Trade Compliance Manager Jobs in London, England | Glassdoor

Trade Compliance Manager Jobs in London, England

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  • 4.2
    Balyasny Asset Management – London, England
    3 days ago 3d
    global Hedge Fund Manager. The responsibilities include providing compliance counsel to investment staff on trading related regulations… has: Practical experience with trade and non-trade related compliance matters (including trade monitoring) Exposure to/understanding…
  • 3.4
    IPC Systems, Inc. – London, England
    2 days ago 2d
    platform, award-winning trading positions, managed voice and data connectivity solutions, compliance technologies, infrastructure… a global provider of mission-critical network services and trading communication technology to the financial markets community…
  • 3.5
    Bloomberg – London, England
    1 days ago 20hr
    recently-launched Bloomberg Multilateral Trading Facility ("MTF"), and provide compliance support to Bloomberg LP where appropriate… experience within Compliance at a regulated financial institution, ideally within a markets facing role or within a trading venue Strong…
  • 2.8
    Worldpay – London, England
    13 days ago 13d
    Compliance Manager Why is our Compliance Manager role right for you? Worldpay’s Compliance Team is part of Global… with external bodies e.g. regulators, trade bodies, banks and partner organisations; manage responses to consultation papers…
  • 3.4
    MSCI Inc. – London, England
    3 days ago 3d
    Ethics. Maintain compliance manuals, logs and records Perform daily monitoring of employee trading Review outside business… firm’s compliance program Conduct firm email monitoring and assist in investigations Assist in testing Compliance policies…
  • 2.7
    Capita – London, England
    5 days ago 5d
    Maintenance & Compliance Manager About the role We are seeking a skilled and highly motivated individual to manage a Building Maintenance… staff who manage the delivery of reactive and planned works relating to building fabric, M&E and statutory compliance, across LBB…
  • 2.5
    DST Global Solutions – London, England
    13 days ago 13d
    information management, analysis, trading, accounting, reporting and compliance. Our clients manage, in aggregate, over $44 trillion… Post-Trade Compliance Expert SS&C Technologies, Inc. provides mission-critical software and software-enabled services…
  • 2.9
    Globeop Financial Services – London, England
    13 days ago 13d
    information management, analysis, trading, accounting, reporting and compliance. Our clients manage, in aggregate, over $44 trillion… Post-Trade Compliance Expert SS&C Technologies, Inc. provides mission-critical software and software-enabled services…
  • 2.5
    SS&C – London, England
    13 days ago 13d
    information management, analysis, trading, accounting, reporting and compliance. Our clients manage, in aggregate, over $44 trillion… Post-Trade Compliance Expert SS&C Technologies, Inc. provides mission-critical software and software-enabled services…
  • 3.5
    Macquarie Group – London, England
    4 days ago 4d
    on the Trading Floor, as the head of CGM Compliance. Responsibilities, under the supervision of the head of CGM Compliance (EMEA… About You You will have previous experience of trading floor compliance at a financial services institution, ideally working…
  • 3.7
    Schroder Investment Management – London, England
    12 days ago 12d
    is for a permanent Global Portfolio Compliance Manager within the Global Portfolio Compliance Team (GPCT) in the Schroders London… overseeing ‘general change’ to the compliance module. 3) Maintaining the integrity of the compliance system on a best efforts basis…
  • 3.5
    Thales – Weybridge, England
    25 days ago 25d
    Please attach job description by clicking on the attachment tab which will appear after you have saved and closed this…
  • 4.5
    Alexander Lloyd – London, England
    2 days ago 2d
    Deputy Head of Compliance, you will be responsible for all aspects of the monitoring programme, including trade based monitoring… leading institutional alternative asset manager is seeking an experienced Compliance Associate to join their team of 5 in London…
  • 3.4
    Barclays – London, England
    6 days ago 6d
    Treasury Product) background – e.g. Front office trading, risk management of trading book, or technology support for FO team. Candidate… function is responsible for providing oversight and development of trading tools and infrastructure, analytical capabilities and provision…
  • 3.4
    Barclays – London, England
    6 days ago 6d
    logic used in electronic trading in liquid instruments in Markets. The primary purpose of this trading is to provide liquidity… the US through Barclays Capital Inc. SM&D Algorithm Trading Testing Function is a new team within the Statistical Modelling…
  • 4.7
