Head of Compliance Jobs in London, England | Glassdoor

Head of Compliance Jobs in London, England

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  • 3.5
    Standard Chartered Bank – London, England
    10 days ago 10d
    Regional Compliance reports and other Management Information in agreed format for the Regional Head Compliance on key Compliance risks… segment Compliance to develop an effective mitigation plan. Support the Regional Head, Compliance in managing compliance issues…
  • 3.8
    QA – London, England
    7 days ago 7d
    responsibility for the Head of Student Welfare and Compliance periodically where the Head of Student Welfare and Compliance is absent or… to ensure compliance with Home Office legislation along with deputising for the Head of Student Welfare and Compliance during absence…
  • LMA – London, England
    16 days ago 16d
    firm maintains compliance with rules, regulations and legislation. The incumbent will report to the Head of Compliance for Wealth… Management and Wealth Planning Compliance monitoring including conducting reviews Maintaining compliance policies Recording, reviewing…
  • 3.6
    HR GO Recruitment – London, England
    15 days ago 15d
    issues to your Line Manager as required. Assist the Head of Compliance & Legal in the planning and prioritisation of legal work…
  • 3.3
    NHS Professionals – Watford, East of England, England
    15 days ago 15d
    of NHS Professionals Limited Compliance Team based in Watford. Reporting to the Head of Compliance & Implementation this role… SLAs You will have: experience of working within a compliance management or implementation role led a team within a demanding…
  • Design & Construct – London, England
    15 days ago 15d
    other pre tenancy requirements. Closely assisting the Head of Compliance with their work. Liaising and building relationships… smoothly, but you will be able to get really involved with the compliance and legality of each tenancy, as well as get exposure to property…
  • 3.4
    HSBC – London, England
    14 days ago 14d
    the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,… , Area Compliance Officer or Local Compliance Officer. The term 'compliance' embraces all relevant financial services laws, rules…
  • 3.0
    BNY Mellon – London, England
    2 days ago 2d
    thematic monitoring methodology; Liaising with the Head of Compliance, the Monitoring Manager and key business stakeholders… to the Compliance Department's assessment of the regulatory risks faced by Newton Involvement in ad hoc Compliance projects…
  • 3.9
    Randstad Sourceright – Biggin Hill, England
    10 days ago 10d
    seeking a Compliance Officer to join their team. Your main task as a Compliance Officer will be to assist the Group Head of Compliance… different business heads in order to promote best practice and policies Requirements Extensive compliance experience Regulatory…
  • LMA – London, England
    30+ days ago 30d+
    diverse role and the incumbent will report to the UK Head of Compliance. Some of the key responsibilities of the role are outlined… of any such regulatory changes or updates Support the Head of Compliance in order to develop, implement and review effective policies…
  • 3.4
    HSBC – London, England
    9 days ago 9d
    the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,… , Area Compliance Officer or Local Compliance Officer. The term 'compliance' embraces all relevant financial services laws, rules…
  • 5.0
    Pure Search – London, England
    10 days ago 10d
    relevant, draft the relevant Compliance policy documents Report into Head of Legal & Compliance Start Date: Immediate… to advise the business accordingly Where relevant act as Compliance lead for central work streams: best execution, corporate governance…
  • Law Support – London, England
    19 days ago 19d
    Reporting into the Head of Compliance you will be responsible for : Developing and implementing the compliance program Carrying… regulatory and corporate compliance matters An understanding of monitoring techniques including compliance systems A team…
  • 4.2
    Kennedy Pearce Consulting – London, England
    30+ days ago 30d+
    both compliance and accounting. The role will report to the Head of Finance but also have a reporting line into the Head of Compliance… objective of the role is to assist and provide support to the Head of Compliance in all day to day activities and tasks whilst as assisting…
  • 3.5
    Standard Chartered Bank – London, England
    10 days ago 10d
    (CST), key risk indicators (KRI) and monitoring plans for compliance and operational risk management * Ensure losses, risk events… Compliance and Compliance Teams * Group & In-Country Operational Risk Teams (2nd line) * Other OR Teams Enter roles and responsibilities…
  • 3.5
    Standard Chartered Bank – London, England
