Manager compliance monitoring Jobs in London, England | Glassdoor

Manager compliance monitoring Jobs in London, England

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  • 3.4
    Societe Generale – London, England
    1 days ago 12hr
    DEPARTMENT To actively and promptly undertake Compliance communication monitoring of key risk areas of Societe Generale, reporting… identified. Liaison with advisory compliance officers and/or the Control Room on monitoring related issues as appropriate Assisting…
  • 2.8
    Enova – London, England
    4 days ago 4d
    Compliance Monitoring Manager (Location: London) Job Description Enova Values Compliance Monitoring Manager Reporting… come in: The Compliance Monitoring Manager will work within a small team to ensure legal and regulatory compliance is maintained…
  • Larsson Associates Ltd – London, England
    6 days ago 6d
    looking for an experienced Compliance Monitoring Manager to build the function and assist the Head of Compliance with the CMP. - Coordinate… . - Banking / mortgage compliance monitoring and testing experience. - ICA/IFS or similar compliance/financial services qualifications…
  • James Associates – London, England
    24 days ago 24d
    in a compliance role within and asset / wealth manager / financial advisory business, particularity compliance monitoring in relation… planning business is seeking a compliance monitoring specialist to be responsible for undertaking monitoring reviews with focus on recommendations…
  • LMA – London, England
    27 days ago 27d
    areas of non-compliance for management together with recommendations for corrective action. Manage periodic monitoring and follow-ups… and delivering a risk-based Compliance Monitoring Programme (CMP) and ensure regulatory monitoring and assurance reviews are in…
  • Oaklands Global Ltd – London, England
    4 days ago 4d
    Global Quality & Compliance Monitoring Manager Required! ** Do you have strong experience as a Quality Manager within the Aviation… Aviation client ** As the Quality Global Quality & Compliance Monitoring Manager your responsibilities will be; Developing and implementing…
  • Panoramic Associates Ltd – City of London, England
    4 days ago 4d
    Compliance Monitoring OfficerPanoramic Associates are supporting a leading London Market organisation who are looking for a Compliance… business risks are managed effectively and within appetite. The ideal candidate will have: ·Proven compliance experience ·Strong…
  • 4.7
    networx Ltd – London, England
    11 days ago 11d
    delivery and implementation of the Compliance Monitoring Plan. Using your compliance monitoring / auditing experience, you will… Compliance Monitoring Analyst / Auditing - Financial Services London Up to £45,000 depending on skills and experience + Benefits…
  • 3.8
    M&G – London, England
    15 days ago 15d
    assist the Compliance Monitoring Manager/Head of Compliance Monitoring & Assurance in maintaining compliance monitoring risk assessments… support the Compliance Monitoring Manager and Head of Compliance Monitoring & Assurance in delivering high quality Compliance monitoring…
  • LMA – London, England
    30+ days ago 30d+
    the Compliance Monitoring component of the EMEA Compliance Function. In conjunction with the Compliance Monitoring Manager, collate… desk based compliance monitoring reviews of all business in accordance with approved risk based compliance monitoring programmes…
  • MERJE Ltd – London, England
    16 days ago 16d
    closely with the Compliance Monitoring Manager, your role will be to plan and develop the firms Compliance Monitoring and Surveillance… The Client- A prestigious US Asset Manager are seeking to recruit a Compliance Monitoring Officer who will ensure the timely execution…
  • 3.2
    Octopus Investments – London, England
    16 days ago 16d
    Relevant compliance qualifications Relevant compliance experience at a financial services firm Performed compliance monitoring Must… currently increasing its resources by adding to its Compliance Monitoring team. The successful candidate will be somebody who…
  • 4.5
    Alexander Lloyd – London, England
    24 days ago 24d
    Qualified Compliance Monitoring Manager to join their team in London. You will design and deliver a risk based Compliance Audit programme… recruitment. Areas of expertise include Compliance Directors, CF10/11, Risk Frameworks, Monitoring, Advisory, Policy, T&C, Quality Assurance…
  • 3.2
    Huntswood CTC Ltd – United Kingdom
    5 days ago 5d
    and knowledge: - Proven track record working as a Compliance Audit Manager within a financial advisory company - Level 4 financial… and FOS precedents If you are interested in this Compliance Audit Manager position and have the relevant skills and experience…
  • 3.3
    Arcadis UK – London, England
    5 days ago 5d
    of reviewing loan documentation to identify and monitor clauses for compliance and risk reports. · Able to recognise and… Transaction Advisory team in either our London office as a Project Monitoring Consultant and we will make sure you get the experience and…
  • 4.7
    Goodman Masson – London, England
    30+ days ago 30d+
