Head of Compliance Jobs in New York, NY | Glassdoor
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Head of Compliance Jobs in New York, NY

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  • 3.2
    IPSoft – New York, NY
    Est. Salary $79k-$154k
    1 days ago 22hr
    security operations activities. Work with other departments heads and develop accurate inventory and maintain it. Build plan… reports from vendor /websites Support CSO office on all compliance reporting and auditing. Provide input and guidance into…
  • 3.5
    Citi – Long Island City, NY
    1 days ago 1d
    which we operate. Position Objective: The Global Head of Marketing Operations is a critically important role, enabling… intelligence, self-motivation, and strong analytical skills. The Global Head of Marketing Operations will be responsible for building a team…
  • 3.7
    Nomura Holdings – New York, NY
    14 days ago 14d
    Assessment. Role description: · Report to the Head of Compliance Review and Risk Assessment and execute risk based desk… Department overview: The Compliance Review and Risk Assessment Team support the firm’s management of Compliance Risk across the Global…
  • 3.1
    Asset Staffing Inc – New York, NY
    18 days ago 18d
    and summarizing the information, as required by Head Office and other compliance departments. Obtains necessary approvals on… and summarizing the information, as required by Head Office and other compliance departments. Obtains necessary approvals on…
  • 3.4
    HSBC Holdings – New York, NY
    Est. Salary $122k-$183k
    14 days ago 14d
    containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer, Area Compliance Officer… implement the Group compliance policy locally by containing compliance risk in liaison with the Global Head of Compliance, Global Compliance…
  • 3.0
    Mizuho Corporate Bank – New York, NY
    1 days ago 15hr
    IADA policies, procedures and standards. Assist the Group Head in the collection and management of data to ensure ongoing improvements… Reporting and Follow-up) of assigned audits and other projects in compliance with recognized professional standards and with approved IAD…
  • Karpiak Consulting, LLC – New York, NY
    EASY APPLY
    1 days ago 20hr
    any IRS examinations of clients. Monitor and assist with compliance due dates, including extensions and estimated tax payments…
  • 3.4
    Citibank – Long Island City, NY
    1 days ago 1d
    which we operate. Position Objective: The Global Head of Marketing Operations is a critically important role, enabling… intelligence, self-motivation, and strong analytical skills. The Global Head of Marketing Operations will be responsible for building a team…
  • 3.5
    Standard Chartered Bank – New York, NY
    11 days ago 11d
    Head of Shared Investigative Services, Americas Key Roles and Responsibilities Overall responsibility for leading and… with key internal functional stakeholders including Legal, Compliance, FCC and HR, to fully embed the Group Investigations framework…
  • 3.7
    Nomura Holdings – New York, NY
    5 days ago 5d
    and regulatory impact on Treasury – and in the Global Funding Heads forum, assessing global policy, issues and funding plan developments… successful candidate will be required to deputize for the current Head of Funding, which will start almost immediately (after handover…
  • First Care of New York – New York, NY
    Est. Salary $53k-$87k
    1 days ago 17hr
    Submit Your Application Now Coordinator Work Location:Bronx Head Quarters Job Duties: - Scheduling and Supervision of para-… . Participates in performance improvement activities in compliance with policy and professional standards. Continuously assesses…
  • 3.4
    HSBC – New York, NY
    4 days ago 4d
    Regional Regulatory Compliance Officers Global Regulatory Compliance Officers Heads of U.S. Compliance Teams Senior U.S.… accountabilities set out in the Compliance section of the Risk FIM, Regulatory Compliance Operating Model and Compliance Risk Management Program…
  • 3.5
    Citi – Long Island City, NY
    1 days ago 22hr
    Manager to drive sustainable operational risk management and compliance practices, promoting a disciplined culture of control across… and efficient manner, while ensuring regulatory and policy compliance build and manage monitoring and testing for all high risk…
  • 3.7
    Barclays Global Investors – New York, NY
    Est. Salary $155k-$240k
    13 days ago 13d
    line to the Head of Product and Technical Compliance The role holder’s stakeholders will be the Business Heads of each relevant… candidate must have the ability to develop relationships with senior Heads of Business The successful candidate must understand the importance…
  • 3.4
    First American International Bank – New York, NY
    7 days ago 7d
    requirements (obtaining customer financial information, covenant compliance, resolving pre- and post-closing matters, etc.) Advises commercial…
  • 3.0
    Mizuho Corporate Bank – New York, NY
    Est. Salary $98k-$193k
    5 days ago 5d
