Job Type
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Assistant Vice President, Compliance Division Jobs in New York, NY

53 Jobs

  • 4.2
    NYU (New York University) – New York, NY
    $89k-$133k(Glassdoor est.)
    NEW
    campuses. The AssistantVicePresident provides oversight to recruitment operations, ensuring compliance and adherence to University… Summary Reporting to the VicePresident for Human Resources, the AssistantVicePresident for Talent, Learning, and HR Services…
  • 3.9
    Goldman Sachs – New York, NY
    $100k-$157k(Glassdoor est.)
    12 days ago 12d
    Investment Banking Division, as well as the activities and actions of individual bankers. Assisting other compliance teams in monitoring… an integral member of the compliance team (IBD Compliance) covering the Investment Banking Division (IBD). IBD offers an array…
  • 3.5
    Prudential – Newark, NJ
    $86k-$133k(Glassdoor est.)
    HOT
    is seeking a senior compliance professional knowledgeable in Fixed Income compliance technology to assist its focus on guidelines… monitors accounts by completing trade compliance monitoring using BlackRock's Aladdin compliance system. This position has significant…
  • 3.1
    NICE Actimize – Hoboken, NJ
    HOT
    currently seeking a motivated, seasoned, strategic, hands-on VicePresident Americas, Professional Services with a successful track… high levels of customer retention and satisfaction. The VicePresident Americas will be measured on bookings, revenue, margins,…
  • 3.5
    New York Life Insurance Co – New York, NY
    NEW
    York Life Insurance Company   Position: Corporate VicePresident and Actuary in New York, NY   Duties: Responsible… reporting, filing, and product development in our actuarial division for all of the Company’s universal life insurance portfolios…
  • 3.9
    Goldman Sachs – New York, NY
    $98k-$142k(Glassdoor est.)
    12 days ago 12d
    MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational… engineering groups across the Securities Division trading organization to provide Compliance support for Cash Equities Electronic…
  • 3.0
    Union Bank, N.A. – New York, NY
    $91k-$131k(Glassdoor est.)
    22 days ago 22d
    provide training as needed. Provide assistance to internal or external auditors in compliance reviews. Provide responses to regulatory… and Finance to prevent and detect non-compliance issues and promote a culture of compliance. Lead initiatives and manage high-…
  • 3.5
    HSBC Holdings – New York, NY
    6 days ago 6d
    Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and training… implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business…
  • 3.7
    MUFG – New York, NY
    $110k-$158k(Glassdoor est.)
    30+ days ago 30d+
    provide training as needed. Provide assistance to internal or external auditors in compliance reviews. Provide responses to regulatory… and Finance to prevent and detect non-compliance issues and promote a culture of compliance. Lead initiatives and manage high-…
  • 3.0
    Union Bank, N.A. – New York, NY
    $94k-$135k(Glassdoor est.)
    4 days ago 4d
    executive and line management on emerging compliance issues, and assist line unit compliance officers in establishing policies, procedures… management, and provide technical assistance, training, information, and analysis to line compliance personnel. Initiate and complete…
  • 3.0
    Union Bank N.A. – New York, NY
    $150k-$227k(Glassdoor est.)
    5 days ago 5d
    The VicePresident, AML Strategy, Global Financial Crimes, supports the mission of the American ComplianceDivision’s Global… Global AML Strategy team to strengthen and align AML compliance practices across BTMU’s global footprint and otherwise support the…
  • 2.9
    Mitsubishi UFJ Financial Group – New York, NY
    $101k-$145k(Glassdoor est.)
    19 days ago 19d
    training as needed. Provide assistance to internal or external auditors in compliance reviews. Provide responses to… and Finance to prevent and detect non-compliance issues and promote a culture of compliance. Lead initiatives and manage high-impact…
  • 3.9
    Goldman Sachs – New York, NY
    9 days ago 9d
    MORE ABOUT THIS JOB GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational… management of compliance risk by assisting Bank businesses in complying with laws, regulations and internal policies and procedures. The…
  • 3.6
    Nomura Holdings – New York, NY
    $101k-$146k(Glassdoor est.)
    NEW
    Job title: AML Compliance Officer VP Corporate Title: VicePresident Department: Compliance Location: New… Role description: The AML ComplianceVicePresident is responsible for conducting and managing internal reviews for possible…
  • 3.7
    CUNY (City University of New York) – New York, NY
    $65k-$92k(Glassdoor est.)
    21 days ago 21d
    Reporting to the Senior VicePresident for Academic Affairs/Provost, the AssistantVicePresident for Student Affairs is responsible… relevant university and external constituents. Assist the Senior VicePresident/Provost by chairing, convening, and/or serving…
  • 4.2
    NYU – New York, NY
    $89k-$133k(Glassdoor est.)
