Job Type
Date Posted
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Distance

Legal Compliance Officer Jobs in London, England

208 Jobs

  • 3.4
    BNP Paribas – London, England
    NEW
    efficiently Legal and Regulatory Responsibilities Comply with all applicable legal, regulatory and internal Compliance requirements… Markets Compliance team. To promote the Compliance programme in relation to new activities, transactions, other compliance arrangements…
  • Consult RPM – London, England
    21 days ago 21d
    within the legal sector. Being proactive, a good communicator with a proven background of researching and drafting compliance procedure… We have a fantastic opportunity for an experienced COmpliance professional to join a leading award winning Law firm based in London.Previous…
  • 3.7
    Travelers Companies – London, England
    HOT
    with all legal, insurance, regulatory, Lloyd's and Sarbannes Oxley rules and guidelines. Acting at all time in compliance with the… guidance of the Head of Legal Practice in litigating complex and high exposure files. Conducts legal research as necessitated…
  • 4.4
    Brown-Forman – London, England
    21 days ago 21d
    IMEA marketing compliance matters to the Chief Ethics & ComplianceOfficer and provide input into the compliance database ​In… new marketing practices and channels are used in compliance with BF’s legal, regulatory and CSR commitments. Engage with external…
  • Elliott James Consulting Limited – London, England
    8 days ago 8d
    company in their Legal and Compliance team in London. Reporting to the Chief Legal and ComplianceOfficer, you will be instrumental… assist the Chief Legal and ComplianceOfficer in ensuring the Group is aware of, and complies with, all legal and regulatory…
  • 4.6
    Prospero Recruitment – London, England
    6 days ago 6d
    external legal advisors with regards to their contracts and answer all queries as necessary. To ensure legalcompliance of all… years. This role is a fantastic opportunity for a ComplianceOfficer ,to be able to work for a well-established, yet consistently…
  • 4.6
    Prospero Teaching – London, England
    19 days ago 19d
    external legal advisors with regards to their contracts and answer all queries as necessary. To ensure legalcompliance of all… years. This role is a fantastic opportunity for a ComplianceOfficer ,to be able to work for a well-established, yet consistently…
  • 3.7
    J.P. Morgan – London, England
    4 days ago 4d
    services or related field Previous experience in Compliance, Risk, Legal, Internal/External Audit or other control function… CF) aligned Compliance, EMEA Country Compliance, Compliance Practices, ex-EMEA/Global Compliance and Core Compliance personnel on…
  • 3.3
    Huxley – London, England
    18 days ago 18d
    A Retail Bank based in London is currently seeking a ComplianceOfficer to work in the treasury functions. You will be responsible… function for compliance Experience in a compliance function The team you will be working with are experienced legal and compliance…
  • 3.7
    J.P. Morgan – London, England
    4 days ago 4d
    Derivatives Compliance Experience / Qualifications Relevant compliance experience gained within a similar Compliance environment… www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas…
  • 4.7
    ZEAL Group – London, England
    5 days ago 5d
    companies and their key personnel to compliance risks by developing strategies, monitoring the legal environment and coordinating expert… Experience Experience with gambling regulatory compliance and legal knowledge of UK Gambling law. An understand of the…
  • 3.4
    BNP Paribas – London, England
    11 days ago 11d
    Manager of Registrations/Head of Central Compliance as well as other key Compliance, HR, Legal and Business stakeholders. Activities… well as the work closely with staff from across Compliance, Human Resources, Legal, Corporate Governance and Business Management.…
  • 4.6
    Goodman Masson – London, England
    20 days ago 20d
    major Investment Bank is looking for someone to join their compliance advisory team predominately looking after their fixed income… implement those changes as well as getting involved in day to day compliance advisory work based on the sales and trading floor. In…
  • Recruitment Genius Ltd – London, England
    11 days ago 11d
    looking to recruit a ComplianceOfficer. Essentially this is a role with generalist Senior Compliance responsibilities within… and lead in areas of Regulatory Compliance, including compliance monitoring, assisting with legal contracts review and advise on…
  • 3.4
    BNP Paribas – London, England
    7 days ago 7d
    significant degree of ‘self-starting’. The Financial Security ComplianceOfficer performs a number of functions, which include: • Supporting… Investigation and internal reporting: Report to the Nominated Officer / Investigations team any knowledge or suspicion of money laundering…
