Bachelor's degree in Healthcare Administration/Management, Business, Healthcare, or other related field. Stay informed of industry trends and best practices and……

Lead annual risk assessments to identify regulatory vulnerabilities and risks and prioritize risks to develop and oversee compliance plan.…

Perform regular audits; develop a company-wide tracking system and other tools to ensure that programs are “review ready”.…

Provide advice on compliance implications of the firms entry to new markets, products and development of new risk policies and models.…

The successful candidate will assist in the implementation of the CUSO risk management Compliance programs. Facilitating the coordination and implementation of……

The CECO interacts with senior managers and field staff for international and US programs, Internal Audit, Finance, Office of the General Counsel, Human……

The CCO will assume key responsibilities for assuring broker-dealer compliance with SEC, FINRA and state rules/regulations as well as other statutes and trends.…

Provides coverage/relief of front desk staff and fields all general HR inquiries to appropriate individuals. Leads the efforts of converting from a paper-based……

Maintaining and filing Form ADV; coordinating completion and filing of Forms PF; maintaining and updating the IA compliance manual.…

The person will provide assistance to the business units in building compliance into the lending process and develop review disclosures and agreements……

The Chief Compliance Officer is responsible for the design and implementation of a compliance program which is effective in preventing, detecting and mitigating……

Identify new opportunities and proactively develop leads within the asset management sector with specific focus on private investment advisory firms (i.e.……

Conduct regular risk assessments and vulnerability scans to identify and mitigate potential security threats. Collaborate with cross-functional teams, including……

Ability to communicate technical aspects of rule sets, APIs and features to non-technical cross-functional team members. CAMS, ICA, or equivalent certification.…

Facilitate self-reporting of issues and analysis of observations/recommendations and whether they should be tracked. BA/BS, or a similar degree, required.…

Ability to initiate and drive projects to completion with minimal guidance and with a sense of urgency. Experience with rules and regulations applicable to……

Draft and implement a system of enterprise-wide and desk-specific policies and procedures designed to ensure compliance with the Dodd-Frank.…

Develop and maintain an independent and effective corporate compliance program that ensures appropriate policies and procedures are in place for PSEG Long……

Bachelor’s Degree in Business Administration, Finance, Accounting, Economics, or related field. Conduct compliance investigations, prepare root cause analysis……

As the field of science begins to question its own practices and assumptions, the Director will assist the Museum by bringing a critical lens toward equity and……

Thorough understanding of the low-income tax credit (LIHTC) program, including LIHTC or comparable certifications/experience.…

Advanced education (i.e., JD, MHA, MBA), certification (i.e., CCEP), or training in related field desirable. Assists in creation and updating of policies, SOPs,……

Analyze new regulatory changes as they relate to equity capital markets, coordinate with various stakeholders, and develop efficient process and procedures to……

Bachelor's Degree in accounting, finance or related field. Advanced degree preferable in accounting, finance or related field.…

The Director of Compliance and Risk will encompass a broad range of areas related to compliance, privacy and risk management, including the development and……

A master's degree from an accredited college in economics, finance, accounting, business or public administration, human resources management, management……

Train all Office staff on federal and state statutory and case law regarding criminal procedure through credit-bearing continuing legal education programs.…

Strong understanding and knowledge of technical fundamentals such as networking concepts, cloud computing, application development, and security best practices.…

Ensures NJ TRANSIT's overall compliance with federal and state requirements in the areas of DBE certification and DBE/SE contract management.…

Develop and effectively administer a compliance monitoring program including, but not limited to: marketing review, website review, licensing and registration……