Senior Compliance Officer Jobs in London, England | Glassdoor
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Senior Compliance Officer Jobs in London, England

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  • 3.4
    BNP Paribas – London, England
    Today 8hr
    in support of the Senior FXLM Compliance Advisor, Head of Markets Compliance and the UK Head of Compliance • Advise the business… Provide support and backup to the Commodity Derivatives Compliance Officer. Market Conduct As appropriate to seek to implement…
  • 3.2
    Western Asset – London, England
    Today 9hr
    Provide senior level support to the Head of London Regulatory Affairs and Compliance with assessment and implementation of regulatory… management and supervision of the Firm’s compliance efforts, with a focus on regulatory compliance relating to the conduct of the Firm…
  • 4.0
    Barclay Simpson – London, England
    20 days ago 20d
    They are looking to recruit a Senior Compliance Officer to support the Chief Compliance Officer who is also the General Counsel… you the freedom to really take ownership of large parts of compliance. The role is a true generalist position in every sense…
  • 2.7
    Prospero Teaching – London, England
    28 days ago 28d
    years. This role is a fantastic opportunity for a Compliance Officer ,to be able to work for a well-established, yet consistently… relationships with contractors on a regular basis. Compliance: Understand compliance within the parameters that the business trades…
  • 4.6
    JCW Search Ltd – London, England
    7 days ago 7d
    . POSITION OVERVIEW: The Compliance Officer will be responsible for all compliance matters for the London office. In… years' experience in a senior compliance role Good technical knowledge and understanding of compliance legislation and regulations…
  • 3.4
    BNP Paribas – London, England
    1 days ago 21hr
    identified. Compliance Reporting Assist in the design and preparation of periodic MI for senior management and the… operational entities for managing Compliance risks. The Compliance Officers working for the Compliance Permanent Control team will…
  • 4.0
    Barclay Simpson – London, England
    20 days ago 20d
    Financial Promotions The role will report to the Senior Compliance Officer and work closely with the business to provide support… mainly institutional clients. They are looking for a Compliance Officer to act as generalist with a focus on taking the lead on…
  • Northreach – City of London, England
    18 days ago 18d
    investment management company, is looking to hire a Senior Compliance Officer on a permanent basis. The role requires an enthusiastic… to primarily professional clients. Manage the Firm’s Compliance Officer responsible for Financial Promotions and provide him/her…
  • Lawson Chase – London, England
    22 days ago 22d
    looking for an experienced Compliance Officer to join their London team and take ownership of all compliance and regulatory functions… functions within our European operations. The Compliance Officer will play a vital role in ensuring that throughout our company project…
  • 2.8
    Grovelands – London, England
    6 days ago 6d
    Role: Compliance Officer and Money Laundering Reporting Officer, to be registered with the FCA for controlled functions CF10… reports Compliance oversight of all activities outsourced to other entities Perform and/or oversee a risk based compliance plan…
  • 5.0
    Harvey John – London, England
    18 days ago 18d
    financial services business with the recruitment of a Compliance Officer to be based in central London. There will be an expectation… of UK compliance and regulatory laws plus knowledge of the FCA and PRA handbooks with particular emphasis on the Senior Insurance…
  • 3.4
    Huxley Associates – London, England
    13 days ago 13d
    will be part of a medium sized compliance team (circa 15 Compliance Officer's) that sit within in the 2nd line of defence. The… your team will provide further compliance guidance/advice as required. As a Compliance Officer in this team, you will require…
  • 3.5
    Partners Group – London, England
    7 days ago 7d
    legislation and regulation Advising the UK Compliance Officer and more senior team members on the firm’s obligations and how… matters, as required by colleagues ranging from the UK Compliance Officer to the CEO What we expect We are looking for…
  • 4.2
    BookingBug – London, England
    14 days ago 14d
    from you We are looking for an Information Security Compliance Officer to join our Engineering team based in Farringdon in our… conduct ISMS Audits to meet Compliance and legislative requirements, as well as internal audits and compliance checks against company…
  • 3.1
    Norton Rose – London, England
    28 days ago 28d
    Job Title Senior Compliance Officer Role Business Services Practice Group/Department Compliance Job Category Business… Hong Kong. The Team comprises five other lawyers and ten Compliance Officer staff, some of whom have law degrees and all of whom have…
  • 4.0
