Regulatory Compliance Officer Jobs in Long Island City, NY | Glassdoor

Regulatory Compliance Officer Jobs in Long Island City, NY

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  • 4.3
    Green Key Resources – White Plains, NY
    Est. Salary $58k-$104k
    4 days ago 4d
    labels and packaging for compliance with federal labeling regulations. • Update all Corporate Officer and Director filings with… she also have regulatory and drafting experience Job Description • Maintain day to day compliance with all federal…
  • 3.2
    ITG – New York, NY
    Est. Salary $57k-$84k
    13 days ago 13d
    a dynamic and detail-oriented Regulatory Affairs Compliance Officer to join our Global Compliance team. Investors around the… framework to promote compliance awareness and encourage issue escalation. Manage all aspects of the Firm’s regulatory inquiry responses…
  • 3.7
    RBC – Jersey City, NJ
    Est. Salary $73k-$129k
    5 days ago 5d
    . What is the opportunity? As a Bank Regulatory Compliance officer you will be responsible for assisting in the development… within the context of RBCs Enterprise Compliance Management Framework, of a regulatory compliance program across RBCs businesses, operations…
  • 3.4
    HSBC – New York, NY
    Est. Salary $63k-$107k
    1 days ago 1d
    Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training… unit support during compliance-related regulatory examinations. Monitors the status of any material compliance issues identified…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $111k-$189k
    26 days ago 26d
    Swap Dealer Compliance (the equivalent of a Swap Dealer Chief Compliance Officer, subject to substituted compliance) as a subject… a robust global Compliance Program for DB's Swap Dealers to ensure compliance with all applicable regulatory requirements including…
  • 3.9
    ITG Analytics – New York, NY
    Est. Salary $59k-$86k
    11 days ago 11d
    a dynamic and detail-oriented Regulatory Affairs Compliance Officer to join our Global Compliance team. Investors around the… framework to promote compliance awareness and encourage issue escalation. Manage all aspects of the Firm’s regulatory inquiry responses…
  • 3.7
    Morgan Stanley – Purchase, NY
    14 days ago 14d
    seeks a Regulatory Risk Officer on the Bank's first line of defense compliance team. MSPBNA's Operational and Regulatory Risk… Risk and Regulatory Compliance programs in the business unit as the First Line of Defense. The Regulatory Risk Officer will be…
  • 3.6
    JPMorgan Chase & Co. – Jersey City, NJ
    Est. Salary $68k-$109k
    16 days ago 16d
    Control, Compliance and Legal to capture and implement regulatory events impacting CCB Compliance; * Lead Compliance Risk Assessment… audit functions to provide expertise on regulatory compliance matters. The Compliance function also develops and maintains practices…
  • 3.4
    HSBC – Jersey City, NJ
    Est. Salary $151k-$217k
    1 days ago 1d
    Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training… knowledge of business processes and compliance requirements, as well as of pertinent internal regulatory policy and procedural changes…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $109k-$190k
    2 days ago 2d
    management of global compliance programs within Markets Compliance, including programs such as the Compliance Annual Risk Assessment… financial services regulators within the US • Experience with a regulatory body a plus…
  • 3.0
    CitiMortgage – Jersey City, NJ
    Est. Salary $123k-$207k
    3 days ago 3d
    management of global compliance programs within Markets Compliance, including programs such as the Compliance Annual Risk Assessment… financial services regulators within the US • Experience with a regulatory body a plus…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $112k-$195k
    2 days ago 2d
    management of global compliance programs within Markets Compliance, including programs such as the Compliance Annual Risk Assessment… financial services regulators within the US • Experience with a regulatory body a plus…
  • 3.4
    Chase – Jersey City, NJ
    Est. Salary $65k-$113k
    20 days ago 20d
    Control, Compliance and Legal to capture and implement regulatory events impacting CCB Compliance; Lead Compliance Risk Assessment… audit functions to provide expertise on regulatory compliance matters. The Compliance function also develops and maintains practices…
  • 3.0
    CitiMortgage – New York, NY
    Est. Salary $80k-$140k
