Senior Associate Compliance Jobs in London, England | Glassdoor
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Senior Associate Compliance Jobs in London, England

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  • 4.2
    BookingBug – London, England
    15 days ago 15d
    conduct ISMS Audits to meet Compliance and legislative requirements, as well as internal audits and compliance checks against company… be involved in the running and growth of this system, and associated processes, including writing new policy and processes that…
  • 3.7
    Chiltern International – London, England
    NEW
    Back to search results QA ComplianceAssociate / Senior QA ComplianceAssociate Job Reference JT-900046 Job… Friends Email Address* Submit QA ComplianceAssociate / Senior QA ComplianceAssociate Job Reference JT-900046 Job Background…
  • 4.7
    Cobalt Recruitment. – London, England
    NEW
    Compliance Manager - Hosing Association My leading London based housing association is seeking an inspirational leader as their… £55,000 - £60,000 + benefits About the Housing Association: The housing association is a progressive, forward thinking organisation…
  • 4.3
    Baringa Partners – London, England
    NEW
    in a Risk or Compliance function Operational efficiency of internal regulatory processes Conducting compliance gap analyses… global Inter-Dealer Broker Managing the operational risk associated with a strategic divestment program Advising a large investment…
  • 4.4
    Simply Business – London, England
    NEW
    operational, commercial, product and marketing teams, HR, compliance and senior management. You will work autonomously in your role,… relevant legislation and regulation. Main purpose of role The Associate General Counsel reports into the UK-based General Counsel.…
  • 2.7
    Cohen & Steers – London, England
    6 days ago 6d
    and document compliance related issues, working with senior personnel throughout the firm and reporting to senior management and… experienced compliance professional to join a dynamic team responsible for the administration of its regulatory compliance program.…
  • 2.5
    One Housing – London, England
    NEW
    ensuring we achieve this target. You role as Associate Head of CQC Compliance will be to support, train and monitor the performance… services. You will assist maintaining One Housing’s success of compliance and ensure new services are designed and delivered to achieve…
  • 3.7
    BlackRock – London, England
    15 days ago 15d
    within the Compliance team Job Purpose/Background: We have an open associate position within our busy compliance advisory team… input to regular reporting and communication on Compliance matters to senior management and corporate and/or fund boards and broader…
  • 3.3
    Fidelity International – London, England
    4 days ago 4d
    to build relationships of trust with senior management in the business and from Compliance and other oversight and control teams… Investment Compliance, which is part of a global Investment Compliance team, is responsible for providing compliance advice and…
  • 3.3
    Financial Conduct Authority – London, England
    NEW
    LinkedIn Apply Refer a Friend Job Title: SeniorAssociates - Investment Management Job Code: 1018716 Skill Band… Edinburgh Type: Permanent Date Posted: 24 Jul 2017 SeniorAssociate roles - Investment Management Department, Supervision:…
  • Lawson Chase – London, England
    13 days ago 13d
    Conducting new staff compliance inductions, including code of ethics. Assisting the ComplianceAssociates with monitoring reviews… ComplianceAssociate sought to join the London office of a leading US asset and investment management firm. Supporting the Senior…
  • 3.7
    Shell – London, England
    Today 9hr
    trading strategy. Regulatory Compliance Operating and trading within the Shell Compliance framework and to Shell Trading… policy. This policy describes the processing that may be associated with your personal data and informs you that your personal…
  • 2.8
    BPP University – London, England
    Today 9hr
    support apprenticeship compliance. As Ofsted Compliance Manager, you will support Academic Affairs and the Associate Dean (Partnerships… Experience of working in a compliance role Specific knowledge and experience of Ofsted compliance in England; Able to produce…
  • 4.7
    Goodman Masson – London, England
    6 days ago 6d
    to Chief Compliance Officer and AVP Compliance Support the overall position with regard to compliance risks associated with the… through the AVP Compliance Support, to the Chief Compliance Officer. Provide recommendations to the Chief Compliance Officer on compliance…
  • 4.1
    A.S. Watson – London, England
    NEW
    Senior Finance Associate Aim of the role Perform reviews and report on status of internal controls of ASW Group business… efficiency, financial exposure and compliance thereof); finance policies and procedures; and compliance with ASW operational standards…
