Job Type
Date Posted
Salary Range
Distance

Senior manager market conduct compliance Jobs in London, England

410 Jobs

  • 3.4
    XL Catlin – London, England
    8 days ago 8d
    team, the SeniorComplianceManagerConduct will be responsible for leading our corporate approach to mitigating Conduct risk in… identify training needs Manage our FCA relationship and coordinate compliance with the Lloyd’s Conduct minimum standard. Provide…
  • 3.7
    PwC – London, England
    13 days ago 13d
    Job ID 17828BR Job Title Director, Compliance and Conduct – Financial Services Country United Kingdom Location London… awareness and have a clear understanding of regulatory compliance and retail conduct issues and potential future direction of regulatory…
  • 3.4
    BNP Paribas – London, England
    NEW
    other Fixed Income Compliance Officers with in the MarketsCompliance team, as and when needed. MarketConduct As appropriate… prevent market abuse and to ensure high standards of marketconduct: In collaboration with the relevant Compliance team,…
  • 3.6
    Barclays – London, England
    NEW
    order to effectively managecompliance risk Desirable Skills Effective presentation skills to conduct training Effective… restrictions in response to market news and advising on restricted activity in a time sensitive manner to manage legal, regulatory and…
  • 3.6
    Barclays – London, England
    NEW
    communicate effectively to senior technical specialists (Risk Managers, Treasurers etc.) and senior non-technical individuals… Qualifications / Experience o Experienced working as a Market Risk Manager or in Market Risk Reporting o Experienced working as a Product…
  • 4.0
    MVF – London, England
    NEW
    Regularly review MVFs compliance policies and processes and conduct regular reviews of MVFs compliance activities across the business… for all compliance areas. Lead staff communication and training on compliance at all levels of MVFs business; Conduct risk assessments…
  • 4.2
    Oliver Wyman – London, England
    NEW
    Acts as a role model for good performance to other Compliance Monitoring Managers Coaches and shares knowledge of own subject expertise… Management of Compliance Monitoring Reviews Understands the processes and competences required to complete a Compliance Monitoring…
  • 3.6
    Barclays – London, England
    15 days ago 15d
    ability to conduct work under pressure. · Strong communication skills, ability to communicate effectively to senior management… also audit the overall frameworks that Barclays uses to manageConduct Risk, Reputation Risk and People Risk. We own the Culture…
  • 3.7
    Travelers Companies – London, England
    NEW
    advanced/operational, senior professional, unit supervisor) Primary Job Duties & Responsibilities Manage Travelers' relationship… Acting in accordance with Travelers Companies' Code of Business Conduct and Ethics, Business Excellence Policy and all HR policies…
  • 3.4
    FTI Consulting – London, England
    6 days ago 6d
    Technology - Information Governance & Compliance Services: FTI Information Governance & Compliance Services ("IG&CS") practice is… business requirements. Develop target operating models Conduct data assessments and remediation across large volumes of data…
  • 3.6
    Barclays – London, England
    Today 2hr
    reports and overall risk assessment. Benchmarks: Conductmarket research on current best practices, and best in class rates… Job Title Senior Procurement Category Manager – Banking Operations Location London – Canary Wharf Category Management is…
  • 3.4
    Financial Conduct Authority – London, England
    NEW
    and/or Authorisation processes; Experience of conducting recruitment of senior people, working in consultation with key stakeholders… Consultative Committee. Other responsibilities include: ensuring our compliance with the relevant Companies Act requirements and provisions…
  • 3.7
    Travelers Companies – London, England
    HOT
    Acting in accordance with Travelers Companies' Code of Business Conduct and Ethics, Business Excellence Policy and all HR policies… Sarbanes Oxley rules and guidelines Acting at all time in compliance with the Treating Customers Fairly outcomes Working as a team…
  • 3.8
    EY – London, England
    NEW
    regulatory compliance programmes across business and technology. Do you think you have what it takes to develop into a market leading… EY is looking for a Quantitative Advisory Services Manager to join the Market Risk team in our Canary Wharf offices. This is a rapidly…
  • 3.8
    EY – London, England
    Today 9hr
    responsibility, providing support and updating senior members on progress Mentor staff and conduct performance reviews and contribute… with a goal to be able to work with our market leading clients to develop compliance solutions within the Insurance sector. In…
  • 3.8
