Senior manager market conduct compliance Jobs in London, England | Glassdoor

Senior manager market conduct compliance Jobs in London, England

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  • 3.4
    Barclays – London, England
    10 days ago 10d
    prioritised. In addition being accountable for ensuring compliance to conduct risk across our range of products and services, the… view of the conduct risk landscape • Collaborating and interacting closely with the Regulation, WEBB, Risk, Compliance, Legal and…
  • 4.5
    Alexander Lloyd – London, England
    Today 11hr
    requirement for further compliance monitoring expertise has become reality. As a Senior Compliance Monitoring Manager you will be responsible… effectiveness of the Compliance Monitoring review process - Prepare monitoring reports to agreed standards - Conduct quality reviews…
  • 3.2
    Financial Conduct Authority – London, England
    1 days ago 16hr
    , building trust in financial markets and protecting vulnerable consumers. Enforcement conducts forensic investigations into… investigating a failed investment fund to interviewing experienced senior managers of a retail bank and analysing their actions, to investigating…
  • Panoramic Associates Ltd – London, England
    5 days ago 5d
    specialist insurer in their search for a Senior Compliance Analyst/Officer to join their compliance team and provide invaluable support… the company -Conduct related MI The successful candidate will need: ·3-5 years experience in a compliance role -a background…
  • 3.3
    Deutsche Bank – London, England
    5 days ago 5d
    control function, the Compliance Department seeks to manage compliance risk and deepen the culture of compliance at Deutsche Bank through… individual behaviour and business conduct. Working closely with the business, compliance professionals ensure that our risk…
  • 3.2
    Financial Conduct Authority – London, England
    1 days ago 16hr
    recruiting managers Stage 3: Selection & assessment process For internal applications, please contact Ben Senior on Ben.Senior… designs (business and system) to meet business needs including compliance to security standards Experience of using Security Architecture…
  • 4.5
    Alexander Lloyd – London, England
    Today 11hr
    as defined by the Senior Monitoring Manager. You will execute and occasionally lead on risk based compliance monitoring reviews… requirement for further compliance monitoring expertise has become reality. As a Compliance Monitoring Manager you will be responsible…
  • 3.3
    Deutsche Bank – London, England
    25 days ago 25d
    Head of Compliance Controls Testing (CCT) United Kingdom (UK) Global Markets Managing fieldwork including conducting testing… Department: Compliance Location: London Overview: In your role as Compliance Officer you’ll conduct the monitoring…
  • 3.7
    Deloitte UK – London, England
    4 days ago 4d
    Role description Our Banking & Capital Markets Regulatory Compliance Team has an excellent external reputation for providing… management and custody firms. Our areas of expertise include AML, Conduct of Business, Client Money, Enforcement, Prudential, Sanctions…
  • 3.7
    EY – London, England
    1 days ago 23hr
    regulatory compliance programmes across business and technology. Do you think you have what it takes to develop into a market leading… EY is looking for a Quantitative Advisory Services Manager to join the Market Risk team in our Canary Wharf offices. This is a rapidly…
  • Oval Recruit – London, England
    1 days ago 1d
    Client and Corporate market are looking to recruit a highly competent Compliance Manager to manage the compliance function and act… recommendations as required. Manage advisor complaints and conduct all required investigations Produce compliance reports and MI for board…
  • 3.3
    Deutsche Bank – London, England
    1 days ago 1d
    You will have regular interaction with Senior Project Managers across Regulation, Compliance & AFC as well as a varied exposure to… Regulation, Compliance & AFC initiatives and the delivery of strategic regulatory projects (e.g. MiFID II and Market Abuse Directive…
  • 3.4
    Wells Fargo – London, England
    18 days ago 18d
    Auto req ID 16734BR Market Job Title/Designation Conduct Policy & Framework Implementation Manager (Fixed Contract) Region… Family Risk/Compliance Market Job Description About the role Responsible for supporting the Advisory Compliance officers in…
  • 3.4
    Societe Generale – London, England
    5 days ago 5d
    responsibility, and where GBS Compliance's responsibility is with respect to compliance, reputational and conduct risk matters. These five… mission statement, GBS Compliance activities are centred around five key objectives, in support of senior management, business lines…
  • 3.8
    KPMG – London, England
    4 days ago 4d
    KPMG's Internal Audit, Risk and Compliance Services (IARCS) practice within International Markets and Government is an area of the… link below: https://job/London-Assistant-Manager-Internal-Audit,-Risk-&-Compliance-Services,-B2B/398993600/…
  • 3.7
    EY – London, England
