.6
    FDM Group Ltd – London, England
    10 days ago 10d
    Regulation and Compliance Analyst – Technical IT Consultant Finance and financial markets are a global entity crucial to business… accurate data, in line with internal process/governance, regulatory requirements and risk assessment. Investment banks, hedge…
  • 3.0
    Idex – London, England
    NEW
    financial crime and AML frameworks Ideally have a regulatory or complianceconsulting background Want to work in a culturally balanced… Recruiter: IDEX Consulting Ltd Job Ref: 28586 Financial Crime Manager | RegulatoryConsulting London Salary up…
  • 2.9
    Huntswood – London, England
    7 days ago 7d
    on the Bank's Outsourcing regulatory obligations, SYSC 8 - and ensuring compliance with regulatory changes therefore experience… to date with the constantly changing regulatory environment, engaging with the Compliance horizon scanning process to ensure robust…
  • 4.0
    Barclay Simpson – London, England
    NEW
    organisations including: the FCA, auditors and external Complianceconsultant. Design and implement systems for the operation of firm… the designated compliance officer for the business working on a 2 day a week basis. There is a head of compliance at group level…
  • 4.3
    Baringa Partners – London, England
    NEW
    finance optimisation, financial crime, risk management and regulatorycompliance challenges and are known for our deep content expertise… to progress a career in finance optimisation, risk or regulatoryconsulting: our roster of clients extends from the most established…
  • 3.5
    Wells Fargo – London, England
    7 days ago 7d
    Designation ComplianceConsultant Region EMEA Country United Kingdom City London Job Family Risk/Compliance Market… and liaising with and reporting to regulatory bodies in the UK and the USA. The compliance function encompasses all business…
  • 4.1
    Robert Walters Plc – London, England
    7 days ago 7d
    FX trading areas To provide compliance advice on new and existing products and all regulatory activities relating to Electronic… the Electronic Trading businesses To provide compliance policy and regulatory advice to the Electronic Trading desks, including…
  • 3.5
    Barclays – London, England
    NEW
    Barclays - Compliance Officer - GCS Employee Compliance - Registrations and Certifications (6 month contract)The function is comprised… areas that have been brought together in response to global regulatory focus on employee behaviours. Integrating these functions…
  • 4.8
    ThisWay – London, England
    25 days ago 25d
    and investigations, M&A, restructuring, and compliance and regulatoryconsulting. Our professionals balance analytical skills,… RESPONSIBILITIES: We are looking for a Senior Associate, RegulatoryConsulting to help clients: Strengthen operating and organisation…
  • 4.3
    Baringa Partners – London, England
    NEW
    finance optimisation, financial crime, risk management and regulatorycompliance challenges and are known for our deep content expertise… Client Assets Regulatory space within Capital Markets or Banking to help us expand our Finance, Risk & Compliance practice and…
  • 4.3
    Hays Specialist Recruitment Limited – London, England
    6 days ago 6d
    Compliance Monitoring and Advisory - Consultancy Opportunity Working for a Top Niche Consultancy specialising in Compliance… Compliance consulting to the Asset Management and Hedge Fund world, my client is looking for an experienced compliance professional with…
  • 4.7
    Oliver James Associates – London, England
    4 days ago 4d
    provider with a global reputation searching for a Regulatory Technical Consultant. This role sits in a newly development team… team who will provide project support to the business on all regulatory drivers affecting the business. This will give you excellent…
  • 4.2
    London – London, England
    24 days ago 24d
    spreadsheets for the Board MI Liaise with external ComplianceConsultants on regulatory updates & recommend process changes to CEO as… and participate in the Annual Compliance Audit Ensure compliance with the legal & regulatory requirements by the firm Undertake…
  • 3.7
    Shell – London, England
    16 days ago 16d
    primary purpose of the Senior Compliance Advisor is to provide timely, accurate and robust compliance advice on applicable internal… internal and external rules, guidance and regulatory requirements to the Trading and Supply business. The role that requires the successful…
  • 3.6
    Credit Suisse – London, England
    Today 6hr
    Framework, Compliance Market Abuse Review). Flexibly integrate additional requirements as new data emerges from regulatory bodies… from the BoE’s Fair and Effective Market Review Consultation or Banks own Compliance function. Additionally the candidate will…
  • 3.0
    Idex – London, England
    NEW
    Jul-17 Recruiter: IDEX Consulting Ltd Job Ref: 27436 Associate RegulatoryConsultant | Financial Regulation City… international footprint. The RegulatoryConsulting team is looking to appoint an Associate Consultant to support a highly technical…
  • 4.6
    ACA Compliance Group – London, England
    EASY APPLY
    27 days ago 27d
    Reports to: Director of RegulatoryConsulting About ACA: ACA is a regulatoryconsultancy for the wholesale finance sector… ACA Division: ACA Compliance Europe Ltd Job Title: ComplianceConsultant Position Type: Permanent, Full Time…
  • 3.4
    Deutsche Bank – London, England
    NEW
    government or regulatory bodies Skills & Experience: Extensive experience in Financial Crime Compliance Experience… Pro-actively monitoring the legal and regulatory landscape: tracking regulatory developments, analysing their impact and ensuring…
  • Compliance Recruitment Solutions – London, England
    7 days ago 7d
    We are recruiting for a leading complianceconsultancy firm seeking a senior consultant to join their growing firm. Varied duties… covering a range of regulatory themes and remedial/implementation projects Manage the ongoing compliance monitoring of investment…
  • 3.8
    Twenty Recruitment Ltd – London, England
    6 days ago 6d
    Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and RegulatoryCompliance mandates… reporting for Compliance and Business Management Participates in and provides compliance support for regulatory projects and…
  • 3.8
    Law Support – London, England
    24 days ago 24d
    representing a global law firm recruiting for a Senior ComplianceConsultant to be the interim for the Head of Advisory covering… private banking or commodities, though candidates from a regulatory authority or Big Four background would also be considered.…
  • 3.7
    Northern Trust Company – London, England
    30 days ago 30d+
    Risk and Compliance partners, the Senior Consultant, Regulatory Compensation is responsible for coordinating compliance efforts… Principal Responsibilities RegulatoryConsulting and Implementation Keep abreast of changes to regulatory legislation impacting compensation…
  • 4.0
    Barclay Simpson – London, England
    15 days ago 15d
    undertaking any payments compliance and regulatory activities Assist in the production of consultation responses liaising with… payments policy and complex regulatory issues Provide SME input from a payments compliance and regulatory perspective into change…
  • 5.0
    Thinking Fish – Shoreditch, England
    EASY APPLY
    NEW
    products, legislation and requirements for compliance with the relevant regulatory authority. You will be able to produce high… combined with other relevant and successful experience (e.g. consulting, investment banking, restructuring, technology, data analytics…
  • 4.0
    Sia Partners – London, England
    EASY APPLY
    1 days ago 15hr
    analysis · Regulatory transformation: analysis of the impacts of regulation, organisation & processes compliance · Marketing… 6-10 year experience in consulting in Capital Markets / CIB · Experience of delivering Regulatory change to a top tier bank…
  • 3.5
    Macquarie Group – London, England
    1 days ago 21hr
    capital position, ensuring Macquarie continues to meet regulatory and compliance obligations and managing Macquarie's corporate communications… Finance stakeholders (including Direct Tax, Indirect Tax, Regulatory and Legal Entity Control) both regular and ad-hoc in nature…
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