    Schroders – London, England
    Today 5hr
    includes: New business / market analysis Conduct competitor and funds research in target markets across the world Identify… REIM’s products and services and market opportunities Prepare and present reports to senior management, making recommendations…
  • 3.8
    EY – London, England
    4 days ago 4d
    review of the trading book (FRTB) - Conduct Risk – FO controls and governance - Compliance – Financial crime, anti-money laundering… of pervasive change across banking and capital markets, the Risk & Compliance Technology practice offers dynamic project opportunities…
  • 3.8
    EY – London, England
    7 days ago 7d
    regulatory compliance programmes across business and technology. Do you think you have what it takes to develop into a market leading… responsibilities The successful Quantitative Advisory Services SeniorManager will lead client engagements and internal projects. An important…
  • 3.2
    Arcadis UK – London, England
    Today 10hr
    and agreeing on change models and standards Monitoring compliance to the change management process Defining the classification… software Reviewing 'Request for Change' applications for compliance and completeness Monitoring and report on the status…
  • 3.4
    Willis Towers Watson – London, England
    Today 4hr
    Ability to manage conflict and deal effectively with challenging behaviour Principal Accountabilities Conduct Risk: To put… for Members’ staff, support in areas such as marketing and compliance and focused one-to-one expertise to assist Members in defining…
  • 4.8
    Circle – London, England
    5 days ago 5d
    implement relevant changes to the compliance manuals, policies and procedures for EMEA Conduct risk assessments and establish appropriate… expected to scale-up and manage a team of compliance professionals Autonomous and the ability to develop and manage a talented and experienced…
  • 3.6
    Barclays – London, England
    8 days ago 8d
    place for the Compliance team · Provide input and manage successful delivery of annual Compliance Risk Assessment… , escalating to senior management where appropriate. · Proactively review and enhance Compliance processes and procedures…
  • 3.8
    Accenture – London, England
    Today 9hr
    alignment and investment. Our 9 Domains are: Regulation & Compliance, Regulatory Remediation, Financial Risk Management, Fraud… Treasury, Finance & Accounting, Finance & Risk Transformation, Conduct of Business and Data Analysis & Insight. For more information…
  • 2.8
    Mitsubishi UFJ Securities (USA) – London, England
    NEW
    Regulatory, Legal & Compliance risks associated with the business activities under review MarketConduct Surveillance Recommend… and monitoring Compliance and Conduct risk Preparation of written reports for submission to your line manager, the Head of Dept…
  • 3.6
    Barclays – London, England
    7 days ago 7d
    framework in place for the Compliance team Provide input and manage successful delivery of annual Compliance Risk Assessment and Material… conclusion, escalating to senior management where appropriate. Proactively review and enhance Compliance processes and procedures…
  • 3.7
    Nationwide Building Society – London, England
    6 days ago 6d
    stakeholders on compliance and conduct issues within your current or recent previous roles, both at a local and senior strategic level… Introduction We need: A Compliance Advice SeniorManager – Savings and Payments team to be based in Threadneedle Street…
  • 4.1
    Hays Specialist Recruitment Limited – London, England
    13 days ago 13d
    Lloyd's Market Managing Agency is recruiting for a Compliance Analyst. Your new company Is a major Lloyd's Market Managing… business and in particular engage with senior stakeholders. You will liaise with the Financial Conduct Authority (FCA) as well as other…
  • 3.8
    KPMG UK – London, England
    5 days ago 5d
    128539BR Job Title Bank Authorisation and Regulatory Compliance - SeniorManager Country United Kingdom Location London Function… PRA”) and the Financial Conduct Authority (“FCA”). The Role You will be the engagement manager on a number of engagements…
  • 3.7
    J.P. Morgan – London, England
    10 days ago 10d
    programs, creating content and conducting training as required. Reviewing relevant Compliance Policies for adherence to applicable… changes and applying knowledge to enhance the COI compliance program Conducting ongoing risk assessments, including input into…
  • 3.5
    Marsh – London, England
    7 days ago 7d
    Acts as a role model for good performance to other Compliance Monitoring Managers Coaches and shares knowledge of own subject… Management of Compliance Monitoring Reviews Understands the processes and competences required to complete a Compliance Monitoring…
Page 1 of 14
Unlock Your Free Employer Account