Head of Corporate and Technical Compliance Jobs in New York, NY | Glassdoor
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Head of Corporate and Technical Compliance Jobs in New York, NY

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  • 3.7
    Morgan Stanley – New York, NY
    11 days ago 11d
    investment strategies A strong technical background and deep understanding of buy-side Risk and Compliance systems architecture and… . The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $86k-$151k
    6 days ago 6d
    Policy and Controls group reporting to the Global AML Controls Head within Global AML Policy and Controls team. The AML Global… 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial…
  • 3.1
    LRN – New York, NY
    EASY APPLY
    NEW
    professionals (e.g., CEO, General Counsel, Chief Ethics and Compliance Officer, Head of HR) B2B/SaaS experience Proven track record… and value our mission. Job Summary LRN is looking for a Head of Sales to oversee a team of 30+ sales* professionals, including…
  • 3.1
    BNY Mellon – New York, NY
    5 days ago 5d
    is a must. The diversity of the Group Head's operational responsibiity requires technical flexibility, agile and thoughtful management… Office and/or Legal representation. The Group Head will work closely with the Division Head to provide leadership to their management…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $69k-$126k
    6 days ago 6d
    Policy and Controls group reporting to the Global AML Controls Head within Global AML Policy and Controls team. The AML Global… 160 countries and jurisdictions. Citi provides consumers, corporations, governments and institutions with a broad range of financial…
  • 3.4
    HSBC Holdings – New York, NY
    Est. Salary $63k-$97k
    4 days ago 4d
    fostering a compliance culture and optimizing relations with regulators Knowledge of the commercial banking/Mid-Corporate/Large… Impact on the Business This role will support the Head of Business Management and Regional Business Executive. Key activities…
  • 3.6
    JPMorgan Chase & Co. – Jersey City, NJ
    NEW
    technology. Engaging with the Chief Technology Officers and Heads of Business functions with the ability to convey complex cyber… including demonstrated ability to interact with both technical and non-technical stakeholders. Exceptional data analysis, both quantitative…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    Est. Salary $125k-$190k
    14 days ago 14d
    internal processes to ensure compliance with Japanese GAAP, US GAAP, regulatory reporting requirements and Head Office established accounting… accurate financial information to bank senior management, the Tokyo Head Office, other departments, regulators and auditors. The VP will…
  • 3.5
    Citi – New York, NY
    Est. Salary $104k-$194k
    NEW
    coordinated process led by TTS Global Head of Marketing for virtual resources, technical expertise and to amplify the positive… representative for the TTS NAM Region Head, the TTS NAM Regional Sales Head, all TTS Global and NAM Product Heads in the region and is a member…
  • 3.4
    Deutsche Bank – New York, NY
    NEW
    trust of our clients. Reporting to the Global Head of Compliance Surveillance, this role will drive and assist with global… Compliance At Deutsche Bank, good compliance is everybody’s responsibility. The Compliance department’s core functions…
  • 3.4
    Citibank – New York, NY
    Est. Salary $109k-$203k
    NEW
    coordinated process led by TTS Global Head of Marketing for virtual resources, technical expertise and to amplify the positive… representative for the TTS NAM Region Head, the TTS NAM Regional Sales Head, all TTS Global and NAM Product Heads in the region and is a member…
  • 3.0
    SunAmerica Affordable Housing Partners – New York, NY
    Est. Salary $85k-$131k
    5 days ago 5d
    enable key corporate priorities by controlling costs, enhancing operational efficiency, ensuring regulatory compliance, and mitigating… metrics to ensure compliance with all software licenses agreements and software usage. Translate technical data elements to capture…
  • 3.7
    Morgan Stanley – New York, NY
    Est. Salary $126k-$212k
    4 days ago 4d
    Products. Responsibilities: The North American (NA) Head of Collateral Operations provides leadership and management to… to ensure successful delivery of business strategy. Head of Collateral Management is responsible for the active management of…
  • 3.4
    BNP Paribas – New York, NY
    Est. Salary $173k-$265k
    12 days ago 12d
    and regulatory parameters Serve as back up to the Head of Corporate Communications in her role as a member of the Core Crisis… Services and Internal Communications. Responsibilities: The Head of Media Relations for the Americas manages a small team of 2.5…
  • 3.0
    AIG – New York, NY
    Est. Salary $62k-$97k
    5 days ago 5d
    enable key corporate priorities by controlling costs, enhancing operational efficiency, ensuring regulatory compliance, and mitigating… metrics to ensure compliance with all software licenses agreements and software usage. Translate technical data elements to capture…
  • 4.1
    Marsh & McLennan Agency – Hoboken, NJ
    7 days ago 7d