  • 3.7
    Shell – London, England
    16 days ago 16d
    primary purpose of the SeniorCompliance Advisor is to provide timely, accurate and robust compliance advice on applicable internal… Auto req ID 55069BR Job Title SeniorCompliance Advisor Country of Work Location United Kingdom City, State (if applicable…
  • 3.5
    Wells Tobias – London, England
    13 days ago 13d
    an understanding of / experience or interest in compliance around SMR (Senior Managers Regime)? Have you worked within Financial… Services / Banking or Asset Management with regulatory or compliance? Do you have excellent attention to detail and accuracy?…
  • 4.6
    Mimecast – London, England
    Today 5hr
    The associate IT auditor is responsible for assisting in reviewing, evaluating and making recommendations for the correction or… such as PRINCE2 or ITIL Has worked in a highly regulated compliance environment such as Finance, Legal or Healthcare Is experienced…
  • 3.5
    Interactive Brokers – London, England
    NEW
    IBKR." The key objective of this role is to assist the Compliance Officer in order: To ensure adherence to market conduct… preferred Market surveillance, AML or related surveillance and compliance experience in investment firms (5+ years) Brokerage, bank…
  • Allen & York – London, England
    NEW
    Senior Consultant / Regulatory Compliance - Electrical, London The Consultant will be part of the newly formed UK Assurance… bid support, identification and allocation of resources Associates and subcontractors - development of delivery channel, scope…
  • Panoramic Associates – London, England
    6 days ago 6d
    Compliance Monitoring Officer Panoramic Associates are supporting a leading London Market organisation who are looking for… for a Compliance Monitoring officer to drive and maintain their Monitoring program. This person will be a key member of the…
  • Taylor Root – London, England
    6 days ago 6d
    expansion,resolution of compliance-related incidents and gaps, enhancements to the firm's compliance framework and the review/… maintaining a culture of compliance Experience Required Experience as an experienced Compliance Officer, MLRO or Deputy…
  • 4.4
    Alexander Lloyd – London, England
    1 days ago 1d
    add an Associate Consultant to their team in London on a permanent basis. This is a perfect 'next step' for Senior Pensions… Areas of expertise include IFA, Advisors, Employee Benefits, Compliance, Pensions, Group Risk, Paraplanner, Sales Support, T&C etc…
  • 3.8
    Hiscox – London, England
    Today 7hr
    communicate and regularly reassess major risks and issues associated with the delivery of the project Manage and run the Steering… approaches alongside an ability to understand the nuances of a compliance environment that runs over multiple jurisdictions. What…
  • 3.5
    Interactive Brokers – London, England
    Today 6hr
    guidance and feedback to ensure expedient compliance account processing. The Senior AML Associate will also be expected to provide a… is seeking a Senior AML Associate to join our rapidly growing company. The key objective of the Senior AML Associate role is to…
  • Panoramic Associates – City of Westminster, England
    6 days ago 6d
    Panoramic Associates are supporting a Global Insurance Broker who are seeking a SeniorCompliance Monitoring Manager to join their… the Head of Compliance with the more hands on compliance tasks such as managing all components of the compliance monitoring review…
  • 3.3
    Financial Conduct Authority – London, England
    8 days ago 8d
    supervision to assess firms' compliance with relevant rules, laws and guidance. SeniorAssociates in FC Specialist Supervision… LinkedIn Apply Refer a Friend Job Title: SeniorAssociate, Financial Crime Job Code: 1018756 Skill Band: Legal…
  • 3.7
    Regeneron – London, England
    1 days ago 1d
    EU and contribute to ensuring company-level awareness and compliance (where appropriate). Provide support to department liaisons… partners as required. Assist Development teams and Regulatory senior management in developing Regulatory strategies that are EU-appropriate…
  • 4.6
    The Curve Group – London, England
    Today 9hr
    progress, plans and issues Adhere to Compliance Procedures Ensure compliance with JLT procedures and Group Best Practice… Good and practical knowledge of full project life cycle and associated professional standards Significant experience in and understanding…
  • 3.7
    Swiss Re – London, England
    1 days ago 22hr
    regulatory requirements involving Finance division and the associated IT department Supports the reconciliation process between… according to management requirements. Furthermore, you ensure compliance with the risk and control framework and audit requirements…
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