    etc. Function as a liaison with the Head Office Compliance Group and offices in the Americas. Conduct other related tasks in… degree 7+ years of compliance/compliance audit experience 2+ years of compliance risk assessment and/or compliance testing Corporate…
  • 4.4
    Linium Recruiting – New York, NY
    Est. Salary $62k-$115k
    13 days ago 13d
    and summarizing the information, as required by Head Office and other compliance departments. Obtains necessary approvals on… global investment bank is seeking a Compliance Analyst to assist with the assigned compliance functions for North American Banking…
  • 3.3
    Commerzbank – New York, NY
    27 days ago 27d
    Establish and maintain relationships with compliance advisory teams, desk heads, operations and other key business contacts… other internal projects, as requested. Working with Head Office Compliance, develop a periodic process that would identify changes…
  • 3.7
    Infinity Consulting Solutions – New York, NY
    26 days ago 26d
    Chief Compliance Officer and Head of Legal and Compliance manage day to day aspects of the New York Branch's Compliance program… Chief Compliance Officer and Head of Legal and Compliance manage day to day aspects of the New York Branch's Compliance program…
  • 3.5
    Macquarie Group – New York, NY
    Est. Salary $89k-$142k
    13 days ago 13d
    prepare indirect tax returns and disclosures. Liaise with the Head of State Taxes on technical issues and planning opportunities… transactions on the indirect tax compliances. Assist in the management of the overall Indirect Compliance processes Suggest and implement…
  • 2.8
    Mitsubishi UFJ Financial Group – New York, NY
    Est. Salary $68k-$140k
    1 days ago 19hr
    intervals thereafter in BTMU Americas, to ensure that the compliance software and systems are effectively fulfilling the regulatory… settings on HotScan or Fircosoft will be a plus Global compliance experience desired Should be a self-starter with strong…
  • 3.0
    Mizuho Corporate Bank – New York, NY
    Est. Salary $52k-$83k
    5 days ago 5d
    reporting requests posed by senior management in the US and Head Office (HO) in Japan Update liquidity risk policies and procedures… Operations of Mizuho Financial Group, as well as ensuring compliance with Enhanced Prudential Standards (EPS) liquidity requirements…
  • 2.2
    New York Civil Service – New York, NY
    EASY APPLY
    5 days ago 5d
    includes such positions as elected officials, department and agency heads, and all academic personnel in public schools, colleges, and… reports to the Director, Code Compliance and Senior Code Manager. • Function as a Code Compliance Manager as required, including…
  • 3.6
    Credit Suisse – New York, NY
    Est. Salary $130k-$200k
    22 days ago 22d
    Credit Suisse’s Compliance department is currently seeking an exceptional individual as its Regional Head of Control Room for… Advise on Compliance issues, coordinate escalations; produces metrics for various stakeholders. As the Head of the Control…
  • 2.8
    MUFG – New York, NY
    Est. Salary $68k-$140k
    6 days ago 6d
    the ACoD Head of Global Sanctions Compliance in developing and overseeing global standards for OFAC sanctions compliance testing… regional, and local risk and compliance staff world-wide to ensure the effective execution of compliance testing strategies and plans…
  • 3.5
    New York Life – West New York, NJ
    Est. Salary $67k-$117k
    6 days ago 6d
    direction of the CTSO, and in collaboration with the CISO, the head of Identity and Access Management Services is responsible for… governance considerations, IT change control, and IT risk and compliance management programs. As leader of the technical IAM solution…
  • 3.4
    Brown Brothers Harriman – New York, NY
    Est. Salary $65k-$96k
    8 days ago 8d
    The Core Compliance Sr. Analyst is responsible for providing support to the Head of Core Compliance relating to key Core… projects and initiatives; as necessary, serve as proxy for Head of Core Compliance. Own the creation/updatingof Risk and Control Self-Assessments…
  • 3.5
    Chase – Jersey City, NJ
    7 days ago 7d
    Chase Global Technology Infrastructure organization is seeking a head of Unified Communications Architecture and Product Engineering… who can help us take our platform to the next level. The Head of Architecture will be accountable for setting strategy and…
  • 3.6
    Page Group – New York, NY
    Est. Salary $105k-$195k
    21 days ago 21d
    Chief Compliance Officer to head up their New York operation. The ideal candidate will be a generalist within the Compliance field… ad-hoc reviews. Host annual compliance meeting. Profile 5-7 years within the compliance field. Knowledge of regulations…
  • 3.4
    Citibank – New York, NY
    Est. Salary $204k-$393k
    7 days ago 7d
    emerging issues. The Global Head of Markets Trade Surveillance will report to the Global Head of ICG Surveillance. This Managing… trends and patterns across various activity. The Global Head of Markets Trade Surveillance will be responsible for overseeing…
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