Managing Senior Analyst/Chief Compliance Officer Jobs | Glassdoor
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Managing Senior Analyst/Chief Compliance Officer Jobs

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  • 4.3
    University of Michigan – Ann Arbor, MI
    Today 5hr
    goals. Reporting to the Medical School’s Associate Chief Financial Officer (ACFO), candidates for this position are expected to… Financial Senior Manager required qualifications: Five or more years of experience directly managing a team of three…
  • 3.0
    Wilshire Associates Incorporated – Santa Monica, CA
    Est. Salary $46k-$70k
    5 days ago 5d
    including the senior associates and ChiefComplianceOfficer, assist in a broad range of compliance and regulatory matters and help… seeking a junior complianceanalyst in its Compliance department. In this role you will provide support to the Compliance team including…
  • 3.7
    JLL – Charlotte, NC
    Est. Salary $47k-$77k
    Today 1hr
    requests; escalate all legal notifications to JLL Legal Chief Litigation Officer; track all litigation claims in Litigation Tracker… Position Title Risk and ComplianceAnalyst Auto Req ID 63370BR Job Description Central point of contact for client’…
  • 3.7
    SoFi – San Francisco, CA
    Est. Salary $74k-$100k
    NEW
    Role The Senior Credit Analyst will directly assist the Director of Risk Administration and Chief Risk Officer in leading SoFi… interaction with company management. Lead by the Chief Risk Officer, SoFi’s Risk Management group has responsibility for ensuring…
  • 3.5
    US Bank – Minneapolis, MN
    NEW
    Description: The Senior Risk Oversight Analyst, AML-Payment Services, Chief Risk Officer (PS-CRO) will partner with… , other Risk/Compliance/Audit (RCA) Consultants in other Business lines and Enterprise Financial Crimes Compliance, and RCA Managers…
  • 3.3
    Protective Life – Birmingham, AL
    Est. Salary $43k-$64k
    NEW
    our Advertising Compliance Team for a Senior Advertising ComplianceAnalyst. The Sr. Advertising ComplianceAnalyst is responsible… report to the Chief Supervision Officer and will be primarily responsible for effectively reviewing and managing assigned reviews…
  • 3.0
    DST Systems, Inc. – Denver, CO
    Est. Salary $63k-$96k
    Today 3hr
    assigned Fund Compliance Programs. Manage the entire CCO Services team of Analysts/SeniorAnalysts in performing compliance monitoring… timely manner. Assist in the administration of the ChiefComplianceOfficer Support Services offering including prospective client…
  • 3.7
    USAA – San Antonio, TX
    8 days ago 8d
    responsibilities: Act as a trusted advisor to the USAA Chief Risk Officer and operate as a key member of the risk leadership team… Purpose of JobThe Senior Risk Officer (SRO) has responsibility for providing independent oversight of all risk exposures across…
  • Wellspring Advisors – Washington, DC
    Est. Salary $44k-$63k
    8 days ago 8d
    SPONSORED JOB ChiefOfficer of Programs, Integration, and Planning MHp Salud Florida, United States Senior Prospect Research… Advisors, a private philanthropic organization, seeks a Program Officer to join its Civil Society Program (CS). CS seeks to help build…
  • 4.0
    US Securities and Exchange Commission – Washington, DC
    Est. Salary $100k-$158k
    14 days ago 14d
    This position is in the Office of the Chief Operating Officer (OCOO), Office of the Managing Executive for Small Offices, located… position is open to SEC Employees in the Office of the Chief Operating Officer (OCOO) and its subordinate offices (OIT, OHR, OSI,…
  • 3.7
    Cambridge Savings Bank – Cambridge, MA
    Est. Salary $80k-$107k
    4 days ago 4d
    POSITION: SENIOR CREDIT ANALYSTOFFICER Summary: This position assists with understanding and managing the credit risk… in monitoring credit quality, as directed by the SVP/Chief Credit Officer and/or the VP/Credit Manager. § Attend joint client…
  • 3.8
    Capital One – New York, NY
    NEW
    technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help… a quest to change banking for good. Senior Manager, Commercial Compensation Senior Manager, Commercial Compensation Our…
  • 3.7
    Fairfax County Virginia – Chantilly, VA
    Est. Salary $61k-$84k
    18 days ago 18d
    to County Executive, deputy county executives, the chief financial officer, department heads and the deputy directors of Management… processes, project methodologies and final products. Supervises senior-level professional, technical, and contract staff engaged in…
  • 3.5
    Los Angeles County – Los Angeles, CA
    Est. Salary $71k-$127k
    7 days ago 7d
    Information Technology technical and business analyst consultant to the Chief Information Officer and Information Systems division managers… Information Technology technical or business analyst consultant to the Chief Information Officer and Information Systems division managers…
  • 3.6
    Hercules Technology Growth Capital – Palo Alto, CA
    Est. Salary $137k-$223k
    13 days ago 13d
    Compliance Officer and Chief Financial Officer. Portfolio Management: Monitor and identifying monthly and quarterly trends in… industry trends. This position will report to the Chief Investment Officer. Essential Responsibilities: New Business…
  • 3.6
    Signature Consultants – Minneapolis, MN
    NEW
