Regulatory Compliance Specialist Jobs in London, England | Glassdoor
  • All Jobs (323)

Regulatory Compliance Specialist Jobs in London, England

  • 3.4
    BNP Paribas – London, England
    13 days ago 13d
    Securities Services UK”) Compliance Department exists to provide advice, support and guidance on all regulatory matters as they apply… with all regulatory matters. The main purpose of this role is to work with the business and peers within the compliance function…
  • 4.7
    Bovill – London, England
    NEW
    relevant MiFID II experience of a technical nature in regards to regulatory requirements, ideally gained within a wealth management business…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    NEW
    support the Compliance Officer in the delivery of the annual compliance plan. This includes conducting compliance monitoring,… knowledge of the Lloyd's Insurance Market, specifically from a regulatory perspective. You will be able to work in a small team, and…
  • 4.6
    ProClinical Ltd – London, England
    4 days ago 4d
    of internal staff. Ensure compliance with MPE internal policies as well as external regulatory requirements through updating… trained in SOPs. Ensure regulatory affair staff training files are complete and up to date and in compliance with SOPs. NB for '…
  • 3.6
    Amazon – London, England
    5 days ago 5d
    about our customers. We are looking for a talented ComplianceSpecialist to work on restricted and regulated products within… implement and administer processes and policies that apply the regulatory requirements to product listings. There is a significant project…
  • 4.7
    Bovill – London, England
    7 days ago 7d
    activities –from giving specialist advice on detailed regulatory requirements through to delivering complex regulatory implementation projects… sector across a range of asset classes, as well as the key regulatory challenges faced including EMIR, MiFID II, and MAR. Familiarity…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    NEW
    to work in Core Compliance for a market leading firm. Your new role As part of the core compliance team you will be… tasks on a day-to-day basis. These will include, managing regulatory reports, development of policies, training and carrying out…
  • 5.0
    Cameron James Professional Recruitment – London, England
    27 days ago 27d
    grasp this changing regulatory environment. Experience: Experience in a position related to Compliance or internal audit… Banking sector within Compliance Strong understanding of the risk culture and how to grasp this changing regulatory environment.…
  • 3.5
    Barclays – London, England
    6 days ago 6d
    to senior Compliance and business management. Informing business of applicable Compliance initiatives, regulatory requirements… provide day to day compliance support to Equities businesses as a trusted partner providing best in class regulatory advice and guidance…
  • 3.3
    Eze Software – London, England
    24 days ago 24d
    Eze Software) is seeking a Compliance Engagement Specialist to join the Compliance Product Specialist Team in its London office.… Execution & Analytics, Portfolio Analytics & Modeling, Compliance & Regulatory Reporting, Commission Management, Data Management and…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    NEW
    advisory function to the front office, providing real-time regulatory advice to the traders on the trading floor. The size of the… your skill-set and gain experience across M&T, advisory, regulatory change / developments and other ad hoc tasks. What you'll…
  • 4.3
    Sellick Partnership – London, England
    5 days ago 5d
    required regulatory reporting is completed accurately and in accordance with deadlines The Senior Investment Compliance Analyst… Investment Compliance Analyst to join their flourishing business on an interim basis. The Senior Investment Compliance Analyst…
  • 4.4
    Alexander Lloyd – London, England
    NEW
    Alexander Lloyd is a specialist within Financial Services recruitment. Areas of expertise include Compliance Directors, CF10/11,… seeking a Compliance Advisory Associate to join their Wholesale Banking arm. You will provide support within the Compliance function…
  • 5.0
    Oval Recruit – London, England
    30+ days ago 30d+
    an experienced Compliance Adviser to join a leading UK Retail Investment Operation as a Regulatoryspecialist within their UK… RegulatoryCompliance Advisor - Investment/Wealth Management Leading UK Retail Investment Operation, Based City of London…
  • 3.5
    UBS – London, England
    13 days ago 13d
    Supporting the EMEA Head of Regulatory Initiatives in the management of the implementation of strategic regulatory initiatives, the role… role involves interaction with Compliance and Operational Risk Control (C&ORC), senior management and with the businesses from European…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    NEW
