Compliance Head Jobs in New York, NY | Glassdoor
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Compliance Head Jobs in New York, NY

  • 3.0
    NBCNEWS.com – New York, NY
    13 days ago 13d
    Responsibilities The Position The Head of Compliance will oversee the day-to-day operation of the compliance program, and manage the domestic… Job Number 30888BR Job Title Head of Compliance Business Segment Staff Sub-Business Corporate Legal Posting Category…
  • 3.8
    NBCUniversal – New York, NY
    15 days ago 15d
    Responsibilities The Position The Head of Compliance will oversee the day-to-day operation of the compliance program, and manage the domestic… Job Number 30888BR Job Title Head of Compliance Business Segment Staff Sub-Business Corporate Legal Posting Category…
  • 3.9
    Advanced Resources (IL) – New York, NY
    22 days ago 22d
    reporting line into the Global Head of Regulatory Compliance (based in Europe) and the Global Chief Compliance Officer (based in NYC).… Top Client of ours is searching for their next "Head of Regulatory Compliance". Please take a look at the below job specifications…
  • 3.5
    Standard Chartered Bank – New York, NY
    Est. Salary $68k-$101k
    4 days ago 4d
    Chief Compliance Officer & Head, Compliance Americas, Process expense reports for the Chief Compliance Officer & Head, Compliance… Provide administrative support to the Chief Compliance Officer & Head, Compliance Americas in order to ensure smooth running of…
  • 3.2
    GroupM – New York, NY
    5 days ago 5d
    Title: Global Head of IT Compliance Location: NYC Reporting to:CIO, GroupM GroupM GroupM is the leading global media investment… undue risk exposure. The IT Compliance Director also delivers value-added IT risk and compliance guidance across Groupm businesses…
  • 3.3
    OppenheimerFunds – New York, NY
    EASY APPLY
    Est. Salary $126k-$195k
    Today 11hr
    across department Work closely with the Legal Head of Operations to prioritize Compliance initiatives and budgeting Analyze processes… The VP of Compliance (Testing Program and Compliance Operations) will play an integral role within the Compliance organization…
  • 3.7
    Morgan Stanley – New York, NY
    NEW
    strong technical background and deep understanding of buy-side Compliance systems architecture and technology across all asset classes…
  • 3.1
    BNY Mellon – New York, NY
    Today 11hr
    As the Regional Head of Investment Management for risk and compliance the incumbent will use his/her specific regulatory, risk… and compliance knowledge to assist the business sectors and lines of business in adopting appropriate risk and compliance standards…
  • 3.1
    Fitch Ratings – New York, NY
    NEW
    reporting line into the Global Head of Regulatory Compliance (based in London) and the Global Chief Compliance Officer (based in New York… status protected by applicable laws. Compliance Department Overview The Compliance Department’s mission is to deliver a proactive…
  • 3.4
    Deutsche Bank – New York, NY
    8 days ago 8d
    role of Head of WM Compliance (Americas) reports independently of all business lines into the Global Head of PWCC Compliance and the… the Regional Head of Americas Compliance, both of whom report to the Global Head of Compliance for Deutsche Bank. Role and…
  • 3.7
    Morgan Stanley – New York, NY
    21 days ago 21d
    Description Morgan Stanley’s Bank Compliance team seeks a Head of Bank Compliance Training to manage a staff of two to create… standards and formats for all Bank Compliance courses · Design and implement position-specific Compliance curricula for all Bank employees…
  • 3.8
    Capital One – New York, NY
    NEW
    review and escalation of unresolved issues to Desk Heads and/or Compliance Basic Qualifications Bachelors Degree or Military… communications. Initially, this role will work with both Compliance and Risk departments to develop an electronic communications…
  • 4.7
    MJ Boyd Consulting – New York, NY
    EASY APPLY
    Today 7hr
    opinions to Head International Audit / Chief Internal Auditor on the adequacy of controls to manage key risks and compliance with internal… high quality audit reports to the Head International Audit and Chief Internal Auditor. Compliance with the Audit Methodology and…
  • 3.0
    MUFG – New York, NY
    Est. Salary $121k-$187k
    NEW
    to assess compliance with key JFSA requirements and Home Office guidance as outlined in the Head Office Compliance Manager On-… position is responsible for the compliance related matters outlined in the Compliance Officer/Compliance Liaison Officer Appointment…
  • 3.3
    The Forum Group – New York, NY
    NEW
    others The Core Compliance Manager is responsible for providing support to the Co-Heads of Core Compliance relating to key Core… solutions • Lead meetings between Compliance and Systems to develop and document Compliance's system needs, goals and workflows…
  • 3.7
    Morgan Stanley – New York, NY
    NEW
