Regulatory Compliance Officer Jobs in Long Island City, NY | Glassdoor
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Regulatory Compliance Officer Jobs in Long Island City, NY

449 Jobs

  • 3.1
    Mizuho Corporate Bank – Jersey City, NJ
    NEW
    such as committee governance, related policy governance, regulatory change awareness, management reporting and issue management… consolidated reporting •Provide guidance & logistical support for regulatory exams; help establish consistency across firm responses and…
  • 3.4
    Société Générale – New York, NY
    $89k-$129k(Glassdoor est.)
    22 days ago 22d
    Manage implementation of Compliance Exam Management functionalities within Bwise GRC Tool Manage regulatory examinations of SG’s… on the compliance risks and issues to SGUS and Global Compliance Senior Management. Additionally, the SGUS Compliance Department…
  • 3.3
    Deutsche Bank – New York, NY
    $82k-$120k(Glassdoor est.)
    4 days ago 4d
    of the Bank while promoting a culture of compliance with key supervisory and regulatory priorities, applicable rules and best practices… About the Regulatory Management Group In a period of ever-increasing regulatory scrutiny, Regulatory Management is critical…
  • 3.7
    Investment Technology Group – New York, NY
    $64k-$95k(Glassdoor est.)
    20 days ago 20d
    a dynamic and detail-oriented Regulatory Affairs ComplianceOfficer to join our Global Compliance team. Investors around the… framework to promote compliance awareness and encourage issue escalation. Manage all aspects of the Firm’s regulatory inquiry responses…
  • New York, NY
    5 days ago 5d
    Job ID: 3146591 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2017-04-06 Location: New York, United…
  • 4.5
    Green Key Resources – New York, NY
    7 days ago 7d
    updated on global regulations and regulatory setting in assigned area Partake in Compliance Department initiatives and projects… guidance to business unit personnel to encourage compliance Offer compliance advice and guidance to the firm’s global investor…
  • 4.8
    Ellevest – New York, NY
    $78k-$114k(Glassdoor est.)
    NEW
    Position As a ComplianceOfficer at Ellevest, you will work closely with the Chief ComplianceOfficer and assist in a broad… range of compliance and regulatory matters aimed at developing and maintaining an effective investment advisory compliance program…
  • 3.8
    Ernst & Young – New York, NY
    $112k-$146k(Glassdoor est.)
    NEW
    technical role, second line of defence complianceofficer, or internal audit Data and Compliance Analytics tools – SQL, SAS, Spotfire… supporting the regulatorycompliance function within financial services firms. You’ll focus on the delivery of regulatory remediation…
  • 4.0
    Payoneer – New York, NY
    $73k-$107k(Glassdoor est.)
    NEW
    expert for U.S. compliance requirements impacting the company. Reporting Structure: The U.S. ComplianceOfficer will report… U.S. ComplianceOfficer, New York Build Your Career | Love your Work | Make a Difference Payoneer empowers entrepreneurs…
  • 3.6
    Credit Suisse – New York, NY
    $76k-$138k(Glassdoor est.)
    23 days ago 23d
    Our Compliance team is looking for a Bank RegulatoryCompliance Coverage Officer to join the team in our New York office.… experience as a Bank RegulatoryComplianceOfficer or Banking Agency examiner with experience implementing compliance programs Solid…
  • 3.4
    McGraw-Hill Financial – New York, NY
    $74k-$109k(Glassdoor est.)
    5 days ago 5d
    Covering ComplianceOfficer (RCCO) and, at times, the Chief ComplianceOfficer (North America) on significant compliance matters… implementation of the Compliance Program you will: Execute an effective Compliance Program that: Identifies regulatory requirements…
  • 3.4
    HSBC Holdings – New York, NY
    $48k-$74k(Glassdoor est.)
    NEW
    the SVP RegulatoryCompliance. May be responsible for the management of AVP RegulatoryCompliance and RegulatoryCompliance Officer… Prepares summaries on compliance with assigned regulation(s), regulatory requirements, and/or compliance risks for senior management…
  • 3.0
    VOYA – New York, NY
    $84k-$122k(Glassdoor est.)
    NEW
    surveillance to ensure that the firm maintains compliance with client guidelines and regulatory requirements. The position is a critical… Effectively communicate regulatory and procedural changes to relevant personnel. Participate in business and compliance related projects…
  • 3.1
    Popular Community Bank – New York, NY
    $52k-$78k(Glassdoor est.)
    22 days ago 22d
    of Banking.” PCB RegulatoryCompliance We are looking for a ComplianceOfficer to join our Compliance Team in New York, NY… experience in consumer compliance and J.D. degree a plus. All employees must comply with regulatorycompliance and assigned training…
  • 5.0
    Vatic Labs – New York, NY
    $62k-$91k(Glassdoor est.)
    26 days ago 26d
    evolution of our firm, we are seeking a ComplianceOfficer to help us navigate the global regulatory environment. Job Description:… Coordinates regulatory and internal audits and assists regulators, auditors and business unit management with regulatory exams and…
  • 3.7
    Morgan Stanley – New York, NY
    $82k-$119k(Glassdoor est.)
