Legal Compliance Officer Jobs in London, England | Glassdoor

Legal Compliance Officer Jobs in London, England

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  • 1.9
    Prospero Teaching – London, England
    2 days ago 2d
    external legal advisors with regards to their contracts and answer all queries as necessary. - To ensure legal compliance of all… three years. This role is a fantastic opportunity for a Compliance Officer ,to be able to work for a well-established, yet consistently…
  • 4.7
    Yoyo Wallet – London, England
    2 days ago 2d
    remains legally and regulatory compliant. Role Objectives Based in Fitzrovia, the heart of London, the Compliance Officer will… regulatory bodies or of legal/compliance related nature, lead liaison with external compliance consultants and legal counsel as appropriate…
  • 4.5
    Adam Smith International – London, England
    11 days ago 11d
    sits within the Legal & Compliance Team to support all contract management responsibilities. The Compliance Officer reports to the… the Head of Legal & Compliance will be to work closely with the Senior Counsel and the Head of Legal and Compliance in implementing…
  • 3.8
    Badenoch & Clark – London, England
    29 days ago 29d
    London housing association. They are looking for a Legal Contract Compliance Officer to work on their gas contracts. The role includes… includes the following responsibilities: Manage and oversee the legal and gas processing, water hygiene and communal heating for the…
  • 4.7
    GoCardless – London, England
    3 days ago 3d
    their funds and their data with the utmost care. The legal and compliance team are at the forefront of GoCardless expansion - both… practical, yet thorough, compliance programme. You will work collaboratively with our Head of Legal, COO and external advisors…
  • 3.3
    Deutsche Bank – London, England
    5 days ago 5d
    Reporting Group Compliance Officer Corporate title: Associate / Assistant Vice President Division: Compliance Location: London… PRG profile through high standards of communication with Compliance, Legal and business Responding to enquiries from Traders…
  • 3.4
    Societe Generale – London, England
    6 days ago 6d
    the collaboration with the Legal department (SEGL/JUR); * Coordinating with Regional Central Compliance teams to identify and communicate… financial industry * Demonstration of legal research and writing skills needed for drafting Compliance policies * Experience of coordinating…
  • 3.5
    UBS – London, England
    3 days ago 3d
    local regulations – Liaise with the business and wider legal and compliance to assess FinCrime and reputational risk presented by…
  • 3.4
    BNP Paribas – London, England
    2 days ago 2d
    Purpose The UK CIB Compliance Financial Crime and Compliance Investigations team (“Compliance Investigations team”) provides… other Compliance teams. • Assisting the Head of Financial Crime and Compliance Investigations and the Head of Compliance Training…
  • 3.5
    Credit Suisse – London, England
    11 days ago 11d
    the Tax Compliance rules (i.e. FATCA and AEI) and U.S. Cross Border rules is an advantage. Relevant Legal /Compliance Qualifications… IWM UK Advisory Compliance Team that cover the UK Private Banking business for Credit Suisse. The Compliance team performs an…
  • 3.8
    Swiss Re – London, England
    19 days ago 19d
    role The key objective of the Compliance Officer, is to support the Head of Compliance, iptiQ EMEA, in the identification,… Compliance Officer iptQ temporary UK - London About Swiss Re This is your opportunity to join Swiss…
  • GA Global – London, England
    4 days ago 4d
    a Group Compliance and Risk Officer responsible for the maintenance, execution and enforcement of the Group Compliance Program.… Regulation) compliance working group and Canadian anti-spam legislation leading on key compliance work streams, alongside our legal counsel…
  • 3.9
    Robert Walters Plc – London, England
    3 days ago 3d
    their conduct, regulatory and legal requirements. As a fixed income compliance advisory officer you will: * Provide high quality… investment bank is looking to hire into their, expanding, compliance advisory function to focus on supporting the sales and trading…
  • 3.5
    Partners Group – London, England
    4 days ago 4d
    services legislation and regulation Advising the UK Compliance Officer and more senior team members on the firm’s obligations… matters, as required by colleagues ranging from the UK Compliance Officer to the CEO What we expect We are looking for…
  • 3.5
    Bloomberg – London, England
    1 days ago 23hr
    closely with legal. Assist in the on-boarding of new participants, acting as the business Compliance officer in the process… 's London Compliance team is looking for an experienced Compliance Officer, reporting to the Chief Compliance Officer of Bloomberg's…