    Infrastructure area. This high visibility role reports to the Head of Compliance and Company Functions Audit and manages a high performing… The Global Head of Anti-Money Laundering (AML)/Bank Secrecy Action (BSA)/Sanctions Audit will be responsible for all aspects of…
  • 3.2
    IPsoft, Inc. – New York, NY
    Est. Salary $87k-$168k
    NEW
    security operations activities. Work with other departments heads and develop accurate inventory and maintain it. Build plan… reports from vendor /websites Support CSO office on all compliance reporting and auditing. Provide input and guidance into…
  • 4.4
    Linium Recruiting – New York, NY
    Today 10hr
    Vice President– Head of US KYC Due Diligence Business Overview: Within Client Management, the Global Client On-Boarding… operate closely with major functions as well as "Me ´tiers” sales head (i.e. Corporate Banking / Capital Markets) and business managers…
  • 3.0
    MUFG – New York, NY
    Est. Salary $121k-$187k
    NEW
    to assess compliance with key JFSA requirements and Home Office guidance as outlined in the Head Office Compliance Monitoring… position is responsible for the compliance related matters outlined in the Compliance Officer/Compliance Liaison Officer Appointment…
  • 3.2
    Guggenheim Partners – New York, NY
    30+ days ago 30d+
    growing Institutional Compliance team. Reporting to the Head of Institutional Compliance, the Compliance Managing Director will… coordinator for transactional compliance reviews with internal and external Legal counsel as well as other Compliance team members with responsibility…
  • 3.7
    Morgan Stanley – New York, NY
    Est. Salary $64k-$107k
    NEW
    The role will primarily involve governance, payroll and tax compliance, and strategic management of the payroll service delivery… audits, assessments, and all other matters required to ensure compliance with tax regulations and reporting in all jurisdictions. The…
  • 5.0
    BSM Group – New York, NY
    Est. Salary $83k-$197k
    13 days ago 13d
    senior stakeholders in the US including the Head of AML/ATF and Head of Compliance Basic Qualifications, General Skills and… in AML compliance, AML regulatory, AML audit or related experience Expert knowledge of the Bank's BSA AML and Compliance framework…
  • 3.3
    The Forum Group – New York, NY
    30+ days ago 30d+
    behalf of the Global Head of PWCC Compliance; • Lead by example to help build and maintain a strong compliance culture and environment… The Head of Wealth Management Compliance (Americas) is the senior point of contact WM Americas senior management, responsible…
  • 3.6
    Credit Suisse – New York, NY
    Today 10hr
    responsible for Compliance reviews in the Americas region, and will report to the Head of the Asset Management Compliance Review team… to ensure compliance with regulatory obligations, firm policy, and standard methodologies. This includes compliance reviews pursuant…
  • 3.4
    HSBC Holdings – New York, NY
    7 days ago 7d
    Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer… Argentina) and relevant Heads of GBM Compliance in relation to HSS Compliance matters. Acts as the key Compliance point-of-contact for…
  • 3.7
    Morgan Stanley – New York, NY
    NEW
    Assessment for the Global Compliance Department. The position will report to the Global Head of Compliance Assessments. Management… President in the Compliance Assessments Group is responsible for assisting in the management of the enterprise-wide Compliance Risk Assessment…
  • 3.3
    OppenheimerFunds – New York, NY
    EASY APPLY
    Today 11hr
    Description This individual will report directly to the VP, Head of Policies and Procedures and will be involved primarily in:… training, etc. Main Responsibilities: Work closely with the Head of Policies and Procedures to develop and implement effective…
  • 3.5
    Citi – New York, NY
    4 days ago 4d
    Specialists, Investment Counselors, Bank Service Head, the Account Opening HUB Head and Control Functions). The ideal candidate should… opportunities to develop are widely available to all. The Head of Brokerage Services for CPB Americas is responsible for the…
  • 4.7
    MJ Boyd Consulting – New York, NY
    EASY APPLY
    22 days ago 22d
    Responsibilities Head of the Compliance Department (2 or 3 people including the CCO), responsible for Branch compliance with all regulatory… regulatory matters In coordination with the Group Head of Compliance and his team, the General Manager and the Bank Executive…
  • 3.7
    Morgan Stanley – New York, NY
    Today 8hr
    will report to the Head of the GCT&G. Primary Responsibilities Edit Responsibilities The Compliance Testing Editor will… the risk rating · Interacting with other functional testing heads and managers to facilitate consistency in messaging and timeliness…
  • 3.4
    Citibank – New York, NY
    4 days ago 4d
    Specialists, Investment Counselors, Bank Service Head, the Account Opening HUB Head and Control Functions). The ideal candidate should… opportunities to develop are widely available to all. The Head of Brokerage Services for CPB Americas is responsible for the…
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