    Thurrock Council – Grays, England
    1 days ago 15hr
    variable Catering Service for Schools & Academies Ensure compliance with Food Health & Safety legislation and responsible for…
  • 3.2
    Reed – Lewisham, England
    28 days ago 28d
    I am currently recruiting for a compliance officer, for a credit counselling service in the heart of Kent. They are looking for… for an established compliance officer who has previous experience of working under pressure in a face paced environment and understands…
  • 3.4
    BNP Paribas – London, England
    26 days ago 26d
    activities of Compliance Assurance. Compliance Assurance, within CIB UK Compliance, is comprised of three teams, Compliance Reviews… thematic/targeted Compliance reviews of the UK CIB businesses. The Compliance Officers working in the Compliance Assurance Department…
  • 3.4
    SEI Investments – London, England
    21 days ago 21d
    , when and where appropriate, etc. ›Manage the Firm’s Compliance Officer responsible for Financial Promotions and provide him/her… help him/her develop. ›Review the work of the Firm’s Compliance Officer responsible for Financial Promotions associated with his…
  • 3.5
    Bloomberg – London, England
    Today 7hr
    59192 The EMEA Bloomberg Compliance Department is part of a global department and provides compliance coverage of Bloomberg's regulated… products, as well as compliance support for Bloomberg's non-regulated products and services. Our compliance department works closely…
  • 5.0
    Human Capital Ventures – London, England
    28 days ago 28d
    for a Senior Compliance Officer to work within their Insurance and Risk Management Operating Company. As Senior Compliance Officer… Senior Compliance Officer (Insurance Services) Human Capital Ventures is proud to be recruiting on behalf a Global Leading…
  • 3.7
    Morgan Stanley – London, England
    6 days ago 6d
    from local regulators. -Coordinate with senior stakeholders in Business Unit Risk, Compliance management, Regulatory Relations and… EMEA Legal and Compliance Department is charged with day-to-day oversight and coordination of the Firm’s compliance with core regulatory…
  • Recruiterbase – London, England
    16 days ago 16d
    experienced Compliance Officer, working within the Lloyds Insurance Market? The Role As a Compliance Officer, you will be… Management and Compliance You should be proactive, strategic thicker and confident leading and managing the compliance function…
  • 5.0
    Gerrard White – London, England
    5 days ago 5d
    submissions, and delivering the overall compliance business plan. Your duties as a compliance officer will include but not be limited… action plans The Successful Compliance Officer It is essential that you come from a compliance role within the insurance industry…
  • 3.4
    SEI Investments – London, England
    21 days ago 21d
    individual, with compliance and/or regulatory experience and with evidence of a clear desire to work in a dedicated Compliance role, to… to join a Compliance department supporting the core compliance initiatives and control framework within SIEL’s regulated business…
  • United Kingdom
    15 days ago 15d
    experienced Compliance Officer, working within the Lloyds Insurance Market? The Role As a Compliance Officer, you will be… Management and Compliance You should be proactive, strategic thicker and confident leading and managing the compliance function…
  • 3.0
    BNY Mellon – London, England
    2 days ago 2d
    EMEA Chief Risk Officer and to the Pershing Global Head of Compliance with responsibility for the compliance functions of Pershing… the FCA Controlled Function (as required for the Chief Compliance Officer role) and fulfil the general responsibilities accompanying…
  • 3.1
    AllianceBernstein – United Kingdom
    15 days ago 15d
    looking to strengthen the London compliance department with the hire of a senior compliance professional. The UK business includes… with senior business leaders and compliance staff in London and across the firm globally. To assist the Head of Compliance in…
  • 3.5
    Experian – London, England
    5 days ago 5d
    equivalent) Demonstrable experience as a Senior Compliance Officer or Operational Compliance Officer dealing with all aspects of the regulatory… have a fantastic opportunity for a Senior Compliance Consultant to join our Corporate Compliance division within Experian. You will…
  • 2.6
    GDST – London, England
    3 days ago 3d
    Administration / Compliance Officer, you will provide a comprehensive administrative support service to the Senior Leadership Team… Head of Administration/Compliance Officer The role: This is an exciting opportunity for an experienced administrator with…
  • United Kingdom
    15 days ago 15d
    experienced Compliance Officer, working within the Lloyds Insurance Market? The Role As a Compliance Officer, you will be… Management and Compliance You should be proactive, strategic thicker and confident leading and managing the compliance function…
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