Regulatory Compliance Lawyer Jobs in London, England | Glassdoor
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Regulatory Compliance Lawyer Jobs in London, England

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  • 3.2
    Adecco – London, England
    17 days ago 17d
    of the compliance business plan *Coordinate all compliance, monitoring activities across the business *Ensure compliance policies… We are currently recruiting for a Compliance Officer to join a busy team working for an Insurance Company based in Central London…
  • 3.1
    ACCA – London, England
    15 days ago 15d
    students and members. Were currently recruiting for two Compliance Officers on a full time, permanent basis to join the Monitoring… involved in the following: Conducting desktop-based rule compliance reviews in accordance with prescribed policies and procedures…
  • 3.8
    Law Support – London, England
    15 days ago 15d
    capital markets lawyers. To be considered for this position, you must be a UK,Australian or New Zealand qualified lawyer, have a minimum… markets. This is an excellent opportunity for a qualified lawyer, who is capable of reviewing and running with a full case load…
  • 3.3
    Ipsos Mori – London, England
    22 days ago 22d
    special interest in developing your career as a quality and compliance champion? If so, this could be the opportunity for you!… the quality of our work and further development of a robust compliance framework. A working knowledge of industry codes of conduct…
  • 3.0
    People First – London, England
    17 days ago 17d
    ethically and in full compliance with relevant Laws and Regulatory requirements. To perform AML/KYC & Compliance due diligence, monitoring… reports on compliance and regulatory matters as required. The Skills you need: Strong experience in AML / Compliance, preferably…
  • FourthLine – London, England
    24 days ago 24d
    and reactive advice to the business on a range of compliance and regulatory queries. Regular FCA and PRA horizon scanning to… will impact the firm. Involvement with compliance related projects Provide compliance training Review and sign off financial…
  • 3.8
    Law Support – London, England
    22 days ago 22d
    assess and carry out compliance monitoring reviews & audits (including FCA & PRA regulations) Provide regulatory advice and support… the City is seeking an additional Compliance Officer to support the Risk & Compliance Director. Duties will include: Ensuring…
  • Independent Appointments (UK) Ltd – London, England
    26 days ago 26d
    Role will involve managing regulatory submissions and providing Compliance training, technical guidance, support and tailored feedback… to ensure compliance requirements are adhered to; provide advice and support on a range of issues including regulatory supervision…
  • Accountancy Action – London, England
    25 days ago 25d
    . Accountancy Action is currently recruiting for a CIS Compliance Officer for a global organisation. This is a fantastic opportunity… Subcontractor accounts Leaver reconciliations Ensure all HMRC compliance is met Bringing new ideas to the table CIS submissions…
  • 4.5
    Tempest Resourcing – London, England
    25 days ago 25d
    ? The Role An exciting opportunity has arisen for a Compliance Officer at our Central London office to join our incredibly… to standards and policies. As a Qualified Social Work Compliance Officer you will be responsible for working with a variety…
  • 3.3
    MedicsPro – London, England
    23 days ago 23d
    Responsible for reporting compliance information to the Compliance Manager Work as part of a team to meet the Compliance Team targets, aims… experienced Compliance Officer is required for our Leytonstone office: Job Summary / Purpose: To obtain and manage compliance documentation…
  • 3.7
    Morgan Stanley – London, England
    10 days ago 10d
    broad array of Compliance and regulatory issues. (h) Regulatory Audits Assist in the co-ordination of regulatory audits and… them with regulatory advice, appropriate management information and compliance support with respect to the regulatory aspects of…
  • 4.4
    KennedyPearce Consulting – London, England
    19 days ago 19d
    updates from a regulatorycompliance perspective. Support where necessary, the business units on all regulatory matters. Assist… relationships. To assist the Compliance team to ensure that the Bank meets all necessary regulatory requirements in a timely manner…
  • 3.5
    Bloomberg – London, England
    9 days ago 9d
    closely with the Legal Department to address regulatory issues, ensuring compliance with current and developing rules and regulations… business with developing MiFID ii solutions and ensure regulatorycompliance post-Jan 2018 Respond to participant enquiries, providing…
  • 3.2
    Elsevier – London, England
    13 days ago 13d
    technology-oriented product development, web site management and compliance, and will also monitor and assess warranty and liability issues…
  • 3.7
    Morgan Stanley – London, England
    10 days ago 10d
