Regulatory Compliance Lawyer Jobs in London, England | Glassdoor
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Regulatory Compliance Lawyer Jobs in London, England

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  • 4.9
    Caritas Recruitment – City of London, England
    NEW
    As a Safeguarding Officer you will be: Working on compliancy for candidates Requesting and chasing documents Sales… Keep the database cleansed and up to date Check candidates compliancy to determine their suitability for roles Liaise directly…
  • 3.7
    MasterCard – London, England
    9 days ago 9d
    About You •\tQualified lawyer or compliance professional with minimum 10yrs experience •\tExpert compliance experience in a corporate… core compliance areas (AML, Sanctions, ABC, Ethics and Export Controls) •\tManaging necessary relevant regulatorycompliance reporting…
  • 3.6
    London - City – City of London, England
    NEW
    relevant compliance qualification, eg ICA International Diploma Governance, Risk & Compliance have a knowledge of UK regulatory requirements… inter-departmental procedures, regulatory supervision, financial, operational and other regulatory implications of new business…
  • 3.6
    J.P. Morgan – London, England
    9 days ago 9d
    advantage) or an in-house legal team at an investment bank. · Lawyer must be licensed to practice law and a member in good standing… policies, practice guidelines, and monitoring relevant legal, regulatory and documentation developments · Pro-actively sharing experience…
  • 3.7
    Morgan Stanley – London, England
    NEW
    interpretation -Oversight of Regulatory filings and compliance with jurisdictional requirements -Representing Compliance on Product working… accounts. The MSIM Legal and Compliance Division in London is responsible for providing legal and regulatory support for all aspects…
  • 3.8
    Accenture – London, England
    24 days ago 24d
    providing services and regulatorycompliance advices to the industry Experience as a Transactional Lawyer is beneficial not essential… industry(ies) and/or business(es) within their remit Regulatorycompliance expertise in various regulated areas Good business…
  • Taylor Root – London, England
    7 days ago 7d
    promote an innovative culture of compliance. About the role Keep up to date with regulatory changes, including EU Directives… and banks Advise the business on all compliance-related matters, such as the regulatory implications of new and existing products…
  • 4.0
    Barclay Simpson – London, England
    10 days ago 10d
    A fluency in Mandarin 2+ years’ experience in regulatorycompliance in regard to the FCA. Excellent communication skills… experience in Financial Services Compliance. This is an opportunity for an experienced Compliance professional to work in a new and…
  • 3.8
    EY – London, England
    28 days ago 28d
    a qualified accountant, lawyer, or other regulatorycompliance qualification Regulatorycompliance experience at Manager or… a small team and reporting to the Regulatory Director, you will support the Firm's compliance in all areas of financial crime risk…
  • 3.8
    Berwin Leighton Paisner – London, England
    27 days ago 27d
    the training we offer is exactly what you need is essential. Lawyers, secretaries and business services experts - everyone here… looking for a Compliance Assistant to provide professional, efficient and high quality support to the Compliance Team in ensuring…
  • 3.6
    Fusion People – London, England
    NEW
    Compliance Officer (Heating &Water) - London Our client is looking for a Compliance Officer (Heating &Water). The candidate's… Date: ASAP Main Activities Candidate will assist the Compliance Systems Officers and Managers in verifying that all properties…
  • 3.8
    Goldman Sachs – London, England
    4 days ago 4d
    auditors, accountants, regulators, prosecutors, compliance professionals, lawyers, and product controllers), located in New York… objective of the Compliance Testing Group is to create and execute detailed compliance reviews testing to assess compliance with regulations…
  • 4.2
    Fieldfisher – London, England
    24 days ago 24d
    experience, on time and on budget. We have more than 400 lawyers spread over nine locations, all providing highly commercial… Fieldfisher's Silicon Valley office) is looking for an experienced lawyer to join our Privacy, Security and Information team to help support…
  • 5.0
    LR Legal Recruitment – London, England
    8 days ago 8d
    procedures across the UK. You will manage regulatory submissions and will provide Compliance training, technical guidance, support… candidates must have a good working knowledge of UK compliance and regulatory laws plus knowledge of the FCA and PRA handbooks with…
  • 3.6
    Credit Suisse – London, England
    15 days ago 15d
    discussing flexible/agile working. You Offer Qualified lawyer with a minimum of 4 years post qualification experience (or… England), on relevant internal policies, on ad-hoc legal, regulatory and documentary questions relating to settlement of debt and…