    14 days ago 14d
    campuses. The AssistantVicePresident provides oversight to recruitment operations, ensuring compliance and adherence to University… Reporting to the VicePresident for Human Resources, the AssistantVicePresident for Talent, Learning, and HR Services is responsible…
  • 2.9
    Mitsubishi UFJ Financial Group – New York, NY
    5 days ago 5d
    The VicePresident, AML Strategy, Global Financial Crimes, supports the mission of the American ComplianceDivision’s Global… Global AML Strategy team to strengthen and align AML compliance practices across BTMU’s global footprint and otherwise support the…
  • 4.4
    Linium Recruiting – New York, NY
    12 days ago 12d
    & Structural Interest Rate Risk division to assist the MD, Head of Risk in ensuring compliance with the liquidity risk management… Liquidity Stress Tests. · Assist in the establishment and monitoring of liquidity limits. · Assist in the review and assessment…
  • 3.1
    Maxim Group – New York, NY
    22 days ago 22d
    transactions and flag potential risk/legal/compliance. Supervisory responsibilities for VicePresidents and Associates on various banking… institutional investors and high net worth individuals. Title VicePresident/Associate Categories Investment Banking Salary Base…
  • 3.0
    Zurich Insurance Group – New York, NY
    27 days ago 27d
    underwriters, but also other divisions and internal and external partners. Our 7T AssistantVicePresident is responsible for:… Zurich is currently looking for an experienced 7T AssistantVicePresident to support the book of business for Commercial Insurance…
  • 3.8
    RBC – New York, NY
    $69k-$116k(Glassdoor est.)
    27 days ago 27d
    opportunity? The Global Investment Banking division is looking to add a VicePresident to the Business Management team, based in… Group Heads) Assist with conference planning, donor applications Coordinate deal files Enforce audit/compliance matters…
  • 3.4
    Deutsche Bank – New York, NY
    NEW
    challenges. Job Title: Compliance Risk and Reporting Officer Corporate Title: VicePresident Location: New York About… Role and Responsibilities The Compliance Risk and Reporting Officer (VicePresident) role requires a manager who can lead…
  • 3.4
    Deutsche Bank – New York, NY
    $88k-$127k(Glassdoor est.)
    NEW
    Job Title: Global Markets Compliance Officer Corporate Title: VicePresident Location: New York About Deutsche… as well as Compliance colleagues in other Deutsche B divisions to resolve or address regulatory and/or compliance concerns…
  • 3.9
    Goldman Sachs – New York, NY
    28 days ago 28d
    Regulatory and Client interactions impacting the Technology Division. Ensures management awareness of regulatory expectations and… efficient and timely coordination and review of the Technology Division?s response to regulatory and client inquiries. RESPONSIBILITIES…
  • 3.7
    Morgan Stanley – New York, NY
    16 days ago 16d
    part of our culture. Department Profile The Finance Division reports to the Chief Financial Officer and consists of some… contributing to Firm wide risk management and risk reduction. This division maintains relationships with Morgan Stanleys various industry…
  • 3.7
    J.P. Morgan – New York, NY
    12 days ago 12d
    investors in every major market throughout the world. The division offers investment management across all major asset classes… team works in collaboration with all other control functions Compliance, Risk, Audit, and Legal. A core mission of the team is…
  • 3.5
    Prudential – Newark, NJ
    12 days ago 12d
    business division based in the United States (PII), international insurance operations overseas, and other corporate divisions. It… mergers and acquisitions, regulatory matters, labor matters, compliance matters, trademark infringement, and other special projects…
  • 2.6
    Santander Bank – New York, NY
    $151k-$276k(Glassdoor est.)
    HOT
    VicePresident, Trade & Working Capital Solutions - Global Transaction Banking-1708247 Description As a member of Santander… Santander’s Global Corporate Banking (GCB) division, you’ll be part of a global business unit that provides tailored services and high…
  • 3.4
    BNP Paribas – New York, NY
    24 days ago 24d
    Integrity and Professional Ethics (“MI/PE”) division is a part of the Ethics & Compliance Department which provides support to all… ) Americas Compliance is remediating the US Corporate Investment Bank element of "Compliance-owned" and "Compliance-related" responses…
  • 3.0
    Union Bank, N.A. – New York, NY
    22 days ago 22d
    The VicePresident, AML Strategy, Global Financial Crimes, supports the mission of the American ComplianceDivision's Global… Global AML Strategy team to strengthen and align AML compliance practices across BTMU's global footprint and otherwise support the…
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