Head of Compliance Jobs in New York, NY | Glassdoor

Head of Compliance Jobs in New York, NY

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  • 3.8
    NBCUniversal – New York, NY
    2 days ago 2d
    Responsibilities The Position The Head of Compliance will oversee the day-to-day operation of the compliance program, and manage the domestic… Job Number 30888BR Job Title Head of Compliance Business Segment Staff Sub-Business Corporate Legal Posting Category…
  • 3.8
    Universal Studios – New York, NY
    2 days ago 2d
    Responsibilities The Position The Head of Compliance will oversee the day-to-day operation of the compliance program, and manage the domestic… Job Number 30888BR Job Title Head of Compliance Business Segment Staff Sub-Business Corporate Legal Posting Category…
  • 4.7
    Betterment – New York, NY
    7 days ago 7d
    Apply Now Head of Compliance at Betterment (View all jobs) Betterment HQ - New York City About the… the way people think about compliance operations. At Betterment You Will: Lead our compliance organization, providing guidance…
  • 4.4
    GolfNow – New York, NY
    4 days ago 4d
    Responsibilities The Position The Head of Compliance will oversee the day-to-day operation of the compliance program, and manage the domestic… Job Number 30888BR Job Title Head of Compliance Business Segment Staff Sub-Business Corporate Legal Posting Category…
  • 2.8
    Geller & Company – New York, NY
    22 days ago 22d
    Overview The Head of Compliance (HOC) will be responsible for creating, implementing and overseeing the Company’s compliance program… maintaining and reinforcing the risk culture of GFOS. The Head of Compliance will report directly to the COO of GFOS. This individual…
  • 3.1
    AllianceBernstein – New York, NY
    1 days ago 14hr
    The Head of US Retail Marketing Compliance is primarily responsible for the management of the review and approval process for… as required by SEC and FINRA regulations The Head of Retail Marketing Compliance is also responsible for dealing with examiners…
  • 3.8
    Tradeweb Markets LLC – New York, NY
    6 days ago 6d
    Tradeweb is seeking a U.S. Head of Compliance, a position that will be based in New York City and report to the… managing the Chief Compliance Officers for the three U.S. Tradeweb broker-dealers as well as being the Chief Compliance Officer for the…
  • 3.0
    BNY Mellon – New York, NY
    7 days ago 7d
    and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes… Technology Compliance team. Description Along with setting and driving the delivery of the Technology Compliance program strategy…
  • 3.4
    HSBC – New York, NY
    Est. Salary $156k-$239k
    6 days ago 6d
    Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer… Argentina) and relevant Heads of GBM Compliance in relation to HSS Compliance matters. Acts as the key Compliance point-of-contact for…
  • 3.4
    Deutsche Bank – New York, NY
    23 days ago 23d
    Experienced Compliance Professional to lead Volcker Compliance team in providing cross-divisional (Global Markets, Asset Management… Commercial Clients) Compliance support on the Volcker Rule. Responsibilities: Lead a four person Volcker Compliance team in advising…
  • 3.1
    AllianceBernstein – New York, NY
    10 days ago 10d
    services to institutional investors. The Head of US Retail Marketing Compliance is primarily responsible for the management… as required by SEC and FINRA regulations The Head of Retail Marketing Compliance is also responsible for dealing with examiners…
  • 3.4
    Deutsche Bank – New York, NY
    25 days ago 25d
    Head of Swaps Compliance Job ID: 3139100 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2016-09-22 Location:… States of America Compliance At Deutsche Bank, good compliance is everybody's responsibility. The Compliance department's core…
  • 3.5
    UBS – Weehawken, NJ
    6 days ago 6d
    risk averse but risk aware? Do you specialize in banking compliance? We are looking for someone like that to: – support the business… heavily with banking laws and regulations – lead banking compliance projects such as CCAR and Volcker – perform second-line-of-defense…
  • 3.4
    Citibank – New York, NY
    Est. Salary $208k-$409k
    8 days ago 8d
    Global Head of Compliance Testing and Monitoring is the senior Compliance Officer responsible for overseeing the compliance testing… well as the Compliance function to operate within its defined compliance risk appetite. The Global Head of Compliance Testing and…
  • 3.5
    Citi – New York, NY
    Est. Salary $191k-$377k
    8 days ago 8d
    Global Head of Compliance Testing and Monitoring is the senior Compliance Officer responsible for overseeing the compliance testing… well as the Compliance function to operate within its defined compliance risk appetite. The Global Head of Compliance Testing and…
  • 3.6
    JPMorgan Chase & Co – New York, NY
    Est. Salary $128k-$218k
    30+ days ago 30d+