    13 days ago 13d
    Procedures Group, Wealth Management Compliance Counsel Group The Wealth Management Regulatory Counsel/Policies & Procedures Group… developing, updating and maintaining Compliance policies and procedures, tracking and analyzing regulatory developments, and coordinating…
  • 3.5
    Wells Fargo – New York, NY
    NEW
    Equity Derivatives Business Unit ComplianceOfficer will be responsible for managing compliance risk and providing advisory support… programs (Credit, Market, Financial Crimes, Operational, RegulatoryCompliance), which includes effectively following, and adhering…
  • 3.4
    Citibank – Long Island City, NY
    $95k-$137k(Glassdoor est.)
    5 days ago 5d
    widely available to all. Based in New York, the SVP ComplianceOfficer reports to the Head of Program Management for the Ethics… Office and ultimately to the Citi Chief Ethics Officer within Global Compliance. This position will be responsible for preparing…
  • Socure – New York, NY
    $78k-$114k(Glassdoor est.)
    14 days ago 14d
    The ComplianceOfficer will ensure various components of the company's information systems and personnel procedures are followed… certification, ISO 27001, HITRUST certifications required Regulatory knowledge, including data handling policies and procedures…
  • 3.6
    Citi – Long Island City, NY
    $120k-$172k(Glassdoor est.)
    5 days ago 5d
    widely available to all. Based in New York, the SVP ComplianceOfficer reports to the Head of Program Management for the Ethics… Office and ultimately to the Citi Chief Ethics Officer within Global Compliance. This position will be responsible for preparing…
  • 3.3
    XL Catlin – New York, NY
    9 days ago 9d
    Chief ComplianceOfficer and Head of Regulatory & Government Affairs and the Head of Government Affairs and Regulatory Policy… Affairs, North America and the Chief ComplianceOfficer and Head of Regulatory & Government Affairs. Providing oversight of the…
  • 3.5
    UBS – New York, NY
    $73k-$108k(Glassdoor est.)
    NEW
    conflict management liaise with other compliance and control teams to provide compliance advice to investment banking, capital… capital markets and research and respond to relevant regulatory requests ensure appropriate documentation of Control Room activities…
  • 3.3
    Marsh & McLennan Companies – New York, NY
    $87k-$126k(Glassdoor est.)
    13 days ago 13d
    The ComplianceOfficer is responsible for supporting the compliance agenda of the West region and providing specialized advice… Support the compliance agenda of the West region or specialty area. Understand applicable regulation and monitoring regulatory developments…
  • 3.4
    Citibank – Long Island City, NY
    $95k-$137k(Glassdoor est.)
    14 days ago 14d
    Commercial Bank-CMO/Markets Senior ComplianceOfficer (the "CCB Senior ComplianceOfficer") is responsible for the design and… The CCB Senior ComplianceOfficer will report to the Global Head of CCB Compliance and will join the CCB Compliance team responsible…
  • 3.1
    S&P Global Ratings – New York, NY
    $78k-$114k(Glassdoor est.)
    11 days ago 11d
    apply compliance policy requirements and regulatory principles to global credit ratings activities. The ComplianceOfficer will… monitoring to assess compliance with regulatory requirements. Assignments are dynamic, requiring the ComplianceOfficer to monitor and…
  • 3.4
    Citibank – Long Island City, NY
    $78k-$114k(Glassdoor est.)
    8 days ago 8d
    opportunities to develop to are widely available to all. The ComplianceOfficer is responsible for managing a caseload of investigations… Suspicious Activity Reports (SARs) in accordance with applicable regulatory requirements Work experience in a financial institution…
  • 3.3
    S&P Global – New York, NY
    $78k-$114k(Glassdoor est.)
    11 days ago 11d
    apply compliance policy requirements and regulatory principles to global credit ratings activities. The ComplianceOfficer will… monitoring to assess compliance with regulatory requirements. Assignments are dynamic, requiring the ComplianceOfficer to monitor and…
  • 3.6
    Citi – Long Island City, NY
    $120k-$172k(Glassdoor est.)
    14 days ago 14d
    Commercial Bank-CMO/Markets Senior ComplianceOfficer (the "CCB Senior ComplianceOfficer") is responsible for the design and… The CCB Senior ComplianceOfficer will report to the Global Head of CCB Compliance and will join the CCB Compliance team responsible…
  • 3.6
    Credit Suisse – New York, NY
    6 days ago 6d
    to ensure compliance with regulatory obligations, firm policy, and standard methodologies. This includes compliance reviews pursuant… preferred but not required. You have 3-6 years of Compliance, Regulatory, Audit, or Consulting/Advisory experience within a bank…
  • 3.0
    CitiMortgage – Long Island City, NY
    $84k-$122k(Glassdoor est.)
    6 days ago 6d
    widely available to all. Based in New York, the SVP ComplianceOfficer reports to the Head of Program Management for the Ethics… Office and ultimately to the Citi Chief Ethics Officer within Global Compliance. This position will be responsible for preparing…
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