Head of Enforcement and Regional Compliance Jobs in New York, NY | Glassdoor
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Head of Enforcement and Regional Compliance Jobs in New York, NY

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  • 3.5
    Citi – New York, NY
    Est. Salary $150k-$219k
    4 days ago 4d
    Technology, Sanctions, and Consent Order and other enforcement action compliance. Actively supports and drives the Internal… strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of audit matters…
  • 3.4
    Citibank – New York, NY
    Est. Salary $195k-$287k
    4 days ago 4d
    Technology, Sanctions, and Consent Order and other enforcement action compliance. Actively supports and drives the Internal… strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of audit matters…
  • 3.1
    Union Bank – New York, NY
    Est. Salary $137k-$269k
    NEW
    resourcing needs for regional and local financial crime organizations. Oversee, review and approve regional ABC plans Develop… presentations. Experience interfacing with banking regulators and enforcement staff. The ability to interact effectively at all levels…
  • 3.4
    HSBC Holdings – New York, NY
    8 days ago 8d
    the Group compliance policy by containing compliance risk in liaison with Global Heads of Compliance, Area Compliance Officers… US / Region. The job-holder leads engagement with relevant regulators and law enforcement agencies within the US / Region. The…
  • 3.0
    Union Bank N.A. – New York, NY
    Est. Salary $165k-$317k
    6 days ago 6d
    Global Head of Anti-Bribery and Corruption position, reporting into the Chief Compliance Officer for the Americas & Head of Global… controls and processes. The Global ABC Function, led by the Global Head of ABC, establishes global ABC policies, advises on their implementation…
  • 3.1
    Union Bank – New York, NY
    Est. Salary $137k-$269k
    NEW
    identification, resolution, and, as appropriate, escalation to the Global Head of Financial Crime of AML-related issues. Oversee execution… and resourcing needs for regional and local financial crime organizations. Oversee and approve regional AML remediation plans,…
  • 3.5
    CitiGroup – New York, NY
    NEW
    Technology, Sanctions, and Consent Order and other enforcement action compliance. Actively supports and drives the Internal Audit… global reporting. Key stakeholders include the Head of Global Retail Banking, Head of US Retail Banking, and the CEO of CitiHoldings…
  • 3.0
    Mitsubishi UFJ Financial Group – New York, NY
    Est. Salary $179k-$344k
    6 days ago 6d
    Global Head of Anti-Bribery and Corruption position, reporting into the Chief Compliance Officer for the Americas & Head of Global… controls and processes. The Global ABC Function, led by the Global Head of ABC, establishes global ABC policies, advises on their implementation…
  • 2.9
    CitiMortgage – New York, NY
    NEW
    Technology, Sanctions, and Consent Order and other enforcement action compliance. Actively supports and drives the Internal Audit… global reporting. Key stakeholders include the Head of Global Retail Banking, Head of US Retail Banking, and the CEO of CitiHoldings…
  • 3.0
    Union Bank N.A. – New York, NY
    Est. Salary $165k-$317k
    6 days ago 6d
    trusted financial group. Job Summary: The Global Head of Anti-Money Laundering (AML) will be responsible for ensuring… identification, resolution, and, as appropriate, escalation to the Global Head of Financial Crime of AML-related issues. Oversee execution…
  • 3.6
    Credit Suisse – New York, NY
    Est. Salary $110k-$188k
    8 days ago 8d
    -Fraud Compliance Officer will lead the Anti-Fraud compliance team in New York, under the supervision of the Global Head of Anti-Fraud… and legislative developments and enforcement trends; and Participating in, and leading, regional/global coordination calls and…
  • 3.9
    City of Yonkers – Yonkers, NY
    9 days ago 9d
    of Parking & Code Enforcement Officer. OPEN-COMPETITIVE: EITHER A. Graduation from a regionally accredited or New York… PARKING & CODE ENFORCEMENT SUPERVISOR OPEN-COMPETITIVE EXAM #68-530 PROMOTIONAL EXAM #71-907 EXAMINATION DATE: OCTOBER…
  • 3.0
    Mitsubishi UFJ Financial Group – New York, NY
    Est. Salary $179k-$344k
    6 days ago 6d
    trusted financial group. Job Summary: The Global Head of Anti-Money Laundering (AML) will be responsible for ensuring… identification, resolution, and, as appropriate, escalation to the Global Head of Financial Crime of AML-related issues. Oversee execution…
  • 3.5
    Citi – New York, NY
    Est. Salary $145k-$196k
    6 days ago 6d
    Technology, Sanctions, and Consent Orders and other enforcement action compliance. Actively supports and drives the Internal Audit… strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of audit matters…
  • 2.9
    QBE – New York, NY
    8 days ago 8d
    workflows globally, onshore and at GSSC and enforce process consistency between all regions, driving IT implementation of business… the underwriting framework, agency and regulatory bodies Compliance with minimum criteria required by clients to meet their industry…
  • 3.4
