Head of Compliance Jobs in New York, NY | Glassdoor
Job Type
Date Posted
Salary Range
Distance

Head of Compliance Jobs in New York, NY

305 Jobs

  • 4.8
    JBCStyle – New York, NY
    NEW
    Title of Job: Head of Supply Chain Company Description: Footwear Location: New York Responsibilities: 3PL management,… collaborate with finance partners on forecasting, import compliance, freight cost reduction, Oversee EDI, accuracy in SAP, Supply…
  • 4.8
    Glocap – New York, NY
    16 days ago 16d
    U.S. entities). Primary Duties: Working closely with Head of Operations and assisting in protecting the client’s companies… employment registrations, etc.), and performing corporate and compliance data entry for a client account. This is a great role for…
  • 2.6
    Amita – New York, NY
    EASY APPLY
    25 days ago 25d
    Work with management, department heads, quality assurance, human resources, to ensure compliance with the security and privacy regulations… systems for security compliance. Report to VP, People Development on the status of security compliance and of any problem or…
  • 3.0
    AdvisorEngine – New York, NY
    $89k-$153k(Glassdoor est.)
    21 days ago 21d
    organization. Work closely with the Information security & compliance teams to ensure application and infrastructure security.…
  • 3.0
    CIT – Livingston, NJ
    $154k-$220k(Glassdoor est.)
    NEW
    Responsibilities: Director of Compliance Testing will be responsible for providing assurance that compliance controls are in place and… Participating in compliance committees, including presenting results to senior management Supporting strong and consistent Compliance Program…
  • Logan Circle Partners – New York, NY
    $96k-$147k(Glassdoor est.)
    11 days ago 11d
    Head of Asset Management, Senior Living Portfolio New York Permanent Capital Vehicles Ref#: 1820 Date published: 31… 31-Aug-2015 HEAD OF ASSET MANAGEMENT New Senior Investment Group (NYSE: SNR) (“New Senior” or “the Company”) is a publicly-traded…
  • 4.3
    Spotify – New York, NY
    23 days ago 23d
    privacy policies, training, and practices across the company. The Head of Security reports to the VP, Technology Platform, and is open… practices for the entire company and ensure that Spotify is in compliance with all applicable laws, directives, and policies regarding…
  • 3.6
    Swiss Re – New York, NY
    16 days ago 16d
    Head Corporate Real Estate & Services New York Area USA - New York, NY About Swiss Re This is your opportunity to… Estate & Services (CRES) Americas LT, you will also support the Head of the Region in creating and developing an environment of continuous…
  • 3.5
    UBS – Weehawken, NJ
    21 days ago 21d
    someone like you who can: - oversee the Americas Bank Compliance program for the Intermediate Holding Company (IHC, the UBS… activities in the US) - lead the enhancement of the IHC Bank Compliance framework, including risk assessments, policies and procedures…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    $58k-$87k(Glassdoor est.)
    21 days ago 21d
    Leader 3.) Policy Support BSA/AML Team Leader and Compliance Unit Head in development, enhancement and revision of procedures… regarding specific money laundering concerns and coverage of the Compliance Coordinator Role as needed. PRINCIPAL DUTIES AND RESPONSIBILITIES…
  • 3.5
    TIAA – New York, NY
    $102k-$133k(Glassdoor est.)
    NEW
    , operations, distribution, and partners including audit, compliance, legal, finance, and human resources on overall risk management… organization is preferred. Experience working closely with legal, compliance, HR, finance, and audit in a matrixed environment is preferred…
  • 4.6
    Russell Tobin – New York, NY
    8 days ago 8d
    based in New and will report to the US Head of Marketing and Communications Compliance. Skills & Qualifications… Marketing Compliance Role Requirements This individual will join as a member of the US Marketing Compliance team responsible…
  • 3.7
    Morgan Stanley – New York, NY
    4 days ago 4d
    Infrastructure area. This high visibility role reports to the Head of Compliance and Company Functions Audit and manages a high performing… The Global Head of Anti-Money Laundering (AML)/Bank Secrecy Action (BSA)/Sanctions Audit will be responsible for all aspects of…
  • 5.0
    Consensys – New York, NY
    15 days ago 15d
    courses. We are looking to hire a dynamic self-starter as our Head of Global Training to build our in person training processes,… lecturing through our university partnerships. The Global Head of Training will be responsible for hiring and managing a team…
  • 3.7
    Morgan Stanley – New York, NY
    4 days ago 4d
    Infrastructure area. This high visibility role reports to the Head of Compliance and Company Functions Audit and manages a high performing… The Global Head of Anti-Money Laundering (AML)/Bank Secrecy Action (BSA)/Sanctions Audit will be responsible for all aspects of…
  • 4.4