    please visit www.sigconsult.com. Associated topics: chief program officer, cpo, manage, manager, management, monitor, product… plans, managing and executing tasks for code deploy, and the creation of all necessary supporting documentation. Compliance: Manage…
  • 3.8
    Capital One – San Francisco, CA
    Est. Salary $126k-$189k
    6 days ago 6d
    technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help… Architecture strategy and intent Partner with business systems analysts (BSAs), project managers (PMs), and customers to understand…
  • 3.0
    Forcepoint – United States
    Est. Salary $106k-$156k
    29 days ago 29d
    Description We are looking for an experienced Chief Information Security Officer (CISO) to lead Forcepoint’s Corporate Security… stakeholders like Legal, HR, Finance, etc. Collaborate with Chief Privacy Officer to protect data subject to data privacy regulations.…
  • 3.4
    University of Massachusetts Medical School – North Quincy, MA
    Est. Salary $51k-$72k
    NEW
    Commonwealth Medicine Chief Medical Office or designee, the Program Analyst works on the MassHealth Chief Operating Officer's team, supporting… operational efficiency, and ensure compliance with state and federal regulations. The Program Analyst will participate on cross-functional…
  • 3.6
    Hercules Technology Growth Capital – Palo Alto, CA
    EASY APPLY
    Est. Salary $193k-$377k
    26 days ago 26d
    Compliance Officer and Chief Financial Officer. Portfolio Management: Monitor and identifying monthly and quarterly trends… industry trends. This position will report to the Chief Investment Officer. Essential Responsibilities: New Business Development…
  • 3.6
    Hercules Technology Growth Capital – Palo Alto, CA
    EASY APPLY
    Est. Salary $193k-$377k
    26 days ago 26d
    Compliance Officer and Chief Financial Officer. Portfolio Management: Monitor and identifying monthly and quarterly trends… industry trends. This position will report to the Chief Investment Officer. Essential Responsibilities: New Business Development…
  • 2.2
    Carver Federal Savings Bank – New York, NY
    Est. Salary $143k-$231k
    NEW
    VP-Senior Credit Portfolio Manager Department: Portfolio Management Reports to: Chief Credit Officer Position Summary… in the loan portfolio. This position reports to the Chief Credit Officer. Essential Duties and Responsibilities: Manage…
  • 3.4
    LightEdge Solutions – Des Moines, IA
    EASY APPLY
    Est. Salary $40k-$71k
    NEW
    with internal and external auditors as well as the ChiefComplianceOfficer. Other duties as assigned DESIRED SKILLS AND… Security Analyst Des Moines, IA, Kansas City, MO POSITION SUMMARY The Security Analyst is responsible for providing…
  • 3.9
    University of Rochester – Rochester, NY
    Est. Salary $33k-$51k
    16 days ago 16d
    supervision of the ChiefComplianceOfficer or a ComplianceAnalyst/Educator, as assigned, the ComplianceAnalyst/Auditor: Works… directed by the ChiefComplianceOfficer; Maintains current knowledge of healthcare reimbursement compliance issues through professional…
  • 4.0
    Georgetown University – Washington, DC
    Est. Salary $90k-$142k
    NEW
    outreach. Reporting to the Chief Information Security Officer (CISO), and supervising Security Analysts, the Director has duties… Program through ownership of policy development, managing the University’s IT compliance efforts, providing security assurance of IT…
  • 4.3
    UC Santa Barbara – Santa Barbara, CA
    Est. Salary $68k-$131k
    24 days ago 24d
    with Dir of Informatics, UCSB Privacy Officer and campus Chief Information Security Officer, conducts gap and risk analysis from… agencies (e.g. AAAHC). As Privacy Officer, oversees all activities and ensure compliance with related to the development, implementation…
  • 3.6
    J.P. Morgan – Jersey City, NJ
    Est. Salary $90k-$154k
    NEW
    Legal Obligations (OLO) Program is co-sponsored with the Chief Control Officer of the Firm and is tasked with implementing process… contact for all reporting-related issues and defects Managing the remediation of defects and timeline of the implementation…
  • 3.5
    Macquarie Group – Philadelphia, PA
    Est. Salary $72k-$116k
    1 days ago 1d
    general direction of the Deputy ChiefComplianceOfficer. The Compliance Department has primary compliance responsibility for all of… or broker-dealer functions compliance. This position reports to the Deputy ChiefComplianceOfficer. Key responsibilities…
  • 3.8
    Capital One – Vienna, VA
    12 days ago 12d
    technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help… successful candidate will have experience as a senior software engineer, as well as managing software designers and developers through…
  • 2.7
    BBCN Bank – Cerritos, CA
    Est. Salary $32k-$46k
    5 days ago 5d
    Reports suspicious activities to Manager, Chief Risk Officer or Information Security Officer.… of senior loan officer. Detect early warning signs of problem loans and immediate notification to a senior loan officer, portfolio…
  • 3.0
    United Network for Organ Sharing – Richmond, VA
    14 days ago 14d
    will collaborate with the Policy Department and the Chief Medical Officer to ensure a complete variance application. The… options for due process. Collaborate with the complianceanalyst team to ensure proper documentation of the status of…
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