Compliance & Regulatory Consultant Jobs in London, England | Glassdoor
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Compliance & Regulatory Consultant Jobs in London, England

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  • 3.2
    Capco – London, England
    16 days ago 16d
    Finance Risk & Compliance, Insurance and Wealth and Investment Management. LET’S GET DOWN TO BUSINESS A change Consultant within Capital… Operations change, Equity Derivatives, Fixed Income, OTC, Risk and Regulatory change) NOW TAKE THE NEXT STEP If you’re looking forward…
  • Thistle Initiatives – London, England
    8 days ago 8d
    Maintaining an up to date knowledge and understanding of regulatory policies, including, Financial Crime Prevention, Market Abuse… responsible for delivering a range of financial services compliance solutions to its clients. Key responsibilities: Providing…
  • 3.4
    Duff & Phelps – London, England
    27 days ago 27d
    and investigations, M&A, restructuring, and compliance and regulatory consulting.   Our professionals balance analytical skills… hoc regulatory advice and solutions Updating clients on regulatory change Assisting Duff & Phelps in updating compliance material…
  • 3.3
    Idex – London, England
    16 days ago 16d
    a professional services firm or a regulatory compliance professional with existing consulting experience. This is a unique opportunity… strengthen their regulatory centre of excellence within the team and are looking for a regulatory compliance professional seeking…
  • 3.2
    Capco – London, England
    16 days ago 16d
    Expertise within the Risk/Regulatory space in Banking or Capital Markets – ideally covering Credit and Market Risk or strong knowledge… knowledge of the regulatory space (Basel, Sarbanes Oxley, MiFid etc).- ·Excellent communication skills - the ability to liaise…
  • FourthLine – London, England
    30+ days ago 30d+
    services seeking a move into regulatory advisory field Existing compliance/risk/regulatory consulting experience from any sized… and regulatory compliance issues. Working closely with the Managing Director, Senior Executives and Managers, Consultants will…
  • 3.6
    BP – Sunbury-on-Thames, England
    9 days ago 9d
    will get implemented for Operational compliance Ability to read regulatory consultations and incoming requirements and provide… documentation Attend Periodic Group Compliance management system briefings, co-ordinate regulatory compliance efforts with other regional…
  • FourthLine – London, England
    21 days ago 21d
    practicable compliance solutions on a variety of regulatory thematic topics with the help of external regulatory law firms… Head of Compliance - Fund Compliance - Investments - AIFMD My client is a multi-award winning Investment Consultancy. The business…
  • 3.4
    Sky – London, England
    24 days ago 24d
    and regulatory aspects of the packaging and marketing of products, the development of new products, broadcast compliance and licensing… competition law, merger control and regulatory matters, including: leading on strategic consultations such as Ofcom’s Strategic Review…
  • 3.3
    Idex – London, England
    22 days ago 22d
    financial crime and AML frameworks * Ideally have a regulatory or compliance consulting background * Want to work in a culturally balanced… The regulatory consulting practice works with an array of regulated financial services firms and delivers consulting across…
  • 3.2
    Capco – London, England
    16 days ago 16d
    Operations change, OTC Derivatives and Clearing, Risk and Regulatory change. Professional experience is important. But it’s paramount… opportunities in: Banking, Capital Markets, Finance Risk & Compliance, Insurance and Wealth and Investment Management. Experience…
  • 3.3
    Idex – London, England
    5 days ago 5d
    EXPERIENCE * Experience in compliance/regulatory law in the insurance sector * Knowledge of the FCA regulatory framework as well as… monitor compliance training of the employees * Review and approval of financial promotions * Conduct and review regulatory risk…
  • FourthLine – London, England
    21 days ago 21d
    Compliance Manager - AIFMD - Investment - Fund Compliance My client is a multi-award winning Investment Consultancy. The business… firms with fund compliance and many other services. They are currently looking to hire a Head of Compliance to take over from…
  • 3.9
    Allen & Overy – London, England
    9 days ago 9d
    working as a consultant More Information Peerpoint Consultant Lawyers (Interim) - Regulatory Reform - Role… Consultant Lawyers (Interim) - Regulatory Reform Ref UK3032 Country United Kingdom - London Role Peerpoint…
  • 4.3
    OneTrust – London, England
    4 days ago 4d
    active regulatory environment, recent regulations fine organizations up to 4% of global worldwide revenue for non-compliance. Our… Data Privacy Compliance platform, OneTrust is seeking a dynamic and enterprising Technical Implementation Consultant to be based…