    Linium Recruiting – New York, NY
    17 days ago 17d
    exposure and ensuring adherence to internal and external compliance standards and all legal and regulatory requirements including… and interprets legal and regulatory requirements to ensure compliance. Takes responsibility for establishing new and targeted…
  • 3.2
    GroupM – New York, NY
    7 days ago 7d
    Title: Global Head of Information Security Location: NYC Reporting to:CIO, GroupM GroupM GroupM is the leading global media… transformation. Role Overview Reporting to the GroupM CIO, the Global Head of Information Security is responsible for ensuring that GroupM…
  • 4.7
    MJ Boyd Consulting – New York, NY
    EASY APPLY
    8 days ago 8d
    as well as compliance monitoring and testing. Ensure the semi-annual compliance reports are completed and sent to Head Office in… the policies & procedures developed by Head Office; Assess and monitor the compliance risks associated with the Branch’s business…
  • 3.4
    HSBC Holdings – New York, NY
    $68k-$100k(Glassdoor est.)
    NEW
    Complete other responsibilities, as assigned by the Head of Compliance or direct manager. Operational Effectiveness & Control… set out in the Compliance GSM and FIM by pro-actively assisting management in identifying and containing compliance risk, monitoring…
  • 3.5
    Standard Chartered Bank – New York, NY
    $161k-$251k(Glassdoor est.)
    6 days ago 6d
    for Financial Markets Compliance consistent with Global Head of FM Compliance and Regional HeadCompliance, Americas. Advise… Good” by building a sustainable compliance framework that places regulatory and compliance best practice standards, and culture…
  • 3.7
    J.P. Morgan – New York, NY
    $105k-$162k(Glassdoor est.)
    NEW
    to the CIB Head of Commodities Compliance, North America. The candidate will: Provide day-to-day Compliance advisory services… /www.jpmorganchase.com/. Our Compliance Function With a diverse team of Compliance professionals supporting all areas…
  • 3.4
    BNP Paribas – New York, NY
    $85k-$169k(Glassdoor est.)
    NEW
    Americas. Partner with Second Line of Defense areas (Legal, Compliance, and Finance) to develop synergies and minimize duplication…
  • 3.6
    Jefferies – New York, NY
    $150k-$233k(Glassdoor est.)
    12 days ago 12d
    Responsibilities: Reporting into the Head of Markets, Surveillance and Technology Compliance, the individual will manage surveillance… Meet with senior compliance and business management to prioritize surveillance initiatives Manage compliance program related…
  • 3.5
    Wells Fargo – New York, NY
    $83k-$121k(Glassdoor est.)
    NEW
    accountability for providing technology risk management as the Head of CANADA AND LATIN AMERICA Technology First Line of Defense… the Wells Fargo Vision & Values and risk appetite. The N Head of Technology FLOD Risk Manager will lead the planning and execution…
  • 3.7
    Barclays Global Investors – New York, NY
    NEW
    Sales, Trading, COO and Business Heads providing daily and project-based regulatory and compliance advice and issue management.… effectively implement the Compliance program by primarily providing daily and project-based regulatory and compliance advice while performing…
  • 3.6
    Citi – New York, NY
    $103k-$190k(Glassdoor est.)
    Today 3hr
    representative for the TTS NAM Region Head, the TTS NAM Regional Sales Head, all TTS Global and NAM Product Heads in the region and is a member… close partnership with the TTS Global Head of Marketing and TSS NAM Regional Sales Head through: The management and staging…
  • 3.5
    ASICS America – New York, NY
    $50k-$75k(Glassdoor est.)
    17 days ago 17d
    Niagara Falls, NY, 14034 POSITION SUMMARY STATEMENT Our Head Coach manages all aspects of the day-to-day operations of the… regarding all team relations, day to day operations and any compliance related matters. Partners with Human Resources and direct…
  • 3.3
    Deutsche Bank – New York, NY
    $203k-$271k(Glassdoor est.)
    6 days ago 6d
    addition, the role will also work with the Head of Group Structuring and the Head of Regulatory Oversight and Strategy to ensure… , London and New York, the team is led by Karin Dohm, Global Head of Regulatory Affairs, who reports directly into Sylvie Matherat…
  • 3.3
    XL Catlin – New York, NY
    11 days ago 11d
    the Corporate Compliance Function on related issues. Owning special projects as assigned by the Head of Compliance and Regulatory… regulators. Assisting the Chief Compliance Officer and Head of Regulatory & Government Affairs and the Head of Government Affairs and…
  • 3.6
    ONCOLOGY – East Hanover, NJ
    $147k-$231k(Glassdoor est.)
    NEW
    Property & Compliance Job Type Full Time Employment Type Regular Job Description The Head, Global Integrity & Compliance builds… Job ID 223320BR Posting Title VP, Global Head Integrity & Compliance Division ONCOLOGY Business Unit ONCOLOGY Country…
Page 2 of 11
Unlock Your Free Employer Account