Senior Compliance Officer Jobs in London, England | Glassdoor
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Senior Compliance Officer Jobs in London, England

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  • 3.1
    BNY Mellon – London, England
    30 days ago 30d+
    of regulatory change, particularly in Europe, BNYMellons Compliance Division recently created an EMEA Regulatory Change department… Regulatory Change, the role of the EMEA Regulatory Change Compliance Manager is primarily to support BNY Mellon in understanding…
  • 3.6
    Career Legal – London, England
    30+ days ago 30d+
    international law firm looking to recruit into their risk and compliance function. The new team member will be primarily focused… . This role would ideally suit an experienced Law Firm compliance professional looking to take their conflicts exposure to the…
  • 4.7
    Rise Technical Recruitment Ltd – London, England
    18 days ago 18d
    Junior Maintenance Officer South East London £18,000 - £21,000 + Training + Excellent Benefits Excellent opportunity… strong communication skills Key Words: Junior Maintenance Officer, Trainee, Facilities, Facilities Management, Residential Management…
  • 3.6
    JPMorgan Chase & Co – London, England
    30+ days ago 30d+
    Business Control Committees. Provision of compliance support for audit exam and Compliance requests within Investor Services. Regular… Regular Liaison with relevant stakeholders in Line of business Compliance, the business, risk management and legal functions. Provision…
  • 3.5
    AXA Rosenberg – London, England
    30+ days ago 30d+
    require prompt senior manager input; Assisting the Compliance Monitoring and Surveillance Oversight Officer produce timely and… Job Purpose : To assist the Compliance Monitoring and Surveillance Oversight Officer with the execution of a risk based…
  • 3.4
    Société Générale – London, England
    11 days ago 11d
    mission statement, GBS Compliance activities are centred around five key objectives, in support of senior management, business lines… Department Mission Statement of GBS Compliance: “To enhance and maintain a robust compliance framework, in partnership with all…
  • 3.7
    CIBC World Markets – London, England
    9 days ago 9d
    DESCRIPTION Risk Management is led by Senior Executive Vice-President and Chief Risk Officer and is accountable on matters relating… Supporting Compliance driven projects and delivering on items of the Compliance Roadmap Supporting other Compliance teams on…
  • 3.5
    CIBC – London, England
    9 days ago 9d
    DESCRIPTION Risk Management is led by Senior Executive Vice-President and Chief Risk Officer and is accountable on matters relating… Supporting Compliance driven projects and delivering on items of the Compliance Roadmap Supporting other Compliance teams on…
  • 3.6
    Credit Suisse – London, England
    30+ days ago 30d+
    Management and Compliance reporting Training Provide support to the Divisional heads of EMEA Compliance function to include… The Chief Compliance and Regulatory Affairs organization at Credit Suisse strives to become a dedicated, independent function…
  • 3.3
    XL Catlin – London, England
    NEW
    risk appetite. Carry out a detailed review of the Senior Accounting Officer documentation and make recommendations for improvement… given to Tax Authorities. Ensure that FIC controls, Senior Accounting Officer documentation and other process documentation is up…
  • 3.1
    Elsevier – London, England
    4 days ago 4d
    & Analytics Organization. We are looking for a Senior Data Officer – Operational Execution, who will lead and manage all… to meet overall business needs. In your role as Data Officer you will serve as a point of escalation for governance, data…
  • 3.3
    Royal Bank of Scotland Group – London, England
    11 days ago 11d
    Requirements Join NatWest Markets (NWM) as a Regulatory Compliance Advisory Officer for Trading & Flow Sales in London In this role… result in compliance with regulatory developments.  You'll have the confidence and integrity to challenge senior stakeholders…
  • 3.3
    The Royal Bank of Scotland – London, England
    10 days ago 10d
    Requirements Join NatWest Markets (NWM) as a Regulatory Compliance Advisory Officer for Trading & Flow Sales in London In this role… result in compliance with regulatory developments. You'll have the confidence and integrity to challenge senior stakeholders…
  • 3.8
    Capital One – London, England
    NEW
    strategy relating to privacy, security and compliance assurance. Work with senior stakeholders to ensure that Information Assurance… company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help our customers…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    9 days ago 9d
    Chief Technology Officer - Health Sector - Immediate Start - London THIS ROLE IS SOLELY OPEN TO UMBRELLA AND PAYE WORKERS… Health Bodies in the UK Your new role Chief Technology Officer - Health Sector What you'll need to succeed My client…
  • 2.0
    Alexander Ash – London, England
    30+ days ago 30d+
