1,078 new jobs for Compliance Associate in New York, NY | Glassdoor
  • All Jobs (7,187)

Compliance Associate Jobs in New York, NY

Filters
Filters
  • Northwestern Mutual - Park Ave – New York, NY
    26 days ago 26d
    interviews to assess the state of compliance. Evaluates and researches instances of suspected non-compliance and consults with the DNOS… to improve compliance and supervision within the network office. Assist the DNOS with the Annual Field Compliance Meeting requirements…
  • 2.4
    Cohen & Steers – New York, NY
    Est. Salary $61k-$107k
    5 days ago 5d
    Job Title: Fund Paralegal / Compliance Associate Department: Legal/Compliance Job Reports to: Paralegal Manager Job Summary… • Work closely with and assist other members of the legal/compliance department • Assist with certain administrative tasks relating…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $69k-$123k
    30+ days ago 30d+
    date with, regulatory changes in the areas of AML and OFAC compliance. Must utilize discretion in dealing with sensitive matters…
  • 3.3
    Guggenheim Partners – New York, NY
    Est. Salary $58k-$101k
    1 days ago 23hr
    Securities is seeking a motivated compliance professional to join its Investment Banking Compliance team. This person will work closely… to the Head of Investment Banking Compliance on a wide variety of regulatory and compliance matters relevant to the Firm's investment…
  • 3.1
    Situs – New York, NY
    Est. Salary $51k-$96k
    8 days ago 8d
    Hanover Street Capital require a Compliance Associate to support the VP of Compliance in reviewing and reporting on borrower… the VP of Compliance and have responsibilities including routine reporting reviews, database regulatory and compliance updates,…
  • 2.0
    Alexander Ash – New York, NY
    Est. Salary $51k-$101k
    30+ days ago 30d+
    including compliance and operational risk Conduct reviews to assess compliance and operational risks, develop associated controls… organized individual to serve as Compliance Officer (CO). The CO will report to the Chief Compliance Officer and make recommendations…
  • 3.0
    PL Developments – Westbury, NY
    Est. Salary $41k-$76k
    1 days ago 1d
    Job Description JOB QUALIFICATIONS: · Associate degree required, Bachelors preferred. · A minimum of 2 years of customer service…
  • 3.6
    JPMorgan Chase & Co. – New York, NY
    Est. Salary $53k-$91k
    7 days ago 7d
    equity. The Global Financial Crimes Compliance (GFCC) team is part of The Global Compliance & Regulatory Management department… responsible for the provision of compliance services to the Firm. The Global Financial Crimes Compliance (GFCC) organization has over…
  • 3.1
    Kforce – New York, NY
    17 days ago 17d
    seeking a Compliance Associate in New York, New York (NY) Essential Functions: Under the supervision of a compliance team… team member, reviewing and revising compliance training as needed by comparing training content to policy and procedure content…
  • 3.5
    Chase – New York, NY
    Est. Salary $49k-$90k
    20 days ago 20d
    regarding policy and legal/regulatory compliance. Interaction with Anti-Corruption Compliance staff, other control function personnel… position will be part of JPMorgan’s Global Anti-Corruption Compliance team, which is responsible for oversight of the firm’s Anti-Corruption…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $69k-$123k
    1 days ago 23hr
    Sanctions Compliance Officer, Investigations, Associate Job ID: 3145032 Full/Part-Time: Full-time Regular/Temporary: Regular… such a risk to the Head of US Sanctions Compliance. Assist in supporting compliance related projects as they arise. BA/BS…
  • 4.4
    Via Transportation (New York) – New York, NY
    Est. Salary $46k-$84k
    26 days ago 26d
    Description As the Compliance Associate (Principal), you will supervise daily regulatory and compliance operations while driving… This unique and newly created role will manage and own the compliance function at Via. It will report directly into the Legal Department…
  • 3.7
    Morgan Stanley – New York, NY
    Est. Salary $72k-$131k
    13 days ago 13d
    . -Manage an associate who is responsible for the surveillance effort and assists with overall research compliance program. -Participate… Risk Management as appropriate. -Coordinate with Legal and Compliance coverage across business lines with respect to Research matters…
  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $53k-$91k
    8 days ago 8d
    Morgan Compliance Department is seeking an experienced compliance professional or attorney to join the Volcker Compliance team… and their business-aligned Compliance teams. The Volcker Compliance team is a Firmwide Compliance team that is responsible for…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $77k-$138k
    3 days ago 3d
    Job Summary & ResponsibilitiesThe role of the Divisional Compliance Officer is to articulate and maintain the standards of conduct… regulatory and legal liability and risk to reputation. Divisional Compliance provides coverage support to the Division’s functional (including…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $79k-$105k
    7 days ago 7d
    the GS Bank (“Bank”) Compliance team with a primary focus on (i) matters related to Regulation W compliance with regard to the Bank… management and involvement • Creation and implementation of compliance training programs for business and Federation personnel •…