    Funds Compliance Committee. Directly managing a substantial team and coordinating closely with the Funds’ Chief Compliance Officer… Reporting on Compliance matters to the Funds’ boards of trustees (the “Boards”) – for both the Mutual Funds and ETFs – and to…
  • 3.4
    HSBC Holdings – New York, NY
    17 days ago 17d
    The Americas Head of Global Markets Regulatory Compliance is a key strategic risk management role that has a broad remit and… and management with guidance from Global Head, of all aspects of Regulatory Compliance including impact analysis of regulatory…
  • 3.4
    Citibank – Long Island City, NY
    Est. Salary $191k-$297k
    8 days ago 8d
    to the Global Head of Citi Private Bank (CPB) Compliance. Key responsibilities: Provide key strategic compliance advisory support… interacting with Regional Heads of Mexico & LatAm Compliance Play an active role in global CPB Compliance issues Support the CPB…
  • 3.5
    Citi – New York, NY
    Est. Salary $145k-$221k
    5 days ago 5d
    and Embassies. The Global Head of Foreign Correspondent Banking, reports directly to the Global Head of TTS AML Advisory. Key… Time Job ID: 16075313 Description Job Purpose: The Global Head of Foreign Correspondent Banking, AML, will be responsible for…
  • 3.0
    CitiMortgage – New York, NY
    Est. Salary $104k-$163k
    6 days ago 6d
    and Embassies. The Global Head of Foreign Correspondent Banking, reports directly to the Global Head of TTS AML Advisory. Key… Job Purpose: The Global Head of Foreign Correspondent Banking, AML, will be responsible for the development and implementation…
  • 3.5
    Citi – Long Island City, NY
    Est. Salary $145k-$221k
    8 days ago 8d
    to the Global Head of Citi Private Bank (CPB) Compliance. Key responsibilities: Provide key strategic compliance advisory support… interacting with Regional Heads of Mexico & LatAm Compliance Play an active role in global CPB Compliance issues Support the CPB…
  • 3.4
    Citibank – New York, NY
    Est. Salary $191k-$297k
    5 days ago 5d
    and Embassies. The Global Head of Foreign Correspondent Banking, reports directly to the Global Head of TTS AML Advisory. Key… Time Job ID: 16075313 Description Job Purpose: The Global Head of Foreign Correspondent Banking, AML, will be responsible for…
  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $128k-$218k
    13 days ago 13d
    JPMAM’s Compliance Department seeks an experienced Compliance professional to serve as the U.S. Head of Funds Compliance. U.S. Funds… Funds Compliance provides Compliance support to JPMAM’s Mutual Funds and Exchange Traded Funds (collectively, the “Funds”), as…
  • 3.4
    HSBC Holdings – New York, NY
    13 days ago 13d
    Group compliance policy locally by managing compliance risk in liaison with the Global Head of Compliance, Global Compliance Officer… Argentina) and relevant Heads of GBM Compliance in relation to HSS Compliance matters. Acts as the key Compliance point-of-contact for…
  • 3.0
    CitiMortgage – Jersey City, NJ
    Est. Salary $104k-$163k
    20 days ago 20d
    AML Advisory Head for MSS is a leadership position in AML Advisory, responsible for managing the AML compliance function for Citi… the U.S. and coordinating with the Canada compliance team. The NAM MSS Advisory Head will also help advance global program goals…
  • 3.4
    Citibank – Long Island City, NY
    8 days ago 8d
    searching for Head of State & Local Tax Compliance & Planning: Core responsibilities include: Oversee the state tax compliance process… significant returns Identifying best practices around SALT compliance Work with Domestic Planning & Analysis Tax Counsel to assess…
  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $128k-$218k
    16 days ago 16d
    Managing WMIS Trading Compliance team Close coordination and collaboration with the Heads of Compliance for JP Morgan Securities… team of approximately 20 Compliance professionals who support the client coverage and product compliance functions of J.P. Morgan…
  • 3.5
    Citi – Long Island City, NY
    8 days ago 8d
    searching for Head of State & Local Tax Compliance & Planning: Core responsibilities include: Oversee the state tax compliance process… significant returns Identifying best practices around SALT compliance Work with Domestic Planning & Analysis Tax Counsel to assess…
  • 3.1
    Union Bank, N.A. – New York, NY
    Est. Salary $116k-$190k
    1 days ago 14hr
    generally support the Head of Compliance PMO to summarize, roll-up and create a comprehensive view of the Compliance Program/Project… most trusted financial group. Job Summary: Within the Compliance PMO, the Sr. Program Manager is responsible for successfully…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    Est. Salary $158k-$237k
    20 days ago 20d
    etc. Function as a liaison with the Head Office Compliance Group and offices in the Americas. Conduct other related tasks in… degree 7+ years of compliance/compliance audit experience 2+ years of compliance risk assessment and/or compliance testing Corporate…
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