Compliance Director Jobs in New York, NY | Glassdoor
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Compliance Director Jobs in New York, NY

2,873 Jobs

  • 4.3
    CommonBond – New York, NY
    $128k-$209k(Glassdoor est.)
    11 days ago 11d
    CommonBond is seeking a ComplianceDirector to lead the development or implementation of compliance-related policies and procedures… ensure that compliance procedures are followed, including full company annual review. Assess product, compliance, or operational…
  • 3.7
    Morgan Stanley – New York, NY
    $124k-$209k(Glassdoor est.)
    6 days ago 6d
    investment management firm seeks a Compliance Professional to join the Investment Management Compliance Department with a primary focus… 2016. The Compliance Department is seeking an experienced individual to assist in executing and enhancing the compliance program…
  • 3.7
    Jefferies – New York, NY
    $157k-$246k(Glassdoor est.)
    8 days ago 8d
    Meet with senior compliance and business management to prioritize surveillance initiatives Manage compliance program related… Reporting into the Head of Markets, Surveillance and Technology Compliance, the individual will manage surveillance program across all…
  • 4.6
    Campbell & Company – New York, NY
    $165k-$250k(Glassdoor est.)
    NEW
    Director, Client Solutions Group Position Description: Campbell & Company, a pioneer in absolute return investment… system. Partner on internal efforts with Marketing, Legal/Compliance, Research, and senior management in order to facilitate the…
  • Planned Parenthood of New York City, Inc. – New York, NY
    NEW
    Parenthood of New York City is seeking a ComplianceDirector to join our team. The ComplianceDirector is based at our Administrative Offices… time off. What the ComplianceDirector does: Under the primary supervision of the Compliance Officer at Planned Parenthood…
  • 3.8
    Fora Financial – New York, NY
    $74k-$94k(Glassdoor est.)
    7 days ago 7d
    Director of Credit/Underwriting Operations Fora Financial, located in NYC, is a leading financial services company providing… than 10,000 customers nationwide. A Day in the Life of a Director of Credit/Underwriting Operations: Oversee and optimize…
  • 4.6
    Demos – New York, NY
    HOT
    Legal Director. Dēmos seeks a highly qualified and motivated Legal Director to lead the Dēmos Legal Team on its national program… our democracy and an equal chance in our economy. The Legal Director will manage multiple legal staff, oversee and develop new litigation…
  • Love Adorned – New York, NY
    EASY APPLY
    HOT
    Scope Reporting directly to upper management, the Director of Retail will be responsible for sales generation, client acquisition… Adorned Empire to continue to grow and fulfill its mission. The Director of Retail will manage the following functions: Sales Generation…
  • 3.9
    Columbia University – New York, NY
    $96k-$156k(Glassdoor est.)
    13 days ago 13d
    Director, Compliance Columbia University is seeking an experienced Director, Compliance, to join its Operations Team. Responsibilities… T Jobs. Category: Marketing & Biz Dev, Keywords: ComplianceDirector
  • 2.8
    East Harlem Tutorial Program – New York, NY
    $76k-$133k(Glassdoor est.)
    7 days ago 7d
    Complete an audit of all compliance-related items (e.g., fingerprinting, new hire paperwork, etc.) and compliance filing systems, and… and deadline for bringing anything that is out of compliance, in to compliance. Skills and Characteristics: Track record…
  • 3.7
    PwC – New York, NY
    $129k-$211k(Glassdoor est.)
    4 days ago 4d
    address their challenges. Job Description Boards of Directors and executive management recognize the ever increasing importance… co-sourcing solutions Increasing value and reducing costs of compliance-related activities Identifying opportunities for companies…
  • 4.3
    Axiom Global – New York, NY
    EASY APPLY
    19 days ago 19d
    Axiom is seeking a Sales Director to join our East Cost Life Sciences practice. Axiom Axiom is the recognized leader in… law. www.axiomlaw.com What’s the role? The Sales Director is a critical sales-leader role, responsible for leading sales…
  • 4.3
    Axiom Global – New York, NY
    EASY APPLY
    19 days ago 19d
    Axiom is seeking a Director of Sales for its Financial Services practice in London. Axiom It’s 2017 and the legal industry… 100 across 17 offices globally. What’s the role? The Director of Sales is a senior member leader on the London sales team…
  • 3.7
    JPMorgan Chase & Co – New York, NY
    $196k-$303k(Glassdoor est.)
    30+ days ago 30d+
    Card lines of business (LOB). This position would represent Compliance on multiple business committees that include LOB senior managers… in multiple forensic file reviews to confirm fair lending compliance in Chase’s Auto and Credit Card LOBs. This work includes the…
  • 4.1
    Payoneer – New York, NY
    $78k-$114k(Glassdoor est.)
