Investment Compliance Specialist Jobs in London, England | Glassdoor

Investment Compliance Specialist Jobs in London, England

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  • 3.7
    Schroder Investment Management – London, England
    1 days ago 14hr
    Head of Compliance is based in the UK. Responsibility for UK Compliance is split between the “Head of Compliance, Investment”, “Head… two Compliance Managers and a Compliance Specialist, UK Financial Promotions. It is the role and responsibility of the Compliance…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    15 days ago 15d
    Compliance Manager - Investment Banking Sector Niche Investment Bank is looking to build on their compliance project support… working for a another leading bank within compliance will be essential Hays Specialist Recruitment Limited acts as an employment…
  • 3.4
    BNP Paribas – London, England
    Today 7hr
    responsibility for own and team actions • Compliance qualification e.g. CISI Diploma in Investment Compliance Equal Opportunities… management information and reports are provided to Compliance Specialists, enhancing and improving the quality of reporting.…
  • 3.3
    Old Mutual Wealth – London, England
    27 days ago 27d
    Audit Specialist: Investment Management Ref 00000563-6 Country UK Location London Company Old Mutual Wealth… Closing Date 28 May 2017 Job Description Audit Specialist: Investment Management Competitive + Pension, Benefits and…
  • Your JobsPortals – London, England
    5 days ago 5d
    Compliance Manager - Investment Banking Sector Niche Investment Bank is looking to build on their compliance project support… working for a another leading bank within compliance will be essential Hays Specialist Recruitment Limited acts as an employment…
  • 4.1
    Office Angels – London, England
    3 days ago 3d
    Investment Banking Analyst - Product Specialist £40,000-£80,000 Responsibilities include: Conducting due diligence by… investors. Keeping up to date with market developments, new investment products and all other areas that can affect the markets,…
  • 3.1
    Vanguard – London, England
    4 days ago 4d
    and experience. Five or more years related Compliance experience in an investment management business or equivalent. Knowledge… operational and Compliance oversight. Duties and Responsibilities: 1. Providing day-to-day European Compliance advice and guidance…
  • 3.8
    Twenty Recruitment Group – London, England
    Today 7hr
    Regulatory Compliance Consultant at Twenty Recruitment. Twenty Recruitment's Compliance function are a team of specialist consultants… products and investment funds. This role sits in a dynamic and highly skilled team who focus solely on Compliance Advisory to…
  • 3.3
    Citibank – London, England
    6 days ago 6d
    Job Purpose: • An Investment Finance (IF) Specialist is a Lending Product Specialist within the Investment Finance business with… represented by more than 1,000 private bankers, investment professionals and product specialists across a network of 90 offices in 33 countries…
  • 3.2
    GIC Investments – London, England
    21 days ago 21d
    Reference 1293BR Title Investment Services Specialist Description Public Market Investments The Public Markets include… Fixed Income Director's Office as an Investment Services Specialist to support the Investment Professionals globally on a contract…
  • 3.5
    Barclays – London, England
    13 days ago 13d
    across Global Investments & Services as well as Private Banking, Private Client Services, Direct Investing, Compliance, Legal, Operations… product development specialists · Support the growth of impact investing by identifying new investment needs for different distribution…
  • 3.0
    CitiMortgage – London, England
    7 days ago 7d
    Job Purpose: • An Investment Finance (IF) Specialist is a Lending Product Specialist within the Investment Finance business with… represented by more than 1,000 private bankers, investment professionals and product specialists across a network of 90 offices in 33 countries…
  • 3.3
    ReAssure – London, England
    4 days ago 4d
    plan and investment guidelines  Provide oversight of non-traditional, illiquid investments with regard to compliance with the… Assessment relating to investment and liquidity risks  Review proposals for new investments, changes to investment strategy, liquidity…
  • 3.4
    Hatstand Limited – London, England
    28 days ago 28d
    as CISA, CISSP, CISM and CRISC *Knowledge of regulatory compliance e.g. SOX, BASEL3 *Knowledge of Process & Quality management… financial consultancy, has a fantastic opportunity for a IT Risk Specialist with one of the leading banks in London. Responsibilities…
  • 3.4
    Hatstand Limited – London, England
    15 days ago 15d
    fantastic opportunity for a data protection specialist to work in a leading investment bank. The successful candidate would report… Ensure compliance with obligations under relevant data protection laws and codes of conduct and provide support for compliance across…