  • 4.6
    ACA Compliance Group – Iselin, NJ
    8 days ago 8d
    risk and compliance. Duties and Responsibilities  Provide advisory services in the areas of AML Compliance and Global… products and professional services to the risk, fraud, and compliance groups at financial institutions. We are seeking candidates…
  • 3.8
    Ernst & Young – Secaucus, NJ
    1 days ago 16hr
    a lifetime. Job Summary: As Independence Compliance Associate, you'll be responsible for auditing the personal financial… performed and the conclusions reached. As Independence Compliance Associate you must be prepared to communicate with team members…
  • 3.7
    Morgan Stanley – New York, NY
    Est. Salary $72k-$131k
    13 days ago 13d
    of the EMEA Compliance Testing Team, the focus of this role will be helping to deliver the Department’s Compliance testing work… design and delivery of a portfolio of Compliance Tests / Reviews to monitor compliance with Regulations and Morgan Stanley Policies…
  • 3.5
    Moody's – New York, NY
    Est. Salary $81k-$136k
    5 days ago 5d
    ad hoc compliance reports outlining the results of Compliance's Surveillance program and present results to Compliance Officers… management. At least three years of compliance and/or audit experience focusing on compliance-related activities. Financial institutions…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $77k-$138k
    2 days ago 2d
    various Compliance functions, as well as Legal and other areas of the firm. Specific Job Summary: Provide compliance coverage… Job Summary & ResponsibilitiesThe role of the Divisional Compliance Officer is to articulate, develop and maintain the standards…
  • 3.3
    Intercontinental Exchange, Inc. – New York, NY
    Est. Salary $65k-$111k
    30+ days ago 30d+
    technology environment and compliance with SEC Regulation SCI. Essential The Senior IT Compliance Associate is expected to have… identify, measure, monitor and control IT risks. The Senior Compliance Associate will help provide the framework, processes, tools, consultancy…
  • 2.8
    CliniLabs – New York, NY
    Est. Salary $50k-$94k
    20 days ago 20d
    document submission Reviewing advertising materials for compliance with submissions and applicable regulations; analyzes and… monitoring schedule Facilitates communication among personnel associated with projects, resolving and transmitting messages regarding…
  • 3.3
    Moody's Analytics – New York, NY
    Est. Salary $73k-$124k
    6 days ago 6d
    ad hoc compliance reports outlining the results of Compliance’s Surveillance program and present results to Compliance Officers… management. At least three years of compliance and/or audit experience focusing on compliance-related activities. Financial institutions…
  • 3.2
    Maxim Group – New York, NY
    Est. Salary $48k-$74k
    22 days ago 22d
    net worth individuals. Title Compliance Analyst/Associate Categories Legal/Compliance Salary Commensurate with experience… York City Job Description The firm is seeking a Compliance Analyst/Associate with proven experience to help the firm implement…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $156k-$247k
    16 days ago 16d
    Job Summary & ResponsibilitiesThe role of the Divisional Compliance Officer is to articulate and maintain the standards of conduct… regulatory and legal liability and risk to reputation. Divisional Compliance provides coverage support to the Division’s functional (including…
  • 3.5
    City of New York – New York, NY
    Est. Salary $41k-$79k
    5 days ago 5d
    in healthcare compliance issued by the Compliance Certification Board of the Health Care Compliance Association. Valid certification… full-time Associate Health Compliance Officer in the Bureau of Legal Affairs. Reporting directly to the Health Care Compliance Officer…
  • 3.4
    Société Générale – New York, NY
    1 days ago 12hr
    on the compliance risks and issues to SGUS and Global Compliance Senior Management. Additionally, the SGUS Compliance Department… closely with the Global Compliance Department in Paris to ensure effective implementation of Global Compliance policies and to coordinate…
  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $53k-$91k
    28 days ago 28d
    www.jpmorganchase.com. The tax associate role and responsibilities will include exposure to tax accounting and compliance assignments from a… footnotes as applicable. From a tax compliance perspective, the tax associate should be familiar with the federal, state…
  • 3.8
    Goldman Sachs – New York, NY
    7 days ago 7d
    objective of the Compliance Testing Group is to create and execute detailed compliance reviews testing to assess compliance with regulations… advanced testing techniques to check compliance with policies and regulations and the firm’s compliance control infrastructure. This individual…
  • 3.7
    Morgan Stanley – New York, NY
    Est. Salary $49k-$82k
    1 days ago 13hr
    analytics and modeling compliance and digital marketing compliance; · Exhibited expertise in compliance laws and regulations… Morgan Stanley’s Bank Compliance team seeks a seasoned direct-to consumer Digital Initiatives Compliance Specialist to assist the…
Page 1 of 232
Be the first to get new jobs like these: