Regulatory Compliance Lawyer Jobs in London, England | Glassdoor
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Regulatory Compliance Lawyer Jobs in London, England

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  • 3.4
    BNP Paribas – London, England
    24 days ago 24d
    abuse Contribute to the execution and implementation of Regulatory, Group and CIB standards against market abuse and breaches… Business and Exchange rules Ad-hoc project management of Compliance deliverables for market abuse surveillance tools. Proactive…
  • 3.5
    UBS – London, England
    15 days ago 15d
    support for all financial crime, and specifically sanctions compliance matters –collect and analyze large amounts of complex data…
  • London - City – City of London, England
    NEW
    assist the Head of International Compliance and the Compliance Officer in the completion of regulatory and Lloyd's returns as required… training as necessary to others in the company on compliance with regulatory and Lloyd's rules pertaining to use of third parties…
  • 3.6
    JPMorgan Chase & Co – London, England
    30+ days ago 30d+
    to day management, together with business and compliance partners, of regulatory matters relevant to the business. Some travel… travel may be required. Required Skills and Experience: Lawyer must be licensed to practice law and a member in good standing…
  • 3.4
    BNP Paribas – London, England
    14 days ago 14d
    Manager of Registrations/Head of Central Compliance as well as other key Compliance, HR, Legal and Business stakeholders.… lines, as well as the work closely with staff from across Compliance, Human Resources, Legal, Corporate Governance and Business…
  • 4.3
    Search Consultancy – London, England
    7 days ago 7d
    performance of the company compliance monitoring programme, reviewing new client reports, regulatory projects and responding to… Performing work towards any regulatory reporting - FATCA and CRS. Participating in Internal Compliance Team Meetings. Design,…
  • 5.0
    Pro-Legal – City of London, England
    30 days ago 30d+
    or equivalent) Be a qualified lawyer with 0-3PQE Have strong Financial Services Regulatory experience and be able to demonstrate… Services Regulatory Associate | Expanding Team | Leading US Practice I'm looking for a junior Financial Services Regulatory Associate…
  • 4.7
    LoveWorkLife Limited – City of London, England
    30+ days ago 30d+
    Ability to liaise effectively with technical experts (lawyers, compliance professionals) to gather clear requirements & interpretation… Barclays - Regulatory Traceability Analyst | UK, London My client a Tier 1 Investment bank are seeking a BA4 level Regulatory Traceability…
  • 3.5
    Partners Group – London, England
    30+ days ago 30d+
    colleagues ranging from the UK Compliance Officer to the CEO What we expect We are looking for a junior lawyer with financial services… than twenty people. The UK compliance function is responsible for all aspects of regulatorycompliance on behalf of a MiFID investment…
  • 3.8
    Goldman Sachs – London, England
    NEW
    of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended… THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across…
  • 3.6
    London - City – City of London, England
    NEW
    assist the Head of International Compliance and the Compliance Officer in the completion of regulatory and Lloyd's returns as required… training as necessary to others in the company on compliance with regulatory and Lloyd's rules pertaining to use of third parties…
  • 3.4
    BNP Paribas – London, England
    21 days ago 21d
    Within Compliance, the FSCO entails providing technical compliance advice across CIB business areas, on regulatory issues and… (existing) clients, particularly for compliance with applicable Policy and UK regulatory requirements Risk assessment for high…
  • 3.6
    JPMorgan Chase & Co – London, England
    30+ days ago 30d+
    solutions to the legal and regulatory issues relevant to the transaction Essential Skills/Experience Lawyer must be licensed to practice… communication skills Solutions-driven, confident and proactive lawyer with an interest in working closely with the business Desirable…
  • 5.0
    Revolut Ltd – London, England
    EASY APPLY
    7 days ago 7d
    have a deep understanding of KYC/AML/CTF legislative and regulatory requirements in multiple jurisdictions You are highly technical… superstars are the backbone of the business. Criteria: Our compliance team is highly technical and detail-oriented, and we love…
  • 3.7
    Morgan Stanley – London, England
    NEW
    responses to regulatory change. The candidate will also have responsibility for working with the Central Compliance teams who handle… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory…
  • 3.9
    KPMG UK – London, England
    NEW