  • 3.4
    Moody's – London, England
    Today 7hr
    market encompasses commercial banks, investment banks, hedge funds, insurance companies, investment managers and corporate treasurers… Policy for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of positions in those…
  • 2.9
    IPS Group – London, England
    25 days ago 25d
    rapidly expanding global investment company based in the City of London is seeking a SIPP Compliance Specialist to join a new business… successful candidate will have: - Experience of working in a compliance role - Strong technical knowledge of all rules surrounding…
  • 3.5
    Citi – London, England
    6 days ago 6d
    Job Purpose: • An Investment Finance (IF) Specialist is a Lending Product Specialist within the Investment Finance business with… represented by more than 1,000 private bankers, investment professionals and product specialists across a network of 90 offices in 33 countries…
  • 2.8
    Advantage xPO – London, England
    Today 6hr
    and communications technology coupled with our extensive investments in world leading ICT solutions position us as true leaders… cyber security Information governance, risk management, compliance, and business resilience Advantage xPO is in the top 1%…
  • 3.6
    JPMorgan. – London, England
    Today 7hr
    identified and recorded Coding and Oversight of investment guidelines into the compliance systems. Develop strong working relationships… alternative strategies, and investment professionals operating in every major world market, we offer investment experience and insight…
  • 3.4
    Anglo American – London, England
    5 days ago 5d
    -governed manner. Purpose: The Marketing Compliance Specialist is responsible for ensuring the Marketing teams strictly… to governance failure or non-compliance with regulations are avoided. Marketing Compliance Specialist.pdf Typical…
  • 3.4
    Bank of America – London, England
    5 days ago 5d
    The Compliance Specialist, assists the Compliance officer team in activities to contribute to the independent compliance oversight… enhancements for FLU/CF As a Compliance Specialist your responsibilities will involve: Compliance oversight of the relevant regulations…
  • 4.1
    Office Angels – City of London, England
    5 days ago 5d
    Investment Banking Analyst - Product Specialist £40,000-£80,000 Responsibilities include: * Conducting due diligence by researching… investors. * Keeping up to date with market developments, new investment products and all other areas that can affect the markets,…
  • 3.6
    Northern Trust – London, England
    7 days ago 7d
    Review research, investment recommendations, disclosures marketing materials and advertisements for compliance with applicable… number of years of solid regulatory compliance experience working for a custody or investment bank, an exchange, a regulatory organization…
  • 3.3
    Inspiring Interns – London, England
    5 days ago 5d
    library and data. • Design the investment manual for the Customer Relationship Officer (CRO) Investment Assistants. • Handle requests… worldwide with a focus on financial planning, offshore trust, investment management, company formation and management. This is a…
  • Coast Specialist Recruitment – London, England
    14 days ago 14d
    a home-based compliance consultant to manage a select number of firms and to support the field based compliance consultants with… experience of file checking, preferably those of an IFA in both Investments & Pensions The Rewards A home-based opportunity Annual…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    17 days ago 17d
    Previous Clearing house/ Investment Banking Advisory experience is essential Hays Specialist Recruitment Limited acts as… operations and compliance Keeping the Chief Compliance Officer and the General Counsel & Group Head of Compliance informed of progress…
  • 4.2
    Morgan McKinley – London, England
    6 days ago 6d
    business with Sales, Product, Compliance and Investment teams * Acting as a mentor to junior investment writers * Supporting the… international investment manager based in the City, are actively looking to speak to senior investment writers or product specialists regarding…
  • 3.6
    BlackRock – London, England
    Today 6hr
    expertise of BlackRock's sector specialists, each client portfolio is tailored to reflect specific investment guidelines and objectives… range of investment productsequity, fixed income, liquidity and alternative investmenteach managed by a dedicated investment team…
  • 4.5
    Alexander Lloyd – London, England
    24 days ago 24d
    have gained at least 2 years experience within compliance at a top tier investment bank or leading hedge fund. You will have excellent… ask for our Compliance division. This is only one of many vacancies we are handling. Alexander Lloyd is a specialist within Financial…
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