    This role sits on the RegulatoryCompliance side of the department, reporting into the UK Head of Compliance. It is a small team… corporate bank are looking for a junior to support their regulatorycompliance advisory function Your new company The firm…
  • 3.5
    UBS – London, England
    21 days ago 21d
    Regulatory Developments and Financial Crime? We are looking for someone like that to: – Support our Product teams in managing… managing and understanding the risk of their products – Manage regulatory enquiries, developments and act as a subject matter expert…
  • 3.8
    Twenty Recruitment Ltd – London, England
    7 days ago 7d
    Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and RegulatoryCompliance mandates… the other teams within Compliance as needed Lead and deliver regulatory change projects or compliance initiatives Advise on…
  • 3.9
    Hiscox – London, England
    24 days ago 24d
    authority on regulatorycompliance issues and standards. Support in the delivery and coordination of compliance training. Support… regulators and auditors Undertake regulatory research Assist the team in managing compliance led-projects and reviews to ensure…
  • 3.8
    Twenty Recruitment Ltd – London, England
    5 days ago 5d
    Recruitment's Compliance function are a team of specialist consultants covering Financial Crime Compliance and RegulatoryCompliance mandates… internal stakeholders and with other compliance staff in London and other offices Write regulatory reports and deliver them to the…
  • 3.6
    Credit Suisse – London, England
    27 days ago 27d
    The Chief Compliance and Regulatory Affairs organization at Credit Suisse strives to become a dedicated, independent function… organisation, which businesses we are involved with, our regulatory risk appetite and the requirements of our Client Due Diligence…
  • 2.7
    Capita – London, England
    5 days ago 5d
    Accountabilities: Risk Management and Compliance Provide 2 LoD regulatory and legislative advice and guidance to the… Assist with Regulatory liaison where necessary. Carry out MLRO responsibilities as delegated by the Risk & Compliance Director.…
  • 3.0
    eNL – London, England
    7 days ago 7d
    Regulatory and Business Crime Solicitor, London, 5 years PQE - Do you have a wealth of experience working in Regulatory and Business… for an experienced Regulatory and Business Crime Solicitor to join a niche corporate crime and regulatory firm. Our client has…
  • 3.5
    UBS – London, England
    20 days ago 20d
    Are you risk averse but risk aware? Do you specialize in regulatory initiatives and corporate center? We are looking for someone… Healthcare, Real Estate, Advisory and M&A products to manage compliance and operational risk related to the CCS business. Be involved…
  • 3.6
    Old Mutual Wealth – London, England
    5 days ago 5d
    type variations. Knowledge of the investment management regulatory environment. About Us Old Mutual Wealth (OMW) is the… Info... Role profile - Audit Specialist Investment management.pdfRole profile - Audit Specialist Investment management.pdf…
  • 3.5
    Barclays – London, England
    8 days ago 8d
    to senior Compliance and business management. Informing business of applicable Compliance initiatives, regulatory requirements… provide day to day compliance support to Equities businesses as a trusted partner providing best in class regulatory advice and guidance…
  • 3.0
    Shire – London, England
    NEW
    approved products. Liaise with Regulatory Agencies and GRA Strategy Product Leads/Specialists on product updates impacting labeling… review including liaison with Regulatory Agencies, progression of artwork via SAMs. Regulatory assessment of changes impacting…
  • 2.9
    WorldPay – London, England
    19 days ago 19d
    them with specialist advice to resolve complex regulatory matters Assist on drafting and maintaining WP compliance policies;… s Compliance Team is part of Global Operations. The Compliance Team has global responsibility for all aspects of regulatory compliance…
  • 4.2
    Metro Bank (UK) – London, England
    12 days ago 12d
    Action Court Orders efficiently within regulatory timeframes; ensuring compliance and regulations are followed Working closely… arrears. But all is not lost, we have a team of Specialists to help! The Specialist team deal with those experiencing financial…
  • 3.4
    BNP Paribas – London, England
    6 days ago 6d
    risk - Understands the market, credit, operational, compliance, legal, regulatory and reputational risks of transactions he/she manages… priorities Regulation: Keep abreast of the evolving regulatory landscape and how this impacts both DEC and DEC’s clients.…
  • 3.5
    Barclays – London, England
    4 days ago 4d
    all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management Framework…
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