    Regional Head Information-HOB0022Z Description Reporting to the MGTI Global Head of Centralized Operations, the incumbent will… implement, and maintain a compliance management framework. Conduct assessments to quantify and qualify compliance. Define and implement…
  • 3.4
    Société Générale – New York, NY
    13 days ago 13d
    Environment The SGUS Compliance Department monitors the corporate banking, investment banking and broker–dealer activities… include, but are not limited to: Work in partnership with Head Office in designing, sourcing and integrating state of the art…
  • 3.0
    Guardian Life – New York, NY
    4 days ago 4d
    business area heads, overseeing and managing the business area compliance functions. In addition to the corporateCompliance function… Chief Compliance Officers (BCCO) who have a dual reporting relationship to the heads of Guardian’s business and corporate function…
  • 3.7
    Morgan Stanley – New York, NY
    Est. Salary $74k-$123k
    8 days ago 8d
    and Compliance organization; coordinate with colleagues in EMEA and Asia Pacific; and develop relationships with the heads of the… Frank and Volcker Compliance, Compliance Testing and Monitoring activities and MiFID II among other emerging regulatory areas of concentration…
  • 3.5
    Barclays – New York, NY
    Est. Salary $199k-$290k
    12 days ago 12d
    the BIA Audit Plan. Reporting to the Managing Director, Global Head of Risk Management Audit. The jobholder, will be responsible… reviews of models, risk policies, and presentations for technical and non-technical audiences. Proven track record of high performance…
  • 2.8
    CLS Bank International – New York, NY
    11 days ago 11d
    experience implementing a corporate Records and Information Management Policy and related compliance monitoring program is necessary… e-discovery process. Leadership · Be recognized as the CLS Head of RIM · Advise senior managers across the business and functional…
  • 3.2
    Marsh & McLennan – Hoboken, NJ
    7 days ago 7d
    Reporting to the MGTI Global Head of Centralized Operations, the incumbent will oversee the organization’s efforts to manage risk… implement, and maintain a compliance management framework. Conduct assessments to quantify and qualify compliance. Define and implement…
  • McGraw Wentworth – Hoboken, NJ
    7 days ago 7d
    Reporting to the MGTI Global Head of Centralized Operations, the incumbent will oversee the organization’s efforts to manage risk… implement, and maintain a compliance management framework. Conduct assessments to quantify and qualify compliance. Define and implement…
  • 3.4
    Corporate – New York, NY
    NEW
    CTOs/CIOs Division HeadsHead of Global Business Services (i.e., Procurement) Head of Finance Head of Strategy Peers… to a variety of stakeholders (senior, non-senior, technical, non-technical) S&P Global is an equal opportunity employer committed…
  • 3.7
    Nomura Holdings – New York, NY
    19 days ago 19d
    Best Practices a plus. Position reports to the Head of Global Markets Compliance. Skills, experience, qualifications and… Job title: Fixed Income Compliance Advisory Officer Corporate Title: ED/VP Location: Midtown – New York Company overview…
  • 3.4
    Société Générale – New York, NY
    19 days ago 19d
    Environment The SGUS Compliance Department monitors the corporate banking, investment banking and broker–dealer activities… on the compliance risks and issues to SGUS and Global Compliance Senior Management. Additionally, the SGUS Compliance Department…
  • 3.0
    American International Group – New York, NY
    Est. Salary $104k-$179k
    8 days ago 8d
    Office to ensure the handling of the data is in compliance to the AIG corporate guideline Posted by StartWire… Technology Office to ensure the pricing solutions adhere to the corporate architect and solution design framework Interface with Legal…
  • 3.0
    SunAmerica Affordable Housing Partners – New York, NY
    Est. Salary $103k-$180k
    10 days ago 10d
    Office to ensure the handling of the data is in compliance to the AIG corporate guideline Position Requirements: BS in… Technology Office to ensure the pricing solutions adhere to the corporate architect and solution design framework Interface with Legal…
  • 2.0
    BARK – New York, NY
    11 days ago 11d
    financial results. DOODIES: Corporate Accounting: Direct all day-to-day technical and financial accounting activities… process. Business improvement: Partner with department heads on business improvement opportunities Develop relationships…
  • 2.9
    QBE Insurance Group Limited – New York, NY
    Est. Salary $71k-$104k
    8 days ago 8d
    industry forums and corporate activity to safeguard or enhance QBE's market position. Act as a technical expert to support the… met Timely and accurate reports produced Reports satisfy Head of BU/Divisional CUO Positive feedback from relevant stakeholders…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $206k-$397k
    NEW
    Qualifications The successful candidate will have strong technical knowledge of compliance regulations and requirements, surveillance systems… and emerging issues. The Global Head of Markets Trade Surveillance will report to the Global Head of ICG Surveillance. This Managing…
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