    4 days ago 4d
    to the Head of Markets Regulatory Implementation in Global Markets and Securities Services Compliance, which provides coordination… of new and complex regulatory developments across businesses, including enterprise-wide. Advise Compliance and Business management…
  • 4.1
    Axiom Global – New York, NY
    10 days ago 10d
    resources. Currently, we're on the hunt for exceptional trade compliance attorneys to join our ranks with: 5+ years of experience… legal department Experience assessing export and import compliance processes, procedures and resources; preparing or reviewing…
  • 3.5
    Citi – New York, NY
    Est. Salary $97k-$174k
    15 days ago 15d
    implementation requirements. • Advise Compliance and Business management and staff on regulatory and compliance issues as well as strategic… to the Head of Markets Regulatory Implementation in Global Markets and Securities Services Compliance, which provides coordination…
  • 3.4
    Citibank – New York, NY
    Est. Salary $87k-$156k
    15 days ago 15d
    implementation requirements. • Advise Compliance and Business management and staff on regulatory and compliance issues as well as strategic… to the Head of Markets Regulatory Implementation in Global Markets and Securities Services Compliance, which provides coordination…
  • 3.5
    UBS – New York, NY
    Est. Salary $85k-$149k
    2 days ago 2d
    lending private fund. Respond and provide guidance to daily compliance inquiries from investment and other senior professionals.…
  • 4.2
    Wakefern Food – Elizabeth, NJ
    19 days ago 19d
    Jersey The Nutrition Regulatory Specialist will report to the Senior Supervisor of Nutrition Regulatory and Private Label in the… the Quality Assurance Division. The Nutrition Regulatory Specialist will be responsible for assisting in multiple day-to-day functions…
  • 3.4
    Societe Generale – New York, NY
    Est. Salary $91k-$158k
    13 days ago 13d
    PRIOR WORK EXPERIENCE 7-10 years Compliance experience in large financial services firm Compliance testing or Audit experience required… The Compliance Testing and Monitoring (CTM) group is responsible for developing and executing an annual risk-based schedule of…
  • 3.0
    CitiMortgage – New York, NY
    Est. Salary $80k-$140k
    3 days ago 3d
    interpretation of internal compliance policies; • Draft compliance policies and procedures; • Assist with regulatory inquiries and/… to all. The position is for a Fixed Income Senior Compliance Officer within Citi's Institutional Client Group (ICG), supporting…
  • 3.4
    Citibank – New York, NY
    Est. Salary $87k-$156k
    2 days ago 2d
    interpretation of internal compliance policies; • Draft compliance policies and procedures; • Assist with regulatory inquiries and/or… available to all. The position is for a Fixed Income Senior Compliance Officer within Citi's Institutional Client Group (ICG), supporting…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $97k-$174k
    11 days ago 11d
    capital markets, trading compliance, securities trading or regulation. The candidate should have strong regulatory, product and transaction… alongside specialists in Product Compliance, the sales and trading business, technology and global Compliance counterparts.QualificationsThe…
  • 3.6
    New York Life Insurance Co – New York, NY
    Est. Salary $121k-$209k
    5 days ago 5d
    the Chief Compliance Officer of the Investments Group and will be responsible for all aspects of the advisers’ compliance programs… Chief Compliance Officer will serve as a strong steward for the firm who will interface with senior management on compliance matters…
  • 3.0
    CitiMortgage – Jersey City, NJ
    Est. Salary $80k-$140k
    4 days ago 4d
    team in its efforts to enhance the Compliance program for TTS and managing regulatory risk in an effective and control-oriented manner… President in TTS Compliance-Cash supporting Citigroup’s TTS Cash business. This individual will assist the TTS Cash Compliance team by…
  • 3.0
    CitiMortgage – New York, NY
    Est. Salary $81k-$141k
    2 days ago 2d
    culture industry and regulatory developments and trends relevant to the GCB business. Brief and advise GCB Compliance, the Head of the… which is part of the Enterprise Compliance Risk Management organization within the Citi Compliance function. Specifically, this individual…
  • 3.5
    Citi – New York, NY
    Est. Salary $97k-$174k
    2 days ago 2d