    Protection team (“PP”) comprises a team of experienced partners and lawyers based in Canary Wharf who specialise in advising on and managing… attractive opportunity for an experienced litigator to join PP. The lawyer will be within a team advising PP partners, other partners and…
  • 3.4
    Deutsche Bank – London, England
    13 days ago 13d
    United Kingdom Compliance At Deutsche Bank, good compliance is everybodys responsibility. The Compliance departments core… control function, the Compliance Department seeks to manage compliance risk and deepen the culture of compliance at Deutsche Bank through…
  • 4.5
    Tempest Resourcing – London, England
    29 days ago 29d
    ? The Role An exciting opportunity has arisen for a Compliance Officer at our Central London office to join our incredibly… to standards and policies. As a Qualified Social Work Compliance Officer you will be responsible for working with a variety…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    including attendance at regulatory meetings Ideally you will be: Qualified lawyer or accredited compliance professional with… business unit compliance training programs Support the legal and regulatory professionals providing compliance subject expertise…
  • 3.4
    S&P Global – London, England
    5 days ago 5d
    Consult with S&P Global Legal & Regulatory Affairs, as required. •Perform compliance reviews and compliance risk assessments, identify… operational changes. •Maintain an effective Compliance Program that: Identifies regulatory requirements and attendant risks; assesses…
  • 3.4
    McGraw Hill Financial – London, England
    6 days ago 6d
    Consult with S&P Global Legal & Regulatory Affairs, as required. •Perform compliance reviews and compliance risk assessments, identify… operational changes. •Maintain an effective Compliance Program that: Identifies regulatory requirements and attendant risks; assesses…
  • 3.4
    Deutsche Bank – London, England
    9 days ago 9d
    effectiveness of internal controls and to address compliance with local regulatory requirements. Therefore, to be successful in the… United Kingdom Compliance At Deutsche Bank, good compliance is everybodys responsibility. The Compliance departments core…
  • Larbey Evans – London, England
    17 days ago 17d
    recruit a new Compliance/AML Officer to join the London office on an initial 9 month FTC taking the lead on Compliance, AML & KYC… London office. Duties will include reviewing and monitoring compliance of anti-money laundering procedures for London and other international…
  • 3.4
    Pontoon – London, England
    8 days ago 8d
    responsibilities will consist of a combination of compliance advisory activities combined with regulatory analysis and interpretation. Key… FX trading areas. To provide compliance advice on new and existing products and all regulatory activities relating to Electronic…
  • Compliance Recruitment Solutions – London, England
    6 days ago 6d
    business and agents Monitor new regulatory mandates, rules and requirements, ensure that compliance policies are kept up to date… recruit a Compliance Officer to provide a professional compliance support to the business. Reporting to the Head of Compliance, duties…
  • 3.6
    JPMorgan Chase & Co – London, England
    30+ days ago 30d+
    a senior lawyer within the EMEA Markets Practice Group. The candidate will also be involved in advising on regulatory developments… proactive, with interest in working closely with the business Lawyer must be licensed to practice law and a member in good standing…
  • 3.2
    Western Asset – London, England
    NEW
    support to the Head of London Regulatory Affairs and Compliance on all regulatory and compliance oversight duties which will include… management and supervision of the Firm’s compliance efforts, with a focus on regulatorycompliance relating to the conduct of the Firm…
  • 3.1
    S&P Global Ratings – London, England
    NEW
    Consult with S&P Global Legal & Regulatory Affairs, as required. •Perform compliance reviews and compliance risk assessments, identify… operational changes. •Maintain an effective Compliance Program that: Identifies regulatory requirements and attendant risks; assesses…
  • 3.1
    BNY Mellon – London, England
    NEW
    implementing internal Compliance policies and processes to confirm on-going compliance with regulatory requirements as required… rolling compliance monitoring program across all aspects of the firm’s operations to evidence compliance with the regulatory, exchange…
  • 4.0
    Checkout.com – City of London, England
    21 days ago 21d
    ’s main responsibility will be to advise on regulatory matters including compliance with regulations to combat money laundering… rapid growth. Key Responsibilities Advise on Regulatory and Compliance issues and risks, including matters such as AML/CFT…
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