    services institution or consulting firm Previous Compliance, Risk or regulatory experience would be an advantage Morgan Stanley… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory…
  • 3.5
    SEI Investments – London, England
    10 days ago 10d
    significant compliance and/or regulatory experience and with strong evidence of a clear desire to work in a dedicated Compliance role,… equivalent) preferred ›Extensive regulatory experience and/or experience of working in a compliance function, preferably in the asset…
  • 3.3
    Huxley Associates – London, England
    10 days ago 10d
    with all applicable legal, regulatory and internal compliance requirements. This will involve planning/scoping, testing, conducting… will be part of a medium sized compliance team (circa 15 Compliance Officer's) that sit within in the 2nd line of defence. The…
  • 3.5
    Bloomberg – London, England
    10 days ago 10d
    closely with the Legal Department to address regulatory issues, ensuring compliance with current and developing rules and regulations… and management information Respond to regulatory enquiries and manage regulatory relationships, as appropriate Plan, prepare…
  • 3.0
    Legg Mason – London, England
    12 days ago 12d
    addressing regulatory funds compliance matters (both periodic and adhoc), anti money laundering, maintenance of the compliance monitoring… Support the Compliance Director and Compliance Manager through keeping up-to-date with AML and other regulatory developments…
  • 4.3
    eToro – London, England
    13 days ago 13d
    procedures put in place to ensure the Companys compliance with its regulatory obligations, and the actions taken to address any… Company's regulatory obligations Reporting to: UK MD - Operations Job Description: Ensure compliance with FCA…
  • 3.7
    Morgan Stanley – London, England
    10 days ago 10d
    Coordinating resources in respect of Non UK EMEA compliance activity, including regulatory and internal audit findings and remediation… senior management, in particular in relation to compliance risk/issues, regulatory developments and complaints handling. Organisation…
  • 3.4
    Société Générale – London, England
    12 days ago 12d
    consist of: Provide Compliance support and regulatory analysis to SGLB with respect to the regulatory transition for SGLB resulting… broader Compliance team – notably Compliance Advisory, the Registrations and Certifications team, and the Regulatory Projects…
  • 3.6
    JPMorgan Chase & Co – London, England
    26 days ago 26d
    business and to compliance associates To keep the business appraised of the Compliance related topics and regulatory changes in relation… Fiduciary, ensuring escalation of issues Assessing regulatory, audit and compliance testing findings and adapting the program as required…
  • 3.3
    Astellas – Sevenoaks, England
    13 days ago 13d
    opportunities with associated legal, regulatory and compliance risks in a complex and fast evolving regulatory environment. Key Activities… growth, we currently have a new opportunity for a qualified lawyer to work within the EMEA legal team, initially supporting our…
  • 3.5
    SEI Investments – London, England
    14 days ago 14d
    significant compliance and/or regulatory experience and with strong evidence of a clear desire to work in a dedicated Compliance role,… and updating existing compliance-related policies and procedures on investment management related regulatory matters. › Support…
  • 3.4
    Société Générale – London, England
    10 days ago 10d
    appetite, regulatory expectations and industry best practices”. In order to achieve its mission statement, GBS Compliance activities… Coordinating with Regional Central Compliance teams to identify and communicate on the regulatory changes and news likely to have…
  • 3.6
    JPMorgan Chase & Co – London, England
    28 days ago 28d
    designed to achieve compliance with firm and regulatory requirements on these areas; represent EMEA WM Compliance on the above topics… role will report to the EMEA WM Compliance Executive Director and will focus on providing regulatory advice and support on the development…
  • 3.7
    Morgan Stanley – London, England
    27 days ago 27d
    responses to regulatory change. The candidate will also have responsibility for working with the Central Compliance teams who handle… QUALIFICATIONS Skills required (essential) Previous Compliance coverage experience within an investment bank; preferably…
  • 3.1
    S&P Global Ratings – London, England
    25 days ago 25d
    Consult with S&P Global Legal & Regulatory Affairs, as required. •Perform compliance reviews and compliance risk assessments, identify… operational changes. •Maintain an effective Compliance Program that: Identifies regulatory requirements and attendant risks; assesses…
  • 3.4
    Deutsche Bank – London, England
    26 days ago 26d
    action on a broad range of compliance and regulatory provisions Ability to analyse compliance, regulatory and reputational risks… marketing material and client communications for compliance with regulatory requirements in addition to the Bank’s policies and…
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