    looking to hire a Compliance Monitoring to join the compliance team. RESPONSIBILITIES Assistant the Compliance Officer Assist… the Compliance team to maintain the compliance framework and to deliver the annual Compliance Plan. Maintain and monitor the timetable…
  • Raphaels Bank – London, England
    4 days ago 4d
    of rolling compliance and outsource monitoring plans. Experience of conducting site visits to review compliance. Ability… remedial actions, on Bank Compliance Reviews and on regulatory returns. Provide ongoing monitoring and analysis over all management…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    recognised asset manager and due to continued growth, they are looking to appoint a Compliance Monitoring Manager to provide assurance… design, development and execution of the Risk based Compliance Monitoring and Trade Surveillance programmes, the successful candidate…
  • Additional Resources Ltd – London, England
    12 days ago 12d
    and conduct risk based compliance monitoring reviews in accordance with the firm`s Compliance Monitoring Programme. Review and… Compliance Monitoring Officer - Investment Management Sector - Central London Salary: DOE Key Words - Compliance Officer, Senior…
  • Columbia Threadneedle Investments – London, England
    17 days ago 17d
    Job Title: Compliance Monitoring Officer Job Code: 996228 Skill Band: Compliance Location: United Kingdom Type: Temporary… Management, preferably in a Compliance or audit role Proven experience of conducting Compliance monitoring reviews/testing work. Including…
  • 4.3
    C&D Group – London, England
    4 days ago 4d
    conduct compliance reviews and manage the compliance monitoring program. You will be involved in a number of compliance projects… investment managers, corporate finance advisors, wealth managers, crowdfunders). You will have Compliance monitoring experience…
  • Your JobsPortals – London, England
    2 days ago 2d
    delivery and implementation of the Compliance Monitoring Plan. Using your compliance monitoring / auditing experience, you will… Compliance Monitoring Analyst / Auditing - Financial Services London Up to £45,000 depending on skills and experience + Benefits…
  • LMA – London, England
    30+ days ago 30d+
    the Compliance Monitoring component of the EMEA Compliance Function. In conjunction with the Compliance Monitoring Manager, collate… desk based compliance monitoring reviews of all business in accordance with approved risk based compliance monitoring programmes…
  • Additional Resources – London, England
    12 days ago 12d
    and conduct risk based compliance monitoring reviews in accordance with the firm`s Compliance Monitoring Programme. Review and… Compliance Monitoring Officer - Investment Management Sector - Central London Salary: DOE Key Words - Compliance Officer, Senior…
  • 3.0
    BNY Mellon – United Kingdom
    28 days ago 28d
    recruiting for a Compliance Monitoring Manager to join our team. The role will entail: Perform detailed monitoring reviews in accordance… timelines escalate to the Head of Compliance; Assist in enhancing current compliance monitoring statistics (MI) as both a management…
  • 4.7
    Goodman Masson – London, England
    18 days ago 18d
    Compliance Monitoring Manager (Mat Cover) - £400 -£600p/d Job Purpose To conduct Compliance Monitoring reviews in accordance… the annual risk-based Compliance Monitoring Plan and maintenance of the supporting compliance monitoring risk assessment framework…
  • 3.4
    Societe Generale – London, England
    1 days ago 12hr
    The Compliance function monitors and advises the business in respect of all regulatory matters, including: * Compliance conduct… reporting; and * Compliance projects Summary of the key purposes of the role * Assist the Head of UK Compliance in providing an…
  • 2.7
    DQ Associates – London, England
    3 days ago 3d
    screening, transaction monitoring and SAR. Responsibilities? As an experienced member of the compliance team, the successful… transaction monitoring and SAR. Proactively identify any suspicious or fraudulent activity and report to the Head of Compliance with…
  • 2.8
    Covance – London, England
    12 days ago 12d
    seeking to grow our Monitoring Data Flow and Optimization Team. We are looking for a Manager, Risk Based Monitoring to join our team… Posting Title Manager , Central Risk Based Monitoring Requisition ID 68109BR Job Category Clinical Research Locations…
  • 3.4
    Societe Generale – London, England
    1 days ago 12hr
    Department Mission Statement of GBS Compliance: "To enhance and maintain a robust compliance framework, in partnership with all… and responsibility, and where GBS Compliance's responsibility is with respect to compliance, reputational and conduct risk matters…
  • 2.7
    Capita – London, England
    17 days ago 17d
    provide electronic monitoring services (including ‘tagging’) across England and Wales. Currently we manage monitoring centres in Manchester… contract compliance is maintained at all times. Attend court as required. Ad-hoc duties as directed by the manager Attendance…
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