Head of Compliance Jobs in New York, NY | Glassdoor

Head of Compliance Jobs in New York, NY

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  • 3.4
    Citibank – Long Island City, NY
    Est. Salary $110k-$182k
    6 days ago 6d
    to the Deputy Head of AML Compliance. This professional will be responsible for managing a best-in-class, AML policy and training… DescriptionThe Head of AML Policy and Training will manage the policy and training programs for AML globally and will report to…
  • 3.1
    S&P Global Ratings – New York, NY
    Est. Salary $96k-$167k
    14 days ago 14d
    to senior compliance management. Implement and oversee outsourcing arrangements. Collaborate with segment compliance stakeholders… activities. Collaborate with compliance examinations group on the development of a cohesive, risk-based compliance monitoring and testing…
  • 3.0
    CitiMortgage – Jersey City, NJ
    Est. Salary $83k-$130k
    19 days ago 19d
    AML Advisory Head for MSS is a leadership position in AML Advisory, responsible for managing the AML compliance function for Citi… the U.S. and coordinating with the Canada compliance team. The NAM MSS Advisory Head will also help advance global program goals…
  • 3.4
    McGraw Hill Financial – New York, NY
    Est. Salary $103k-$180k
    15 days ago 15d
    to senior compliance management. Implement and oversee outsourcing arrangements. Collaborate with segment compliance stakeholders… activities. Collaborate with compliance examinations group on the development of a cohesive, risk-based compliance monitoring and testing…
  • 3.5
    Citi – Long Island City, NY
    Est. Salary $112k-$186k
    6 days ago 6d
    to the Deputy Head of AML Compliance. This professional will be responsible for managing a best-in-class, AML policy and training… DescriptionThe Head of AML Policy and Training will manage the policy and training programs for AML globally and will report to…
  • 3.0
    CitiMortgage – New York, NY
    Est. Salary $104k-$161k
    20 days ago 20d
    •Brief and advise the Global Head of Conduct, Governance and Emerging Risk, the Chief Compliance Officer, and other members of… Individual will report to the Head of the Global Conduct Risk Program and will be responsible for heading Conduct Risk for the North…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $128k-$202k
    9 days ago 9d
    AML Advisory Head for MSS is a leadership position in AML Advisory, responsible for managing the AML compliance function for Citis… the U.S. and coordinating with the Canada compliance team. The NAM MSS Advisory Head will also help advance global program goals…
  • TalentHub Worldwide – New York, NY
    Est. Salary $38k-$56k
    26 days ago 26d
    make recommendations as needed. Assist the department head, ensure compliance with rules/regullations plus BSA/AML/OFAC program in… operations. Autorized to consult Chief Compliance officer for advice/guidance and directly contact Head Office in China for IT issues,…
  • 3.2
    Mizuho Corporate Bank – New York, NY
    Est. Salary $127k-$192k
    19 days ago 19d
    etc. Function as a liaison with the Head Office Compliance Group and offices in the Americas. Conduct other related tasks in… degree 7+ years of compliance/compliance audit experience 2+ years of compliance risk assessment and/or compliance testing Corporate…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $121k-$208k
    6 days ago 6d
    NAM Advisory Head will also help support the Global AML Head for MSS and Corporate & Investment Banking in advancing global program… institutional investors. The North America (NAM) AML Advisory Head for Markets and Securities Services is a leadership position…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $87k-$137k
    9 days ago 9d
    AML Advisory Head for MSS is a leadership position in AML Advisory, responsible for managing the AML compliance function for Citis… the U.S. and coordinating with the Canada compliance team. The NAM MSS Advisory Head will also help advance global program goals…
  • Stone Management – New York, NY
    Est. Salary $49k-$70k
    27 days ago 27d
    expense reimbursements · Interfaces with department heads to ensure compliance, understanding and adherence with company policies…