  • 3.2
    Ambridge Harris – London, England
    19 days ago 19d
    you must: Be a legal or Compliance Professional, either solicitor or compliance qualification (Compliance Institute - CISI etc… . To develop a Compliance capability to meet legal and regulatory requirements. To develop compliance strategies in cooperation…
  • Law Staff Legal Recruitment – Beaconsfield, England
    19 days ago 19d
    Rare opportunity for a talented Legal Compliance Officer within a well-regarded firm in Buckinghamshire. A highly successful… To be considered for this position you must: Be a Legal Compliance Officer with at least 2 years solid experience in a similar…
  • 3.4
    Huxley Associates – London, England
    9 days ago 9d
    will be part of a medium sized compliance team (circa 15 Compliance Officer's) that sit within in the 2nd line of defence. The… your team will provide further compliance guidance/advice as required. As a Compliance Officer in this team, you will require…
  • 3.1
    S&P Global – London, England
    1 days ago 14hr
    Covering Compliance Officer (RCCO) and Chief Compliance Officer EMEA & India (CCO EMEA/India) on significant compliance matters… Description Compliance Officer– Standard & Poor’s Global Ratings, London The Role: The Compliance Officer is based in London…
  • 3.0
    Gazprom Marketing & Trading – London, England
    4 days ago 4d
    employment tax matters Ensuring that the Senior Accounting Officer requirements are met on a quarterly basis Assisting the Direct… relationships with other departments (e.g. Group Finance team, Treasury, Legal) Ability to accurately manage workload and stakeholders in…
  • Panoramic Associates Ltd – City of London, England
    5 days ago 5d
    Data Protection & Compliance Officer | GDPRPanoramic Associates are delighted to be supporting a leading London Market Insurer… are looking to recruit a permanent Data Protection & Compliance Officer to join their team. Initially, for the first 12 months…
  • 3.2
    Ambridge Harris – London, England
    18 days ago 18d
    you must: Be a legal or Compliance Professional, either solicitor or compliance qualification (Compliance Institute - CISI etc… GDPR Compliance Officer South West £50,000 - £70,000 Ambridge Harris are looking to recruit a Chief GDPR Compliance Officer…
  • MERJE Ltd – London, England
    26 days ago 26d
    standards put in place to ensure the Company meets external legal and regulatory requirements. The Client: Lloyds broker The… The role: Assisting and drive completion of the Compliance Monitoring plan; Support and lead regular reviews of the business…
  • 3.4
    BNP Paribas – London, England
    16 days ago 16d
    significant degree of ‘self-starting’. The Financial Security Compliance Officer performs a number of functions, which include: •… Investigation and internal reporting: • Report to the Nominated Officer / Investigations team any knowledge or suspicion of money laundering…
  • 2.9
    PIMCO – London, England
    5 days ago 5d
    Regulatory Compliance the Compliance Officer for Alternatives will have primary responsibility for facilitating PIMCO compliance program… Regulatory Compliance team. The Compliance Officer for Alternatives is expected to have extensive experience with compliance requirements…
  • 3.7
    Morgan Stanley – London, England
    3 days ago 3d
    The EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core… and Trading. -Conduct data analysis and work closely with Compliance coverage teams, Operations and IT to understand trading flows…
  • 2.9
    Norton Rose Fulbright – London, England
    25 days ago 25d
    Job Title Senior Compliance Officer Role Business Services Practice Group/Department Compliance Job Category… Hong Kong. The Team comprises five other lawyers and ten Compliance Officer staff, some of whom have law degrees and all of whom have…
  • 4.0
    Austin Andrew Ltd – London, England
    11 days ago 11d
    cover compliance assignment based out of their luxurious West End offices. You will work in a small Legal and Compliance team and… but candidates with buy-side compliance experience will also be considered. Candidates with a legal background would be preferred…
  • 3.8
    Goldman Sachs – London, England
    5 days ago 5d
    order to assist the Firm in avoiding economic, regulatory and legal liability and risk to reputation. Principal Responsibilities… sales, structures, traders and also other departments, such as Legal, Controllers, Credit and Internal Audit. • Primary coverage…
  • 4.5
    Alexander Lloyd Ltd. – United Kingdom
    1 days ago 23hr
    firm's relationship with the regulator. * To ensure compliance with the legal & regulatory requirements by the firm. * To act as… Supervisor for the Firm. * To act as Money Laundering Reporting Officer for the Firm. * To act as a member of the Management Committee…
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