Financial Compliance Officer Jobs in Menlo Park, CA | Glassdoor

Financial Compliance Officer Jobs in Menlo Park, CA

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  • 3.4
    Hercules Technology Growth Capital – Palo Alto, CA
    EASY APPLY
    Est. Salary $184k-$355k
    28 days ago 28d
    to deal terms under supervision of Chief Compliance Officer and Chief Financial Officer. Portfolio Management: Monitor… materials and financial models, while closely track industry trends. This position will report to the Chief Investment Officer.…
  • 3.3
    Electric Power Research Institute, Inc. – Palo Alto, CA
    26 days ago 26d
    periodic training on financial concepts, controls and policies to Sector staff. • Assists the Chief Financial Officer, General Counsel… and presentation of Sector financial data and analysis to Sector and Institute leadership. Financial data includes, among other…
  • Mountain Home VAMC – Palo Alto, CA
    22 days ago 22d
    Canteen Service and is under the instructions of the Canteen Officer in charge of Manual Food Operation. Incumbent is responsible… work operations within the guidelines provided by the Canteen Officer and the policies and procedures of the Veterans Canteen Service…
  • 4.2
    Stanford University – Stanford, CA
    Est. Salary $39k-$63k
    17 days ago 17d
    . Serve as Certifying Officer for all Veteran Administration (VA) benefits. Manage compliance with VA (Federal) and CSAAVE… Understanding of financial transactions. Ability to ensure and apply compliance with legal, financial, and university policies…
  • 3.4
    Hercules Technology Growth Capital – Palo Alto, CA
    EASY APPLY
    Est. Salary $184k-$355k
    28 days ago 28d
    to deal terms under supervision of Chief Compliance Officer and Chief Financial Officer. Portfolio Management: Monitor… materials and financial models, while closely track industry trends. This position will report to the Chief Investment Officer.…
  • 4.0
    Stanford School of Medicine – Stanford, CA
    17 days ago 17d
    position also partners with the Chief Strategy Officer, Chief Administrative Officer of the Faculty Practice Organization, and the… leadership and direction for all financial and administrative functions including: budgeting and financial management, strategic planning…
  • 3.5
    Boston Private Bank & Trust Company – San Mateo, CA
    Est. Salary $64k-$100k
    3 days ago 3d
    entrepreneurs or self-employed. The Senior Mortgage Underwriting Officer Level II must have a general understanding of complex underwriting… interacting and assisting Loan Officers. • Knowledge of compliance and disclosure requirements. • Prior experience in preparing…
  • 4.2
    Stanford University – Stanford, CA
    17 days ago 17d
    position also partners with the Chief Strategy Officer, Chief Administrative Officer of the Faculty Practice Organization, and the… leadership and direction for all financial and administrative functions including: budgeting and financial management, strategic planning…
  • 3.4
    Dignity Health – San Francisco, CA
    Est. Salary $97k-$187k
    16 days ago 16d
    of the VP/Chief Security, Safety and Emergency Management Officer, the position requires that the individual: (1) oversees, coordinates… operational issues impacting compliance. * Assures systems are in place to track and monitor all compliance audits conducted, both…
  • 2.8
    Mitsubishi UFJ Financial Group – Oakland, CA
    Est. Salary $170k-$320k
    4 days ago 4d
    defense role, the Finance Business Unit Risk & Controls Officer (BURCO) supports FMA in the identification, assessment, monitoring,… presented. Compliance Assessments – Provide support for business unit management in completing risk assessments for compliance-related…
  • 3.4
    Hercules Technology Growth Capital – Palo Alto, CA
    EASY APPLY
    Est. Salary $132k-$217k
    28 days ago 28d
    to deal terms under supervision of Chief Compliance Officer and Chief Financial Officer. Portfolio Management: Monitor… materials and financial models, while closely track industry trends. This position will report to the Chief Investment Officer.…
  • 4.2
    Stanford University – Stanford, CA
    Est. Salary $60k-$99k
    22 days ago 22d
    leadership skills to serve as the department’s chief administrative officer. The Department of Aeronautics and Astronautics (AA… communication skills. Strong financial expertise in accounting, budget planning and financial forecasting. Strong expertise…
  • Cabrillo Unified – Half Moon Bay, CA
    6 days ago 6d
    John Corry, Assistant Superintendent, Equity/Title IX Compliance Officer, Personnel and Pupil Services, 650-712-7109, 498 Kelly… . Works with the CUSD finance department to meet all financial compliance requirements3. Meets all District and grant mandated…
  • 3.4
    Bank of America – Oakland, CA
    16 days ago 16d
    Job Description: The Wealth Management Lending Officer (WM LO) continually identifies, develops and maintains a quality… Merrill Lynch Financial Advisors. The WM LO conducts interviews with prospective borrowers in order to analyze financial and credit…
  • 4.2
    Stanford University – Stanford, CA
    Est. Salary $62k-$109k