    interpretation of internal compliance policies; • Draft compliance policies and procedures; • Assist with regulatory inquiries and/or… available to all. The position is for a Fixed Income Senior Compliance Officer within Citi's Institutional Client Group (ICG), supporting…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $87k-$156k
    11 days ago 11d
    capital markets, trading compliance, securities trading or regulation. The candidate should have strong regulatory, product and transaction… alongside specialists in Product Compliance, the sales and trading business, technology and global Compliance counterparts.QualificationsThe…
  • 3.4
    Société Générale – New York, NY
    Est. Salary $91k-$158k
    5 days ago 5d
    depth of experience working in Financial Crimes Compliance Compliance testing or Audit experience EDUCATION… Environment OVERVIEW The Compliance Testing and Monitoring (CTM) group is responsible for developing and executing…
  • 3.0
    CitiMortgage – New York, NY
    Est. Salary $81k-$141k
    2 days ago 2d
    culture industry and regulatory developments and trends relevant to the ICG business. Brief and advise ICG Compliance, the Head of the… which is part of the Enterprise Compliance Risk Management organization within the Citi Compliance function. Specifically, this individual…
  • 3.4
    Chase – New York, NY
    Est. Salary $65k-$113k
    9 days ago 9d
    inquiries regarding policy and legal/regulatory compliance. Interaction with Anti-Corruption Compliance staff, other control function… minimum: 3 years experience in compliance or a related position (including regulatory, law enforcement, audit, or risk and…
Job Title Location Employer Salary
Regulatory Compliance Officer White Plains, NY Green Key Resources $58k-$104k
Regulatory Affairs Compliance Officer New York, NY ITG $57k-$84k
Bank Regulatory Compliance Officer Jersey City, NJ RBC $73k-$129k
Senior Compliance Officer Regulatory Compliance Asset Management New York, NY HSBC $63k-$107k
Swaps Regulatory Compliance Officer AVP New York, NY Deutsche Bank $111k-$189k
Regulatory Affairs Compliance Officer New York, NY ITG Analytics $59k-$86k
Regulatory Risk Officer - Compliance Purchase, NY Morgan Stanley $74k-$131k
CCB Sr. Compliance Officer- Regulatory Change and Compliance Risk Assessment Associate Jersey City, NJ JPMorgan Chase & Co. $68k-$109k
AVP Senior Compliance Testing Officer, Compliance Control Review - Regulatory Compliance Jersey City, NJ HSBC $151k-$217k
Senior Compliance Officer- Markets Compliance - Regulatory Project Manager Jersey City, NJ Citibank $109k-$190k
Senior Compliance Officer- Markets Compliance - Regulatory Project Manager Jersey City, NJ CitiMortgage $123k-$207k
Senior Compliance Officer- Markets Compliance - Regulatory Project Manager Jersey City, NJ Citi $112k-$195k
CCB Sr. Compliance Officer- Regulatory Change and Compliance Risk Assessment – Associate Jersey City, NJ Chase $65k-$113k
Senior Compliance Officer - Markets Regulatory Implementation New York, NY CitiMortgage $80k-$140k
Trade Compliance Attorney New York, NY Axiom Global $93k-$158k
Senior Compliance Officer - Markets Regulatory Implementation New York, NY Citi $97k-$174k
Senior Compliance Officer - Markets Regulatory Implementation New York, NY Citibank $87k-$156k
Senior Compliance Officer New York, NY UBS $85k-$149k
Nutrition Regulatory Specialist Elizabeth, NJ Wakefern Food $62k-$87k
Senior Compliance Officer - Testing & Monitoring Lead New York, NY Societe Generale $91k-$158k
Senior Compliance Officer -Fixed Income New York, NY CitiMortgage $80k-$140k
Senior Compliance Officer -Fixed Income New York, NY Citibank $87k-$156k
Senior Compliance Officer Market Surveillance Jersey City, NJ Citi $97k-$174k
Chief Compliance Officer, New York Life Investors New York, NY New York Life Insurance Co $121k-$209k
Senior Compliance Officer-TTS Cash Jersey City, NJ CitiMortgage $80k-$140k
Senior Compliance Officer – Conduct and Culture Officer GCB New York, NY CitiMortgage $81k-$141k
Senior Compliance Officer -Fixed Income New York, NY Citi $97k-$174k
Senior Compliance Officer Market Surveillance Jersey City, NJ Citibank $87k-$156k
Senior Compliance Officer – Financial Crimes Testing & Monitoring Lead New York, NY Société Générale $91k-$158k
Senior Compliance Officer – Conduct and Culture Officer ICG New York, NY CitiMortgage $81k-$141k
Global Compliance - Anti-Corruption Compliance - Senior Compliance Officer - Associate New York, NY Chase $65k-$113k
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