  • 3.3
    Guy Carpenter – London, England
    4 days ago 4d
    an experienced ComplianceOfficer with broad capabilities and competence in supporting complex compliance routines matters… relevant field. Experience working in the capacity of a ComplianceOfficer, ideally having gained knowledge of Insurance and/or…
  • 3.9
    Wellington Management – London, England
    NEW
    report to the WMF-Global ComplianceOfficer and will work closely with the broader Legal & Compliance team, particularly in relation… will be to assist the WMF-Global ComplianceOfficer in developing the local risk based compliance monitoring programme. The role…
  • 3.7
    J.P. Morgan – London, England
    6 days ago 6d
    ComplianceComplianceOfficer Segregated account and mutual fund specialist, EMEA Wealth Management ex. Switzerland Vice President… range of audiences, including business management, other Legal and Compliance colleagues, Audit and regulatory authorities Good…
  • 3.0
    Legg Mason – London, England
    22 days ago 22d
    a knowledgeable ComplianceOfficer to join our team in London. As a CO, you would assume key funds compliance responsibilities… Funds and UK legal entity board and committee compliance reports Support the Compliance Director and Fund Compliance Director through…
  • Streamline Connections Ltd – United Kingdom
    6 days ago 6d
    restrictions. Qualification in Compliance, Data Protection or GDPR is desirable. ComplianceOfficer (Compliance, PCI/DSS, 3rd party audits… ComplianceOfficer (Compliance, PCI/DSS, 3rd party audits, PCI reviews, SOC 2, ISO, policy writing, risk assessments, technology…
  • 3.7
    J.P. Morgan – London, England
    7 days ago 7d
    collaboration with all other control functions Compliance, Risk, Audit, and Legal. A core mission of the team is to support… obligations and drive engagement with key functions including Legal, Compliance, Risk, and Business to understand impact to the business…
  • 4.5
    Oakleaf Partnership – London, England
    21 days ago 21d
    in Central London are looking for a Learning & Development Officer to join their team. This role will focus on helping trainees… &D strategy, responsibilities of the Learning & Development Officer will include but not be limited to: Core training such…
  • 4.3
    Advanced Discovery Ltd – London, England
    12 days ago 12d
    and ComplianceOfficer Role Advanced Discovery is a leading London based independent provider of eDiscovery and legal support… Information Security and Data Protection ideally in a compliance or in-house legal area Good working knowledge of the G.D.P.R Regulation…
  • 3.2
    Norton Rose Fulbright – London, England
    7 days ago 7d
    Job Title Senior ComplianceOfficer Role Practice Group/Department Compliance Job Category Business Services… Hong Kong. The Team comprises five other lawyers and ten ComplianceOfficer staff, some of whom have law degrees and all of whom have…
  • Red Square International – London, England
    17 days ago 17d
    the daily AML and KYC compliance functions and act as AML subject matter expert. As ComplianceOfficer you will be responsible… This is an amazing opportunity for a Russian Speaking ComplianceOfficer to join an international financial company based in Central…
  • 3.4
    Marsh & McLennan Companies – London, England
    4 days ago 4d
    an experienced ComplianceOfficer with broad capabilities and competence in supporting complex compliance routines matters… Working with Legal and Compliance and business leaders to maintain a professional environment and to achieve compliance with regulations…
  • Recruitment Connection – London, England
    30+ days ago 30d+
    ComplianceOfficer London C£50,000 with package and benefits. My client is a successful FCA registered financial planning… looking for a key individual to be assist the Head of compliance with any legal and regulatory developments at EU , UK and Maltese…
  • 3.7
    J.P. Morgan – London, England
    4 days ago 4d
    Operations and Technology Compliance Advisory ComplianceOfficer, Private Bank Vice President, Based in London Description… appropriate Accounting or Legal qualification/background; Significant experience working in a similar Compliance role; some experience…
  • 3.3
    Leigh Day – London, England
    20 days ago 20d
    Professional Ethics and ComplianceOfficer (PE&CO). This is a new role and would appeal to a risk and compliance specialist, who would… Demonstrable experience of working within a risk & compliance role in a legal services environment is a must. Proven ability to…
  • 3.7
    JPMorgan Chase & Co – London, England
    17 days ago 17d
    range of audiences, including business management, other Legal and Compliance colleagues, Audit and regulatory authorities Good organisational… the Compliance Risk Assessment, Testing, Monitoring and Surveillance processes; work with global and regional compliance management…
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