Job Type
Date Posted
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Distance

Head of Compliance Jobs in New York, NY

464 Jobs

  • 3.4
    Deutsche Bank – New York, NY
    6 days ago 6d
    role of Head of WM Compliance (Americas) reports independently of all business lines into the Global Head of PWCC Compliance and the… the Regional Head of Americas Compliance, both of whom report to the Global Head of Compliance for Deutsche Bank. Role and…
  • 3.2
    GroupM – New York, NY
    NEW
    Title: Global Head of IT Compliance Location: NYC Reporting to: CIO, GroupM GroupM GroupM is the leading global… undue risk exposure. The IT Compliance Director also delivers value-added IT risk and compliance guidance across Groupm businesses…
  • 3.7
    Morgan Stanley – New York, NY
    19 days ago 19d
    strong technical background and deep understanding of buy-side Compliance systems architecture and technology across all asset classes…
  • 3.4
    Deutsche Bank – New York, NY
    NEW
    Job ID: 3150002 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2017-05-19 Location: New York, United…
  • 3.7
    Morgan Stanley – New York, NY
    27 days ago 27d
    strong technical background and deep understanding of buy-side Compliance systems architecture and technology across all asset classes…
  • 2.8
    Third Bridge – New York, NY
    7 days ago 7d
    Bridge, our Compliance framework is an integral part of our business; as such we are looking to hire a Head of Compliance for our… explain our compliance framework, which involves working closely with our US Sales team Review clients’ compliance procedures…
  • 3.7
    Morgan Stanley – New York, NY
    27 days ago 27d
    strong technical background and deep understanding of buy-side Compliance systems architecture and technology across all asset classes…
  • 3.4
    HSBC Holdings – New York, NY
    4 days ago 4d
    by containing compliance risk in liaison with the Head of Group Compliance, Global Head of Risk Strategy and Head of RC Monitoring… managing compliance risk in liaison with the global RC Heads of Compliance. Lead and develop an effective team through communication…
  • 3.4
    HSBC Holdings – New York, NY
    4 days ago 4d
    by containing compliance risk in liaison with the Head of Group Compliance, Global Head of Risk Strategy and Head of RC Monitoring… managing compliance risk in liaison with the global RC Heads of Compliance. Lead and develop an effective team through communication…
  • 3.4
    HSBC Holdings – New York, NY
    4 days ago 4d
    by containing compliance risk in liaison with the Head of Group Compliance, Global Head of Risk Strategy and Head of RC Monitoring… managing compliance risk in liaison with the global RC Heads of Compliance. Lead and develop an effective team through communication…
  • 3.7
    Morgan Stanley – New York, NY
    19 days ago 19d
    Description Morgan Stanley’s Bank Compliance team seeks a Head of Bank Compliance Training to manage a staff of two to create… standards and formats for all Bank Compliance courses · Design and implement position-specific Compliance curricula for all Bank employees…
  • 3.7
    Morgan Stanley – New York, NY
    19 days ago 19d
    Description Morgan Stanley’s Bank Compliance team seeks a Head of Bank Compliance Training to manage a staff of two to create… standards and formats for all Bank Compliance courses. Design and implement position-specific Compliance curricula for all Bank employees…
  • 3.4
    HSBC Holdings – New York, NY
    NEW
    Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer… Argentina) and relevant Heads of GBM Compliance in relation to HSS Compliance matters. Acts as the key Compliance point-of-contact for…
  • 3.4
    HSBC Holdings – New York, NY
    NEW
    Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer… Argentina) and relevant Heads of GBM Compliance in relation to HSS Compliance matters. Acts as the key Compliance point-of-contact for…
  • New York, NY
    NEW
    Job ID: 3150002 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2017-05-19 Location: New York, United…
  • 3.7
    Morgan Stanley – New York, NY
    30+ days ago 30d+
    strong technical background and deep understanding of buy-side Compliance systems architecture and technology across all asset classes…
  • 3.7
    Morgan Stanley – New York, NY
    30+ days ago 30d+