    Red Recruit – London, England
    2 days ago 2d
    Trade Finance - London - VR/17275 Specification required for our search for Trade Finance candidate are: * 2-3 year Trade Finance… Bills (Trade Finance Section) in carrying out the Bills Services functions to provide high quality service standard to trade finance…
  • 3.0
    Gazprom Marketing & Trading – London, England
    4 days ago 4d
    Direct Tax Manager with corporate tax accounting, reporting and compliance obligations of the Gazprom Marketing & Trading Group. The… Treasury, Legal) Ability to accurately manage workload and stakeholders in a fast-moving trading environment Ability and desire to…
  • 1.9
    Prospero Teaching – London, England
    2 days ago 2d
    on a regular basis. Compliance: - Understand compliance within the parameters that the business trades within. - Be the first… three years. This role is a fantastic opportunity for a Compliance Officer ,to be able to work for a well-established, yet consistently…
  • 3.3
    Deutsche Bank – London, England
    5 days ago 5d
    control function, the Compliance Department seeks to manage compliance risk and deepen the culture of compliance at Deutsche Bank through… Compliance At Deutsche Bank, good compliance is everybody’s responsibility. The Compliance department’s core functions…
  • 3.4
    FDM Group Ltd – London, England
    5 days ago 5d
    asset and wealth managers are in continuous need of Risk Regulation and Compliance Analysts to successfully trade across global markets… These requests are often time sensitive based on the clients’ trading activity. Being able to prioritize and execute in a timely…
  • 3.4
    Barclays – London, England
    3 days ago 3d
    EMIR trade and transaction reporting; client categorisation or on-boarding requirements; and client reporting. To manage the… provide compliance support on compliance matters to Global Operations and work in partnership with product advisory Compliance teams…
  • 3.7
    Schroder Investment Management – London, England
    26 days ago 26d
    Investment Compliance team is responsible for compliance services provided in relation to the investment and trading activities… identified compliance issue or otherwise, under the supervision/direction of Compliance or other Compliance and Legal Managers.…
  • 3.6
    BlackRock – London, England
    26 days ago 26d
    flagship iShares exchange traded fund (ETF) business and also the equity and fixed income fund managers who power this innovative… of 9 expert compliance professionals based across Europe and will report directly into the EMEA Head of Compliance Advisory for…
  • 3.7
    Shell – London, England
    8 days ago 8d
    evaluation of financing and trading structures Regulatory Compliance External Governance and Compliance on FX and other treasury-related… sheet consequences of compliance with MiFID II Ensuring that all payments activity is compliant with trade sanctions and other…
  • 3.4
    Barclays – London, England
    9 days ago 9d
    and BI. • Ensuring compliance with Group Market Risk policies and standards in compliance with the Group ERMF.… the world. Role Purpose The purpose of Non-Traded Market Risk team is to support the customer banking book businesses…
  • 4.9
    The Trade Desk – London, England
    15 days ago 15d
    jurisdictions The Trade Desk operates in. Prepare and coordinate the information needed by local compliance providers to produce… Reporting to the Finance Director the Financial Reporting & Compliance Manager will be responsible for all UK and International external…
  • 3.5
    Macquarie Group – London, England
    6 days ago 6d
    Financial Crime Compliance (FCC) team is a long-standing expert unit within Risk Management Group Compliance which plays a key… to compliance whilst achieving the desired outcome. You will have a strong working knowledge of financial crime compliance systems…
  • 3.8
    Goldman Sachs – London, England
    9 days ago 9d
    Team and Global PWM Compliance colleagues in the delivery of Compliance investigative trade and client reviews, and targeted forensic… advisory compliance team to deliver day to day advisory functions including but not limited to: Post- and Pre-Trade surveillance…
  • Regional Job Network – London, England
    3 days ago 3d
    responsibility for actioningthe day to day pre and post trade compliance of the Portfolio Management team(s) - Coding client and… www.rengineeringjobs.com/jobs/6364589_Portfolio-Management-Control-Pre-Post-Trade-Compliance-In-City-Westminster" "Other - see free text"…
  • 1.8
    SSP UK – London, England
    5 days ago 5d
    , and in order to support the teams on compliance. The Senior Trade Marketing Manager will also be responsible for developing… Senior Trade Marketing Manager SSP are recruiting for a Senior Trade Marketing Manager to join our Trade Marketing team - in…
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