Senior Associate Compliance Jobs in London, England | Glassdoor

Senior Associate Compliance Jobs in London, England

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  • 3.2
    Financial Conduct Authority – London, England
    1 days ago 13hr
    LinkedIn Apply Refer a Friend Job Title: Associate, Procurement Lead Job Code: 991462 Skill Band: Finance… Location: London Type: Permanent Date Posted: 23 Feb 2017 Associate, Procurement Lead - Procurement, Finance & Business Services…
  • 3.2
    Springer Science + Business Media – London, England
    3 days ago 3d
    following EEO Is The Law Poster: http://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf. Springer Nature is a leading… encouraged to apply and will potentially be considered for Senior Editor positions. The successful candidates will report…
  • LMA – London, England
    7 days ago 7d
    required, of all Company Compliance policies, processes and procedures. Identify compliance risks associated with the firmâs business… regulations, providing relevant advice to senior management and staff in regard to all compliance issues Minimise the firmâs exposure…
  • 3.5
    M&G – London, England
    Today 6hr
    or equivalent) and relevant Compliance qualification(s) (e.g. International Compliance Association, Chartered Institute for Securities… relationships within the Risk and Compliance Departments, Group-wide Internal Audit, with senior managers throughout M&G and at its…
  • 3.6
    BlackRock – London, England
    6 days ago 6d
    environment. BLACKROCKs Internal Audit group is seeking an Associate to support the execution of the firms statutory annual audit… Taiwan. Key Responsibilities: The Internal Audit Associate will be primarily responsible for completing audits based…
  • 3.2
    Financial Conduct Authority – London, England
    9 days ago 9d
    Type: Permanent Date Posted: 15 Feb 2017 Senior Associate, Data Protection Compliance Analyst, Information Access Team Finance… economical way. We are now recruiting for a talented Senior Associate working in our Information Access team. The Information…
  • 3.4
    Marsh – London, England
    11 days ago 11d
    of integrity, compliance and excellence. The Compliance Officer will be responsible for reporting to senior management in… identification of potential risks and financial services compliance issues associated with new products, services and/or jurisdictions.…
  • 4.6
    JCW Search Ltd – London, England
    7 days ago 7d
    understanding of the internal 'Compliance' Policy and Procedure and awareness of all other associated Compliance policies and procedures… areas and associated supporting operations. * Maintain an awareness of UK regulations regarding general compliance matters including…
  • Quality Start – Borehamwood, England
    7 days ago 7d
    Senior Quality Assurance Associate Microbiology - Hertfordshire Opportunity: My client is a global pharmaceutical / medical… many more. Skills: To apply for the role of Senior Quality Assurance Associate Microbiology you will have experience of carrying…
  • 3.8
    Goldman Sachs – London, England
    11 days ago 11d
    world BUSINESS UNIT AND ROLE OVERVIEW Financial Crime Compliance (FCC) has primary responsibility for the execution of the… Laundering (“AML”), anti-bribery, and government sanctions compliance programs and, among other things, performs enhanced due diligence…
  • 3.2
    Interactive Brokers – London, England
    18 days ago 18d
    IBKR." The key objective of this role is to assist the Compliance Officer in order: To ensure adherence to market conduct… preferred Market surveillance, AML or related surveillance and compliance experience in investment firms (5+ years) Brokerage, bank…
  • MFS Africa – London, England
    EASY APPLY
    8 days ago 8d
    The Head of Compliance will be responsible for the firm’s compliance function and to assist senior management in managing regulatory… www.mfsafrica.com. The role We seek a dynamic and senior compliance professional to work in a business that is passionate…
  • Alexander Lloyd – London, England
    2 days ago 2d
    to add an Associate Consultant to their team in London on a permanent basis. This is a perfect 'next step' for Senior Pensions… alternatively, this is ideal for candidates currently working as Associate Consultants or supporting a team of Pensions Consultants whom…
  • 3.2
    Springer Science + Business Media – London, England
    Today 9hr
    .content {padding: 0 40px !important;} Job title: Associate or Senior Editor (Stem cells/Cell biology), Nature Communications… following EEO Is The Law Poster: http://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf. Springer Nature is a leading…
  • 2.5
    IBG LLC – London, England
    17 days ago 17d
    IBKR." The key objective of this role is to assist the Compliance Officer in order: To ensure adherence to market conduct… preferred Market surveillance, AML or related surveillance and compliance experience in investment firms (5+ years) Brokerage, bank…