    4 days ago 4d
    Conduct Risk Client Assets Best Execution Transaction and regulatory reporting Conflict Management Compliance improvement… within the Compliance or Control function of a top tier bank or PRA/FCA Good appreciation of current market trends in Capital…
  • 3.5
    Pontoon – London, England
    22 days ago 22d
    Oversight and other senior compliance managers to successfully support the Compliance function and Compliance projects, by proactively… to work with other compliance team members and business colleagues to promote a good conduct and compliance culture so that regulatory…
  • 3.7
    Deloitte – London, England
    15 days ago 15d
    looking for an Assistant Manager to focus on wholesale conduct regulation in banking, capital markets and investment management… we expect the Assistant Manager to focus on wholesale conduct regulation in banking, capital markets and investment management…
  • 3.4
    Barclays – London, England
    3 days ago 3d
    Senior Product Manager As a Barclays Senior Product Manager on this 9-12 month fixed term contract, you will support the… advisory, financing and risk management needs. As a Senior Product Manager, your main responsibilities will involve: • Developing…
  • 3.7
    EY – London, England
    19 days ago 19d
    is looking for a Quantitative Advisory Services Senior Manager to join the Market Risk team in our Canary Wharf offices. This is… regulatory compliance programmes across business and technology. Do you think you have what it takes to develop into a market leading…
  • 3.8
    Swiss Re – London, England
    18 days ago 18d
    development and delivery of the Annual Compliance Plan • Identify/monitor compliance and conduct risk drivers in order to undertake… • Design and conduct training on compliance matters in EMEA • Update and maintain the communication of compliance matters in the…
  • 3.7
    Deloitte UK – London, England
    16 days ago 16d
    looking for an Assistant Manager to focus on wholesale conduct regulation in banking, capital markets and investment management… we expect the Assistant Manager to focus on wholesale conduct regulation in banking, capital markets and investment management…
  • 3.8
    KPMG UK – London, England
    30+ days ago 30d+
    AutoReq ID 120904BR Job Title Manager – Wholesale conduct - Banking Risk Country United Kingdom Location London… booked and risk managed. - Strong familiarity with role of key bank functions including Front office, Market Risk, Product control…
  • 3.2
    Financial Conduct Authority – London, England
    9 days ago 9d
    , building trust in financial markets and protecting vulnerable consumers. Enforcement conducts forensic investigations into… Desirable Broad knowledge of and experience in a legislative compliance / assurance role. Robust, self-motivated and a good team…
  • 3.5
    Pontoon – London, England
    10 days ago 10d
    some are qualified accounts / ex-auditors / ex-Compliance / ex-business managers, ex-Operations staff), some have many years of… and appropriateness, financial crime, cross-border, employee conduct, client communications, and other operational and regulatory…
  • 3.8
    KPMG International – London, England
    1 days ago 21hr
    Company: KPMG UK AutoReq ID 115178BR Job Title Senior Manager - Forensic Advisory (financial crime) Country United… Job Description Role overview We are seeking a Senior Manager to join our award winning, exciting and fast-paced Banking…
  • 3.7
    EY – London, England
    23 days ago 23d
    regulatory compliance programmes across business and technology. Your key responsibilities As a Senior Manager in the team… EY is currently looking for a Senior Manager to join the Enterprise Risk Services (ERS) Market Risk team in our Canary Wharf offices…
  • 4.2
    Hays Specialist Recruitment Limited – London, England
    3 days ago 3d
    efficient conduct of development programs and/or oversight of marketed product support, while maintaining full compliance with applicable… Where responsibility includes a marketed product, provides oversight to ensure regulatory compliance, including oversight of the product…
  • 3.7
    Bechtel – London, England
    1 days ago 16hr
    assignments. 5. Directs and conducts project assessments and reviews to ensure procedural compliance and the project readiness to… Central Functions Manager and/or GBU Senior Management. B. Supervision Exercised - Supervises Startup Managers, Startup Engineers…
  • 3.7
    EY – London, England
    19 days ago 19d
    transformation Front Office Compliance control framework Your responsibilities as a Senior Manager: Management of one or… Conduct Risk Client Assets Best Execution Transaction and regulatory reporting Conflict Management Compliance improvement…
  • 3.4
    Barclays – London, England
    3 days ago 3d
    defence (FLOD) across Barclays covering Operational (including Conduct) Risks. The wider department consists of the Chief Controls… ensure that all activities and duties are carried out in full compliance with regulatory requirements, Enterprise Wide Risk Management…
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