    7 days ago 7d
    management, Risk and Compliance Committee, and the Board of Directors. Reporting regularly on local compliance program, efforts… monitoring U.S. specific compliance procedures and policies relating to the Companys Global Compliance Program, including but not…
  • 3.7
    PwC – New York, NY
    $131k-$208k(Glassdoor est.)
    6 days ago 6d
    Assurance Advanced Risk and Compliance Analytics (ARCA) practice operates nationally to assist risk, compliance, & finance departments… address their challenges. Job Description Boards of Directors and executive management recognize the ever increasing importance…
  • 3.1
    Birch Family Services – New York, NY
    $79k-$132k(Glassdoor est.)
    NEW
    events and capital campaigns. The Director works closely with the CEO and the Board of Directors in all development and fund raising… childhood centers, schools, and community-based programs. The Director of Development is responsible for planning, organizing, and…
  • 4.4
    Stout Risius Ross, Inc. – New York, NY
    $163k-$319k(Glassdoor est.)
    4 days ago 4d
    leader for the fraud and forensic services practice (managing director candidate) with significant expertise in forensic accounting… accounting, corporate and regulatory investigations, compliance, and expert testimony matters. Candidate will be responsible for creating…
  • 2.9
    ArchCare – New York, NY
    $101k-$164k(Glassdoor est.)
    7 days ago 7d
    ArchCare’s SVP, Compliance, the Director of Compliance provides leadership to ArchCare’s enterprise-wide Compliance program, including… assessments. The Director is also responsible for coordinating with the SVP, Compliance, and the other compliance officers to ensure…
  • 2.8
    Santander Bank – New York, NY
    $133k-$208k(Glassdoor est.)
    4 days ago 4d
    ComplianceDirector I - Volcker-1707441 Description Manage regulatory compliance program for assigned area within the Compliance… identified within assigned Compliance area. Regularly provides reports to GCB/Treasury ComplianceDirector on progress. Qualifications…
  • 3.5
    Prudential – Newark, NJ
    $76k-$122k(Glassdoor est.)
    7 days ago 7d
    offshore commingled and separate client accounts. The Director, Compliance will be part of the team responsible for helping ensure… work with senior compliance and legal officers to identify compliance issues, assess and understand compliance requirements for…
  • 3.7
    Pfizer – New York, NY
    NEW
    and systems activities. The Director of Compliance Systems and Reporting role supports compliance investigations, CAPA/root cause… assurance) Work with the GRC Systems/Investigations Director/CAPA Director to develop and implement strategies for the organization…
  • 4.4
    Linium Recruiting – New York, NY
    6 days ago 6d
    Responsible for the execution of the Compliance IT Strategy · Develop the Annual Compliance IT Business Plan in coordination with… between IT and Compliance locally and coordinate work with our global counterparts. · Partner with Compliance teams in to understand…
  • 4.4
    StoneTurn Group – New York, NY
    $119k-$258k(Glassdoor est.)
    NEW
    StoneTurn is seeking a qualified Managing Director to join our Controls, Compliance, Monitoring team in our New York and Chicago… company compliance and control procedures financial statements and records Direct and manage controls and compliance analyses…
  • 3.8
    The Second City, Inc. – New York, NY
    EASY APPLY
    7 days ago 7d
    an Account Director with a background in Compliance & Ethics training sales. Understanding the landscape of Compliance & Ethics… Account Director - Compliance & Ethics, Second City Works Who We Are Second City Works (SCW) is the B2B side of The Second…
  • 2.6
    Public Interest Network – New York, NY
    $41k-$90k(Glassdoor est.)
    4 days ago 4d
    oversee a core staff, including a Program Director, Communications Director, and Field Director. Manage and oversee the day-to-day… improve the work we’ve done with a new Executive Director. The Executive Director will be charged with developing and executing…
  • 2.8
    Santander Bank – New York, NY
    $138k-$217k(Glassdoor est.)
    NEW
    ComplianceDirector I - Volcker-1707441 Description Manage regulatory compliance program for assigned area within the Compliance… identified within assigned Compliance area. Regularly provides reports to GCB/Treasury ComplianceDirector on progress. At Santander…
  • 3.0
    Restaurant Associates – New York, NY
    $35k-$57k(Glassdoor est.)
    6 days ago 6d
    controls along with proper storage and use of food Monitor compliance with health and fire regulations regarding food preparation…
  • 3.0
    Advisor Group – Jersey City, NJ
    5 days ago 5d
    generation of challenges and opportunities. Regional Supervision Director – Northeast Region – Based in Jersey City, NJ Delegated… up on audit findings and proactively addresses potential compliance issues to minimize risk to the client, branch and firm. Monitors…
  • 5.0
    Stash – New York, NY
    $96k-$158k(Glassdoor est.)
    4 days ago 4d
    matter expert for all equities compliance issues and the main point of contact for compliance relative to the equities trading… including the Firm Element and Annual Compliance Meeting. Actively participate in industry compliance training and maintain awareness…
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