  • 3.2
    Capco – London, England
    16 days ago 16d
    Operations change, OTC Derivatives and Clearing, Risk and Regulatory change)Fitting that description, you will also need to be… opportunities in: Banking, Capital Markets, Finance Risk & Compliance, Insurance and Wealth and Investment Management. Let’s Get…
  • 3.6
    Legal and General Investment Management – London, England
    4 days ago 4d
    with other Compliance team members and business colleagues to promote a good compliance culture so that regulatory expectations… represent Compliance. Ability to work efficiently with the Regulatory Developments Manager and other senior compliance managers…
  • MERJE Ltd – London, England
    22 days ago 22d
    for the Global Compliance and Risk reporting framework. Key Requirements- Payments industry and regulatory background / experience… virtual policy team. Advisory - regulatory engagement, oversight, change management, consultations, consistency with Global standards…
  • Peopleworks – London, England
    15 days ago 15d
    Legal, Regulatory and Scheme security requirements. > Support the team in delivery of work streams for clients in compliance standards… GRC Consultant - Governance, Risk, Compliance - Information Security Permanent Home Based - Clients in London & Home Counties…
  • 3.9
    Allen & Overy – London, England
    6 days ago 6d
    specifically MiFID II) to work in a broad financial regulatory and compliance capacity, with a high level project management focus to the… Legal consultants (interim) - regulatory (MiFID II) Ref UK3579 Country United Kingdom - London Role Peerpoint…
  • 3.8
    KPMG International – London, England
    2 days ago 2d
    experienced in managing diverse issues including fraud, regulatory compliance, risk frameworks and modelling, capital efficiency,… Title Regulatory Assistant Manager (CASS) Country United Kingdom Location London Function Advisory Risk Consulting Service…
  • 3.2
    Capco – London, England
    16 days ago 16d
    competitive dynamics of banking and capital markets such as regulatory forces, economic drivers, changing buying patterns, disruptive… to growing its Business Consulting practice as part of our strategy to become the premier consultancy dedicated to financial services…
  • 3.2
    A2Dominion – London, England
    8 days ago 8d
    operational, regulatory and statutory areas of compliancy with the exception of Domestic Gas, and oversee the financial compliance within… and delivering statutory regulatory and compliance in respect of Domestic Gas, Water Hygiene, Asbestos and Fire and Safety? Do…
  • 3.8
    Twenty Recruitment Ltd – City of London, England
    2 days ago 2d
    sent to Tom Warren, Regulatory Compliance Consultant at Twenty Recruitment. Twenty Recruitment's Compliance function are a team… team of specialist consultants covering Financial Crime Compliance and Regulatory Compliance mandates, both permanent and temporary…
  • 3.8
    KPMG International – London, England
    2 days ago 2d
    experienced in managing diverse issues including fraud, regulatory compliance, risk frameworks and modelling, capital efficiency,… Location London Function Advisory Risk Consulting Service Line Regulatory Service Line Information Using a wide variety…
  • FourthLine – London, England
    6 days ago 6d
    similar role Regulatory experience at the FSA/FCA, medium-large financial services organisation, regulatory consultancy or similar… representing our consultancy client based in London to recruit for a Compliance Manager for the Financial Regulation consulting arm of a…
  • 3.0
    Team24 – London, England
    1 days ago 22hr
    professional and caring environment •To ensure compliance with appropriate regulatory and best practice frameworks •To take an active… accreditation •To participate in the on call and weekend rota •Ensure compliance with all relevant mandatory training within Learn timescales…
  • 3.8
    M&G – London, England
    21 days ago 21d
    towards the delivery of risk-based Compliance monitoring plans and extensive regulatory compliance knowledge within the asset management… required by the Compliance Monitoring Manager/Head of Compliance Monitoring & Assurance. Consult with the Compliance Advisory Teams…
  • 3.7
    Accenture – London, England
    10 days ago 10d
    Experience as a Solicitor providing services and regulatory compliance advices to the industry Experience as a Transactional… industry(ies) and/or business(es) within their remit Regulatory compliance expertise in various regulated areas Good business…
  • 3.6
    Morgan Stanley – London, England
    2 days ago 2d
    multiple stakeholders and competing timeframes. • Compliance, regulatory or consulting experience preferred. • Some understanding of… of policies and procedures that ensure EMEA’s compliance with HR related regulatory accountabilities. The HRGG supports the implementation…
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