  • 5.0
    Talented Futures – London, England
    8 days ago 8d
    the Head of International Risk & Compliance identifying, analysing and responding to regulatory change Competencies:… that the organisation meets regulatory and legal requirements and effectively manages regulatory risk to within risk appetite;…
  • 5.0
    Cameron James – London, England
    13 days ago 13d
    regarding compliance related matters Provide Compliance input to training materials as required Carry out Compliance Monitoring… as required Support regulatory audits and audit visits Support in relation to responses to regulatory bodies requests for data…
  • 3.4
    Société Générale – London, England
    18 days ago 18d
    currently comprises four lawyers based in London and 11 lawyers based in Paris. Other commodities lawyers are based in New York,… ENR is looking for a commodities lawyer supporting mostly MARK/CTY activities. This lawyer will be based in London and will…
  • 3.4
    Société Générale – London, England
    14 days ago 14d
    Group about regulatory changes and new tax legislation affecting the private banking business; Monitor compliance and ensure… law qualification or equivalent non-UK qualified lawyer with Qualified Lawyers Transfer Test. LANGUAGES Fluent…
  • 4.0
    Russam GMS Limited – London, England
    8 days ago 8d
    An MLRO Compliance Officer is required to handle all compliance issues including CF11 delivering a first-class compliance service… Applicant: The MLRO Compliance Officer will be: Have 5-10 years' experience in compliance and must have qualification…
  • 3.0
    Magrath LLP – London, England
    22 days ago 22d
    all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework… policy outcomes and regulatory change implementation and ensure consistency of regulatory approach to regulatory developments across…
  • 2.8
    Coral – London, England
    12 days ago 12d
    recommendations, negotiating directly with contractors or their Lawyers if required until consensus has been reached. Maintain… Core Purpose: Compliance: The Compliance & Contracts Manager (CCM) will support the Property department in the operational delivery…
  • 4.5
    Venn Group – London, England
    14 days ago 14d
    Management Compliance Officer A prestigious investment management firm is looking for an experienced and "hands on" Compliance Officer… overseeing the upkeep of compliance logs and registers. Previous exposure to drafting and maintaining compliance policies is also necessary…
  • 3.4
    Société Générale – London, England
    18 days ago 18d
    comprises as of June 2017 four lawyers based in London and 11 lawyers based in Paris. Other commodities’ lawyers are based in New York,… GLF/ENR is looking for a commodities lawyer supporting MARK/CTY activities. This lawyer will be based in London and will be…
  • 3.6
    JPMorgan Chase & Co – London, England
    30+ days ago 30d+
    to day management, together with business and compliance partners, of regulatory matters relevant to the business. Some travel… travel may be required. Required Skills and Experience: Lawyer must be licensed to practice law and a member in good standing…
  • 3.7
    Swiss Re – London, England
    18 days ago 18d
    Directors and regulatory/competent authorities as appropriate Support development and delivery of the Annual Compliance Plan Identify… of EU regulatory requirements in respect of retail insurance products Ideally you have previous experience of regulatory issues…
  • 3.6
    Credit Suisse – London, England
    16 days ago 16d
    projects and new initiatives and managing the compliance agenda; Reviewing regulatory publications to evaluate impact to UK Private… Understanding of the UK Regulatory Environment as it applies to Retail Clients; Knowledge of the Tax Compliance rules (i.e. FATCA…
  • 3.5
    UBS – London, England
    15 days ago 15d
    We are looking for someone like that who can: – act as a compliance and operational risk control subject-matter expert for Licensing…
  • 3.4
    Société Générale – London, England
    16 days ago 16d
    hedging activities). The position is for a structured finance lawyer sitting within the SEGL/JUR/GBS/GLF team in London dedicated… activities of GLFI and CORI. The team is currently made up of three lawyers and one legal trainee. Summary of the key purposes of…
  • 3.6
    Credit Suisse – London, England
    23 days ago 23d
    The Chief Compliance and Regulatory Affairs organization at Credit Suisse strives to become a dedicated, independent function… execution of its activities in a regulatory complaint manner and in observance of the external regulatory requirements and internal policies…
  • 3.5
    UBS – London, England
    15 days ago 15d
    support for all financial crime, and specifically sanctions compliance matters –collect and analyze large amounts of complex data…
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