    Description Morgan Stanley's Bank Compliance team seeks a Head of Bank Compliance Training to manage a staff of two to create… standards and formats for all Bank Compliance courses Design and implement position-specific Compliance curricula for all Bank employees…
  • 3.2
    Guggenheim Securities – New York, NY
    30+ days ago 30d+
    growing Institutional Compliance team. Reporting to the Head of Institutional Compliance, the Compliance Managing Director will… coordinator for transactional compliance reviews with internal and external Legal counsel as well as other Compliance team members with responsibility…
  • 3.2
    Guggenheim Partners – New York, NY
    30+ days ago 30d+
    growing Institutional Compliance team. Reporting to the Head of Institutional Compliance, the Compliance Managing Director will… coordinator for transactional compliance reviews with internal and external Legal counsel as well as other Compliance team members with responsibility…
  • 3.6
    UBS – Weehawken, NJ
    17 days ago 17d
    someone like you who can: - oversee the Americas Bank Compliance program for the Intermediate Holding Company (IHC, the UBS… activities in the US) - lead the enhancement of the IHC Bank Compliance framework, including risk assessments, policies and procedures…
  • 3.1
    BNY Mellon – New York, NY
    25 days ago 25d
    As the Regional Head of Investment Management for risk and compliance the incumbent will use his/her specific regulatory, risk… and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes…
  • 3.8
    Hiscox – New York, NY
    HOT
    specialty insurer. Are you up for the challenge? Position: Head of PMO Reporting to: COO Location: ATL or NYC About… running as efficiently as possible. What you’ll be doing as the Head of the PMO: You will play a lead role in embedding and enhancing…
  • 3.1
    BNY Mellon – New York, NY
    26 days ago 26d
    As the Regional Head of Investment Management for risk and compliance the incumbent will use his/her specific regulatory, risk… and compliance knowledge to assist the business sectors and lines of business in adopting appropriate risk and compliance standards…
  • 3.1
    BNY Mellon – New York, NY
    25 days ago 25d
    As the Regional Head of Investment Management for risk and compliance the incumbent will use his/her specific regulatory, risk… and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes…
  • 3.1
    BNY Mellon – New York, NY
    26 days ago 26d
    As the Regional Head of Investment Management for risk and compliance the incumbent will use his/her specific regulatory, risk… and compliance knowledge to assist the business sectors and lines of business in adopting appropriate risk and compliance standards…
  • 3.1
    BNY Mellon – New York, NY
    26 days ago 26d
    As the Regional Head of Investment Management for risk and compliance the incumbent will use his/her specific regulatory, risk… and compliance knowledge to assist the business sectors and lines of business in adopting appropriate risk and compliance standards…
  • 4.1
    Memorial Sloan-Kettering – New York, NY
    $105k-$166k(Glassdoor est.)
    25 days ago 25d
    sprinkler systems, the replacement of fire hoses and sprinkler heads; and the restart of HVAC equipment. Maintain sole responsibility… every day. Job Description The Fire and Emergency Compliance Manager is responsible for the fire safety/response and evacuation…
  • 3.4
    Teach For All – New York, NY
    NEW
    highest standards of compliance and professionalism Responsibilities Responsibilities for the Head of People Operations… report directly to both the Head of Finance & Administration (as a primary manager) as well as the Head of People, Organization,…
  • 3.4
    Deutsche Bank – New York, NY
    30+ days ago 30d+
    role of Head of WM Compliance (Americas) reports independently of all business lines into the Global Head of PWCC Compliance and the… the Regional Head of Americas Compliance, both of whom report to the Global Head of Compliance for Deutsche Bank. Role and Responsibilities…
  • 3.8
    Hiscox – New York, NY
    $178k-$251k(Glassdoor est.)
    HOT
    Description Position: Vice President, Entertainment Product Head Reporting to: Deputy CUO Location: Los Angeles, New York… Travel: 15-20% Hiscox USA is looking for a dynamic Product Head to drive the profitable growth of its entertainment practice.…
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