    Luxembourg. The SeniorComplianceOfficer will ensure efficient identification and monitoring of suspicious activities and transactions… ComplianceOfficer - Financial Services My client is a leading Multinational Banking Group with a strong Presence in Luxembourg…
  • 3.5
    Cable & Wireless Worldwide – London, England
    12 days ago 12d
    global policy compliance programme in Vodafone. Reporting to the Group SeniorCompliance Manager, the Group Compliance Manager role… measurement project, Global policy portal implementation, Complianceofficer development programme. Support the global “Doing what…
  • 3.1
    State Street – London, England
    7 days ago 7d
    Description Purpose of Role: The Chief Administrative Officer (CAO) provides coordination, management and oversight of all… to the goals of the EMEA Compliance team. This role is required to support the Head of Compliance – EMEA in delivering on group-wide…
  • 3.2
    Reed Procurement & Supply Chain – London, England
    14 days ago 14d
    required outputs. To work in conjunction with the Senior Contract Officer and be responsible for the organisations statutory… and auditing of property, their compliance with health and safety legislation; their compliance with performance specifications…
  • 2.8
    Goldman Sachs International – London, England
    7 days ago 7d
    Leverage strong communication skills to interact with Compliance and business senior management Team with colleagues around the globe… objective of the Compliance Testing Group is to create and execute detailed compliance reviews testing to assess compliance with regulations…
  • 3.8
    PwC – London, England
    5 days ago 5d
    ID 19474BR Job Title Business Information Security Officer - Senior Associate Country United Kingdom Location London… the following Pillars: Information Security Risk and Compliance (ISRC) Chief Information Security Office (CISO) Security…
  • 3.6
    JPMorgan Chase & Co – London, England
    30+ days ago 30d+
    Participate in the Compliance Risk Assessment for fiduciary Produce Compliance Fiduciary presentations for Senior Management Key… issues to the business and to compliance associates To keep the business appraised of the Compliance related topics and regulatory…
  • 3.8
    Grant Thornton UK LLP – London, England
    17 days ago 17d
    are recruiting for an experienced Money Laundering Reporting Officer (MLRO), to replace our current incumbent who is due to retire… across the sector You’ll supervise our overseas subsidiaries’ compliance with relevant regulation You’ll lead our internal Financial…
  • 3.7
    Morgan Stanley – London, England
    11 days ago 11d
    rules Compliance with mandatory training / policy acknowledgment Co-ordinating regular risk meetings with senior management… JOB TITLE: EQUITY RESEARCH RISK OFFICER JOB LEVEL: ASSOCIATE DEPARTMENT: RESEARCH LOCATION: LONDON Company Profile…
  • 3.5
    AXA – London, England
    19 days ago 19d
    require prompt senior manager input; Assisting the Compliance Monitoring and Surveillance Oversight Officer produce timely and… 2579 - VIE - Compliance Surveillance Oversight Officer (AXA IM - Global COO) Posted: 7/3/2017 Location: London - United Kingdom…
  • 4.3
    Broadgate Search Ltd – London, England
    14 days ago 14d
    bank based in London is currently looking for a Horizon Risk Officer to join their UK team. This role would most suit somebody… with affected business areas to ensure technical overview of compliance requirements and high level view of impact on the Bank are…
  • 3.5
    Recruitment Solutions – Sevenoaks, England
    28 days ago 28d
    organisation with offices in Sevenoaks is seeking an experienced ComplianceOfficer. The purpose of the role to ensure the company complies… person for this role will have experience and knowledge within compliance - ideally within the insurance/finance. Excellent interpersonal…
  • 3.3
    Huxley Associates – London, England
    14 days ago 14d
    sensitive. The bank has an excellent compliance / financial crime culture descending from senior management, a positive reputation…
  • 3.2
    Allied World Assurance – London, England
    18 days ago 18d
    the Assistant General Counsel / Lloyd's ComplianceOfficer in the provision of compliance services, including the maintenance and… Coordinate broker onboarding compliance procedures. Assist with compliance with the Senior Insurance Managers Regime, including…
  • 3.7
    Concern Worldwide – London, England
    EASY APPLY
    12 days ago 12d
    Senior Communications Officer - London You are here Home > Jobs Senior Communications Officer - London… including digital, to ensure Concern brand consistency and compliance Provide communications support to fundraising teams to include…
  • 3.8
    University College London – London, England
    12 days ago 12d
    date. To act as a liaison person for the Data Protection Officer/external service provider for the UK and ROI Merck Group of… of Companies and to ensure together with the Data protection Officer/external service provider the required registrations for the…
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