    Citibank – New York, NY
    Est. Salary $117k-$159k
    6 days ago 6d
    Technology, Sanctions, and Consent Orders and other enforcement action compliance. Actively supports and drives the Internal Audit… strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of audit matters…
  • 3.4
    Société Générale – New York, NY
    7 days ago 7d
    Participate, as requested, with Senior Workout Officers and the Head of ARM on the development of credit policies and procedures,… / Plus: Experience monitoring, negotiating and/or enforcing loan documents. EDUCATION Required:…
  • 3.6
    J.P. Morgan – Jersey City, NJ
    Est. Salary $127k-$210k
    13 days ago 13d
    Control Room Head J.P. Morgan's Compliance Department is seeking a highly motivated individual to serve as the Global Head of the… program and enforcing the Firm’s information barriers. The position will require working closely with the regional Control Rooms…
  • 3.4
    HSBC Holdings – New York, NY
    27 days ago 27d
    Stakeholders Regional Regulatory Compliance Officers Global Regulatory Compliance Officers Heads of U.S. Compliance Teams… and consistently enforced Role Context This is a critical role within the Regulatory Compliance department. The job…
  • 2.5
    New York Civil Service – New York, NY
    EASY APPLY
    26 days ago 26d
    review with the Director, Code Compliance and Senior Code Manager. Coordinate the work of the region with other groups within DASNY… includes such positions as elected officials, department and agency heads, and all academic personnel in public schools, colleges, and…
  • 3.4
    Citibank – New York, NY
    6 days ago 6d
    Technology, Sanctions, and Consent Order and other enforcement action compliance. Actively supports and drives the Internal… strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of audit matters…
  • 3.4
    HSBC – New York, NY
    30 days ago 30d+
    the Group compliance policy by containing compliance risk in liaison with Global Heads of Compliance, Area Compliance Officers… US / Region. The job-holder leads engagement with relevant regulators and law enforcement agencies within the US / Region. The…
  • 2.5
    New York Civil Service – New York, NY
    EASY APPLY
    26 days ago 26d
    review with the Director, Code Compliance and Senior Code Manager. Coordinate the work of the region with other groups within DASNY… includes such positions as elected officials, department and agency heads, and all academic personnel in public schools, colleges, and…
  • 2.9
    CitiMortgage – New York, NY
    Est. Salary $118k-$159k
    12 days ago 12d
    Technology, Sanctions, and Consent Orders and other enforcement action compliance. Actively supports and drives the Internal… strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of audit matters…
  • 3.5
    Barclays – New York, NY
    Est. Salary $82k-$134k
    21 days ago 21d
    role within Procurement where the role holder will assist the Head of Barclays International Procurement, in ensuring the delivery… and RFB entities. This role will collaborate with the Global Head of Procurement to establish the standards and specifications…
  • 3.5
    Bank of America – New York, NY
    Est. Salary $80k-$124k
    20 days ago 20d
    partnership with the Global and Regional Product teams, collaborate with Regional Trade Heads to execute on focused programs (… Credit, Operations, Compliance, Legal, and Risk partners to drive profitable, responsible growth while enforcing risk discipline/awareness…
  • 3.4
    HSBC Holdings – New York, NY
    14 days ago 14d
    implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business… s Global Standards initiative aims to adopt and enforce the highest compliance standards across HSBC, and in doing so: Strengthen…
  • 3.4
    Citibank – New York, NY
    Est. Salary $58k-$94k
    28 days ago 28d
    representing Citi in dealings with business department heads, legal, compliance and audit with regard to intelligence, fraud and risk… detailed to the Fraud Fusion Cell as well as industry and law enforcement leaders to ensure the needs of the business are met and that…
  • 3.4
    Société Générale – New York, NY
    15 days ago 15d
    accordance with regulatory and bank policies. Keep Head of Asset Restructuring & Recovery Management informed of all… staff members. Participate, as requested, with the Head of ARM and other responsible groups within the divisions on the…
  • 3.4
    Citibank – New York, NY
    Est. Salary $195k-$287k
    27 days ago 27d
    Technology, Sanctions, and Consent Orders and other enforcement action compliance. Actively supports and drives the Internal Audit… strong ability to engage a group of accomplished business unit heads by providing proactive advice on a variety of audit matters…
  • 3.6
    Celgene Corporation – Summit, NJ
    Est. Salary $141k-$223k
    11 days ago 11d
    collaboration and coordination with other regional HCC teams, Legal, Internal Audit, Healthcare Compliance Audit and other relevant functions… that perform HCC compliance investigations and investigations on compliance matters referred by the Compliance and Ethics Committee…
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