  • Barberry Rose Management Co – Woodmere, NY
    Est. Salary $44k-$66k
    16 days ago 16d
    worksheet detailing all violations. Assist the Head of Property Management and Compliance department. Qualifications  A minimum… portfolio. Additionally, the role will require a great deal of compliance work, including but not limited to, monitoring building violations…
  • TalentHub Worldwide – New York, NY
    26 days ago 26d
    Chief Compliance Officer, perform added tasks during absence of other compliance staff and as assigned by the department head.… responsibilities centralized at Compliance Dept , conduct quality control over AML/OFAC work performed by other compliance staff, review various…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $125k-$213k
    6 days ago 6d
    NAM Advisory Head will also help support the Global AML Head for MSS and Corporate & Investment Banking in advancing global program… institutional investors. The North America (NAM) AML Advisory Head for Markets and Securities Services is a leadership position…
  • 3.6
    JPMorgan Chase & Co – New York, NY
    Est. Salary $131k-$221k
    3 days ago 3d
    Managing WMIS Trading Compliance team Close coordination and collaboration with the Heads of Compliance for JP Morgan Securities… and compliance issues Developing and executing a Compliance Risk Assessment program; Developing and working with Compliance Testing…
  • 4.1
    eclaro – New York, NY
    30+ days ago 30d+
    the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,… , Area Compliance Officer or Local Compliance Officer. The term 'compliance' embraces all relevant financial services laws, rules…
  • 3.4
    HSBC – New York, NY
    11 days ago 11d
    containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer, Area Compliance Officer… the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,…
  • 3.0
    MUFG – New York, NY
    3 days ago 3d
    the Americas Compliance Division. Major Responsibilities: Assist the Head of Global Sanctions Compliance and Head of Americas… collaboration with global compliance staff in the execution of local and regional sanctions compliance training courses in line…
  • 3.4
    HSBC – New York, NY
    18 days ago 18d
    the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,… implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business…
  • 3.0
    MUFG – New York, NY
    Est. Salary $129k-$177k
    4 days ago 4d
    to assess compliance with key JFSA requirements and Home Office guidance as outlined in the Head Office Compliance Manager On-… position is responsible for the compliance related matters outlined in the Compliance Officer/Compliance Liaison Officer Appointment…
  • 3.4
    Union Bank – New York, NY
    Est. Salary $83k-$138k
    30+ days ago 30d+
    generally support the Head of Compliance PMO to summarize, roll-up and create a comprehensive view of the Compliance Program/Project…
  • 3.0
    Coty – New York, NY
    Est. Salary $73k-$104k
    6 days ago 6d
    monitor departmental expenses. Work with department heads to ensure compliance with corporate policies & procedures as well as GAAP… and compliance. Perform monthly close of financials which includes: generate and review Financial Statements in compliance with…
  • 3.8
    The Blackstone Group – New York, NY
    Est. Salary $51k-$78k
    30+ days ago 30d+
    Marketing will report to the Head of MAI Marketing and will partner with individual channel heads and compliance to develop channel-specific… Understanding of FINRA process around filing; keen understanding of compliance constraints and partner firm approval processes. Series 7…
  • 3.0
    MUFG – New York, NY
    Est. Salary $125k-$195k
    3 days ago 3d
    generally support the Head of Compliance PMO to summarize, roll-up and create a comprehensive view of the Compliance Program/Project… s most trusted financial group. Job Summary: Within the Compliance PMO, the Sr. Program Manager is responsible for successfully…
  • 3.4
    HSBC – Queens Village, NY
    11 days ago 11d
    the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,… implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business…
  • 3.4
    Union Bank – New York, NY
    Est. Salary $110k-$166k
    30+ days ago 30d+