  • 3.5
    Tesco – Slough, Berkshire, South East England, England
    7 days ago 7d
    assessing and briefing senior management on risks associated with businesses processes Managing compliance queries and reported… of implementing and evolving compliance monitoring programmes Ability to communicate to senior management Ability to be positive…
  • MERJE Ltd – London, England
    30+ days ago 30d+
    £18bn AUM are seeking to recruit a Compliance Associate to act as a point of contact for Compliance enquiries and to support the wider… role- Reporting into the Head of Compliance your role will be to ensure that the Compliance function is run efficiently whilst…
  • 3.5
    Marsh & McLennan Companies – London, England
    8 days ago 8d
    of integrity, compliance and excellence. The Compliance Officer will be responsible for reporting to senior management in… identification of potential risks and financial services compliance issues associated with new products, services and/or jurisdictions.…
  • 3.6
    Thomson Reuters – London, England
    9 days ago 9d
    trusted news organization. Senior HR Associate Primary Role Objectives: The Senior HR Associate is responsible for providing… with relevant stakeholders to ensure proper execution of all associated tasks) for a large client group Manages all leave of absence…
  • 3.2
    RB – Slough, Berkshire, South East England, England
    8 days ago 8d
    available for a Sustainable Brands Senior Associate to join our Safety, Quality & Compliance team. This role is responsible…
  • 2.7
    Capita – London, England
    3 days ago 3d
    description Associate Fire Engineer - Building Design (London OR Blackburn) The Associate Fire Engineer will manage… that satisfies operational and financial delivery Ensure compliance with all Quality, Health & Safety and Environmental regulations…
  • 3.4
    GLG – London, England
    2 days ago 2d
    individual to join the Survey Team in London. The Survey Senior Associate will join a growing Global Survey Team and will collaborate… organizations, and Fortune 1000 companies. The Survey Senior Associate will be responsible for the creation and execution of surveys…
  • 3.5
    Idex – London, England
    3 days ago 3d
    TMT Senior Associate Apply Now Add to wish list Email to a friend Share: Region:… international firm in the City is looking to recruit a TMT Senior Associate to join their award winning team. Their global TMT practice…
  • 3.6
    TD Bank – London, England
    14 days ago 14d
    Relations Job Description The Direct Channels Compliance team is hiring a Senior Compliance Officer to support Business Units (BU),… to the Senior Manager, Direct Channels Compliance, the successful candidate will: Assist with execution of the Compliance program…
  • 3.2
    Springer Science + Business Media – London, England
    3 days ago 3d
    interests beyond, and who can think on their feet. The Associate/Senior Editor role at Nature Communications is ideal for researchers… following EEO Is The Law Poster: http://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf. Springer Nature is a leading global…
  • Saxton Leigh – London, England
    1 days ago 1d
    to CASS requirements and compliance Reduce the risk of reputational and regulatory failings associated with Client Assets Assist… and controls related to Client Assets processes to ensure compliance with the CASS requirements Secretary to Client Assets Oversight…
  • 2.2
    Ebury – London, England
    20 days ago 20d
    London SW1E 5JD. The Role Compliance Associate – Regulatory Compliance (A Compliance Manager Role is possible for a candidate… Compliance Manager, a Compliance Manager, two compliance associates (one of these is this role) and two compliance analysts. There…
  • 3.8
    Alvarez & Marsal – London, England
    7 days ago 7d
    which currently comprises two MDs, a senior director, two directors and a senior associate. Our clients are primarily private equity… or ICAS qualified with a minimum of 1 years corporate tax compliance or advisory experience You will have gained your ACA and/…
  • 3.8
    QA – London, England
    9 days ago 9d
    to ensure compliance with Home Office legislation along with deputising for the Head of Student Welfare and Compliance during absence… Head of Student Welfare and Compliance periodically where the Head of Student Welfare and Compliance is absent or on leave Providing…
  • 3.2
    EXL Service – London, England
    7 days ago 7d
    including Finance Transformation, Finance Technology, Assurance & Compliance and Accounting advisory. EXL Transformation is a part… accounting advisory and reporting engagements Regulatory Compliance (Basel II, Solvency II, Sarbanes Oxley etc) Risk Management…
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