    10 days ago 10d
    Contribute to Compliance reports and other Management Information in agreed format for the Head of PvB & WM Compliance Regions and… and the Europe Regional Head Compliance on key Compliance risks and issues. * Anticipate horizon risks that may have a significant…
  • 3.5
    Argyll Scott – London, England
    21 days ago 21d
    teams with any questions and partner the Head of Compliance in ensuring SOx compliance where necessary. The senior finance manager… working with national teams, the EMEA Credit Controller and the Head of FP&A to ensure an efficient process, dealing quickly with…
  • FourthLine – London, England
    21 days ago 21d
    team based in London. Reporting directing into the Head of Compliance you will be supporting upcoming project work including GDPR… Compliance Officer - General Insurance - London - Competitive Salary - FourthLine are delighted to be representing a world…
  • Design & Construct – London, England
    20 days ago 20d
    other pre tenancy requirements. Closely assisting the Head of Compliance with their work. Liaising and building relationships… smoothly, but you will be able to get really involved with the compliance and legality of each tenancy, as well as get exposure to property…
  • 3.4
    Aviva Investors – London, England
    12 days ago 12d
    Responsible for Ad hoc compliance and regulatory projects as they arise. â¢Support the EMEA Head & Global Compliance colleagues on global… â¢All external and internal risk, compliance and legal standards met. Risk / Compliance / Governance. Risk ⢠Reporting…
  • FourthLine – London, England
    25 days ago 25d
    full Compliance Audit plan. Some further requirements on a day to day will include: Provide succinct reports to Head of Compliance… skills. As a Compliance Audit Manager you will report into the CF10 and must have a strong background in compliance monitoring and…
  • 3.7
    Morgan Stanley – London, England
    12 days ago 12d
    Primary Responsibilities The candidate will report to the Head of Compliance Registrations for the EMEA region. Â The candidate… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firmâs compliance with core regulatory…
  • BSM Group – London, England
    Today 5hr
    The team provides support to the Head of UK Global Markets Compliance (Equities) in ensuring the Cash Equities businesses understanding… as they apply to the business. The team act as the primary Compliance adviser to the Global Markets Cash Equities business. In partnership…
  • LMA – London, England
    30+ days ago 30d+
    personable and self-confident. You will be working for the head of compliance Knowledge of regulatory matters in UK asset management… and implement the compliance monitoring programme *Approve all financial promotions *Organise compliance training *Give…
  • MERJE Ltd – London, England
    7 days ago 7d
    based at its head office in London, within the Banks Risk & Compliance team. Reporting to the Head of Risk & Compliance, the Consumer… Consumer Credit Analyst will be part of the second line Risk & Compliance Function, working collaboratively with but independently of…
  • LMA – London, England
    30+ days ago 30d+
    preparation and maintenance of the Compliance procedures. Regulatory Research to assist the Head of Compliance (FSA, SEC, MAS, SEBI, ESMA… trading records, Gifts Logs, error logs etc. Assisting the Head of Compliance in preparing regulatory reports to the FCA, SEC and MAS…
  • Synergy Medical – London, England
    6 days ago 6d
    and report regularly on the compliance status for working candidates * Work with Group Compliance Head to implement an internal audit… are adhered to. Managing the registration and compliance teams, liaising with heads of sales to ensure that the recruitment process…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    sponsorship. The role- Reporting into the Global Head of Compliance Communications, your role will be to review complex international… within each business unit. Working alongside the Global Head of Compliance Communications in the design of controls, process improvements…
  • 3.6
    HR GO Recruitment – London, England
    27 days ago 27d
    tasks, periodic, ad hoc or otherwise, as directed by the Head of Compliance & Legal. Self-Motivated, approachable, able to absorb… training to all staff as required and assist in identifying compliance-related training needs in the bank. Develop and maintain…
  • 3.5
    Standard Chartered Bank – London, England
    10 days ago 10d
    Specialist, Sanctions Compliance will work with Head, Sanctions Compliance, Europe to lead the sanctions compliance programme within… multiple teams Compliance Technical Competencies Compliance Policies and Standards Core Compliance Advisory Core…
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