    the ACoD Head of Global Sanctions Compliance in developing and overseeing global standards for OFAC sanctions compliance testing… regional, and local risk and compliance staff world-wide to ensure the effective execution of compliance testing strategies and plans…
  • 3.4
    BMO Financial Group – New York, NY
    30+ days ago 30d+
    directed by the Head of PD, interact with Compliance, Legal, Corporate Security, and Risk Management to ensure compliance, regulatory… · Under the guidance of the Head of PD, conduct semi-annual/annual touch points with Business Heads to evaluate learning programs…
  • 3.3
    The Forum Group – New York, NY
    Est. Salary $86k-$132k
    14 days ago 14d
    Group Head of Compliance on the effective application of these specific Principal Risk Frameworks as it relates to Compliance, Americas… and timely reporting to the IHC, Americas Head of Compliance and the Americas Compliance Management Team performance against plan…
  • 3.0
    MUFG – New York, NY
    Est. Salary $87k-$131k
    3 days ago 3d
    Financial Crimes Division, Head of Global Sanctions Compliance regional, and local risk and compliance staff world-wide to ensure… identified issues. Major Responsibilities: Assist the ACoD Head of Testing in the evaluation of global standards for OFAC sanctions…
  • 3.4
    HSBC – New York, NY
    11 days ago 11d
    the Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global Compliance Officer,… , Area Compliance Officer or Local Compliance Officer. The term ‘compliance’ embraces all relevant financial services laws, rules…
Job Title Location Employer Salary
Compliance Director Head of AML Policy and Training Long Island City, NY Citibank $110k-$182k
Senior Compliance Officer – Head of Surveillance (S&P Global Ratings) New York, NY S&P Global Ratings $96k-$167k
Compliance Director - AML Advisory - Head of Markets & Securities Services Jersey City, NJ CitiMortgage $83k-$130k
Senior Compliance Officer – Head of Surveillance (S&P Global Ratings) New York, NY McGraw Hill Financial $103k-$180k
Compliance Director Head of AML Policy and Training Long Island City, NY Citi $112k-$186k
Compliance Director-NAM Head of Conduct Risk New York, NY CitiMortgage $104k-$161k
Compliance Director - AML Advisory - Head of Markets & Securities Services Jersey City, NJ Citibank $128k-$202k
Microcomputer Support Specialist New York, NY TalentHub Worldwide $38k-$56k
Compliance Risk & Testing, VP New York, NY Mizuho Corporate Bank $127k-$192k
Compliance Director ICG AML Advisory NAM Markets Securities Head Jersey City, NJ Citibank $121k-$208k
Compliance Director - AML Advisory - Head of Markets & Securities Services Jersey City, NJ Citi $87k-$137k
Accounts Payable Manager New York, NY Stone Management $49k-$70k
Assistant Leasing & Compliance Manager Woodmere, NY Barberry Rose Management Co $44k-$66k
Bilingual Mandarin BSA/AML/ OFAC Senior Officer New York, NY TalentHub Worldwide $59k-$91k
Compliance Director ICG AML Advisory NAM Markets Securities Head Jersey City, NJ Citi $125k-$213k
Head of Private Bank Markets and Banking - Executive Director New York, NY JPMorgan Chase & Co $131k-$221k
ISDA Negotiator New York, NY eclaro $59k-$112k
Global Liquidity and Cash Management Sales Manager New York, NY HSBC $55k-$99k
Global Sanctions Training Officer, Vice President New York, NY MUFG $77k-$117k
VP Premier Relationship Advisor New York, NY HSBC $77k-$135k
Transaction Banking Compliance, Director New York, NY MUFG $129k-$177k
Compliance PMO Senior Program Manager, Director New York, NY Union Bank $83k-$138k
Sr Financial Accounting Analyst/Financial Accounting Analyst New York, NY Coty $73k-$104k
Marketing Manager New York, NY The Blackstone Group $51k-$78k
Compliance PMO Senior Program Manager, Director New York, NY MUFG $125k-$195k
Americas Compliance Division Global Sanctions Testing, Vice President New York, NY Union Bank $110k-$166k
Vice President - CM Global Learning New York, NY BMO Financial Group $68k-$97k
Director - US Compliance Practices New York, NY The Forum Group $86k-$132k
Americas Compliance Division Global Sanctions Testing, Vice President New York, NY MUFG $87k-$131k
Head of Digital Channel New York, NY HSBC $78k-$112k
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