    25 days ago 25d
    Relations and will be part of a CFR team of seven. As a development officer, s/he will provide assistance to faculty, corporate, foundation… external funders and ensure proposals and agreements are in compliance with university policy. Stay informed about current university…
  • 3.6
    Oportun – Redwood City, CA
    24 days ago 24d
    Risk Governance and Validation reports to the Chief Credit Officer and is responsible for overseeing the execution of the Model… collaboratively with Data Science, Risk Management, Internal Audit and Compliance teams to implement Model Risk Governance Policy Develop…
  • 3.2
    Satellite Healthcare – Redwood City, CA
    Est. Salary $70k-$145k
    21 days ago 21d
    performed by the company. Collaborate with IT leader, privacy officer and human resources to establish and maintain a system for… training for all employees to ensure consistently high levels of compliance with enterprise security documents. Other Satellite Core…
  • 3.2
    J.B. Hunt – Fremont, CA
    Est. Salary $52k-$69k
    3 days ago 3d
    Involvement in the financial analysis as it relates to the specific profit-and-loss statements Monitor compliance with safety and… experience outside of J.B. Hunt, or Military Non-Commissioned Officer with at least 3 years of supervisory experience (i.e., minimum…
  • 3.3
    HSBC Holdings – Cupertino, CA
    5 days ago 5d
    Area Compliance Officer or Local Compliance Officer. The term ‘compliance’ embraces all relevant financial services laws, rules and… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • 4.1
    Datastax – Santa Clara, CA
    Est. Salary $69k-$97k
    25 days ago 25d
    performing a set of diverse complex duties for our Chief Financial Officer and our SVP of Corporate Development/General Counsel.… appropriate Coordinate domestic and international travel in compliance with existing policies and procedures Maintain files, handle…
  • 3.4
    Bank of America – Daly City, CA
    23 days ago 23d
    Job Description: The FC Lending Officer (FCLO) proactively solicits new residential mortgage business and sells Bank of… production goals. In this ongoing sales role, the FC Lending Officer continually identifies, develops and maintains a quality network…
  • 3.3
    HSBC Holdings – Fremont, CA
    2 days ago 2d
    Area Compliance Officer or Local Compliance Officer. The term ‘compliance’ embraces all relevant financial services laws, rules and… Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training…
  • 3.7
    Silicon Valley Bank – Santa Clara, CA
    Est. Salary $93k-$152k
    3 days ago 3d
    initiatives to senior management including Chief Compliance Officer, Chief Risk Officer and Board of Directors. •After management action… process as necessary, including supporting Chief Compliance Officer and Compliance Advisors regular contact with state and federal…
  • 4.3
    Santa Clara University – Santa Clara, CA
    3 days ago 3d
    The Senior Assistant Dean is the chief administrative officer for the School of Engineering and a member of the Dean’s senior… and reconcile all PeopleSoft Financials transactions to accurately reflect the School’s financial activities 3. Manage School…
  • 4.2
    Intuit – Mountain View, CA
    19 days ago 19d
    The Chief Privacy Counsel will partner with the Chief Privacy Officer to drive Intuits data stewardship vision and collaborate on… documentation to stand ready to demonstrate compliance; and further develop integrated compliance strategies across the Company to optimize…
  • 3.3
    HSBC Holdings – Oakland, CA
    23 days ago 23d
    Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training… implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business…
  • 2.9
    Western Alliance Bancorporation – San Jose, CA
    Est. Salary $45k-$61k
    7 days ago 7d
    departments. * Answers the telephone; responds to routine loan officer or customer inquiries relative to account balances, loan balances… reports; distributes daily and monthly reports. Assures compliance with all Bank policies and procedures, as well as, all applicable…
  • 2.8
    Allied Universal – San Jose, CA
    Est. Salary $27k-$46k
    24 days ago 24d
    consultation with the Allied Universal Services Compliance Manager/Facility Security Officer. Applicant must be a US citizen Applicant… of Defense (DoD) Cleared Security Officer. An Allied Universal Professional Security Officer assigned to this specific job position…
  • 3.0
    Mattson Technology – Fremont, CA
    Est. Salary $119k-$217k
    10 days ago 10d
    Proactively drive financial performance for compliance with the company’s quarterly and strategic objectives Provide financial guidance… Accounting Reports to: Corporate Controller and Chief Accounting Officer Location: Fremont, CA The Opportunity: The Sr. Director…
  • 3.7
    Deloitte – San Jose, CA
    3 days ago 3d
    -money laundering programs as a regulator, AML compliance officer in a financial institution or consultant Responsible for understanding… technology systems. Work you’ll do As a Manager in our Financial Services- Banking (AML) you contribute to the firm's growth…
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