Regulatory Compliance Manager Jobs in New York, NY | Glassdoor
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Regulatory Compliance Manager Jobs in New York, NY

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  • 3.1
    Fitch Ratings – New York, NY
    19 days ago 19d
    senior managers throughout the company. Detailed Position Description The Director of Compliance Policies & Regulatory Change… required; law degree a strong plus 10+ years legal, regulatory or compliance experience within or supporting large financial services…
  • StaffRight Associates – New York, NY
    Est. Salary $75k-$124k
    4 days ago 4d
    Regulatory & Compliance Senior Manager/Director There are three different levels of experience needed for my client: Managing… applicable regulatory directives · Advising on and reviewing firm marketing and advertising materials for compliance with the…
  • 4.1
    Memorial Sloan-Kettering – New York, NY
    Est. Salary $108k-$174k
    16 days ago 16d
    investigational drugs, devices, and biologics, the RegulatoryComplianceManager provides guidance and information to MSKCC Investigators… institutional adherence. Directs the daily operations and regulatorycompliance of the Center’s Investigational New Drug Office.…
  • 3.5
    Wells Fargo – New York, NY
    Est. Salary $60k-$94k
    8 days ago 8d
    years of compliance and regulatory systems experience 3+ years of equity markets experience 3+ years of compliance and controls… understanding of capital markets: regulatory environment Knowledge and understanding of regulatorycompliance requirements surrounding…
  • 3.5
    Wells Fargo – New York, NY
    Est. Salary $59k-$100k
    14 days ago 14d
    with an emphasis on regulatory review, regulatorycompliance governance, compliance risk management, compliance baseline management… monitoring of compliance baselines, and action plans to ensure sustained compliance. Ensuring regulatorycompliance management process…
  • 3.3
    XL Catlin – New York, NY
    NEW
    across the region. (2) RegulatoryCompliance Services Senior Manager - The RegulatoryCompliance Services (“RCS”) team provides… Insurance Compliance & Regulatory operations. This team is a part of XL Catlin’s North American Compliance & Regulatory Department…
  • 4.1
    Memorial Sloan Kettering – New York, NY
    Est. Salary $107k-$172k
    15 days ago 15d
    investigational drugs, devices, and biologics, the RegulatoryComplianceManager provides guidance and information to MSKCC Investigators… institutional adherence. Directs the daily operations and regulatorycompliance of the Center’s Investigational New Drug Office.…
  • 4.4
    Linium Recruiting – New York, NY
    19 days ago 19d
    Investment Bank/Broker Dealer, is seeking a VP, Bank RegulatoryCompliance Day to day responsibilities include but not limited… Requirements: Data management, project management, Bank regulatory, bank examination, bank operations Bachelors of Science…
  • 1.4
    Jewish Community Project – New York, NY
    EASY APPLY
    Est. Salary $38k-$68k
    NEW
    facility. Prepare and manage preventive maintenance plans. Ensure compliance with all regulatory requirements, and that all… as Facilities Manager to oversee many of the facility operations functions throughout the organization. The Manager will be responsible…
  • 3.4
    Anthem – New York, NY
    8 days ago 8d
    Company. RegulatoryCompliance Consultant *Location: 9 Pine Street, New York, NY The RegulatoryCompliance Consultant… BA/BS in a related field, 3-5 years of compliance auditing and monitoring, regulatory or legal experience; or any combination…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    NEW
    Legal function, which manages legal risk, and the Compliance function, which managescompliance and regulatory risk. Summary The… Description The Americas Legal and Compliance Division (ALCD) manages legal and compliance risk in the United States for Mizuho…
  • 3.5
    Wells Fargo – New York, NY
    Est. Salary $77k-$123k
    16 days ago 16d
    Operational Risk Manager 5 - EIT RegulatoryCompliance Management will have accountability for regulatorycompliance management and… EIT RegulatoryCompliance Operational Risk Manager will include: Plan: Ensure strategic EIT RegulatoryCompliance direction…
  • Stash – New York, NY
    Est. Salary $64k-$125k
    NEW
    where investors are as diverse as our world. As a ComplianceManager, youll collaborate with our marketing team to promote… defense with regard to the accuracy of content. The ComplianceManager will make certain Stash complies with all federal and…
  • 3.8
    EY – New York, NY
    Est. Salary $97k-$160k
    9 days ago 9d
    EY experience lasts a lifetime. In a world where regulatorycompliance has never been more important, our clients look to us… management, and their wider stakeholders. As a Regulatory Transformation Senior Manager, you will help clients with building strategies…
  • 3.9
    Protiviti – New York, NY
    9 days ago 9d
    place. JOB REQUISITION New York Risk & Compliance - Regulatory Senior Manager LOCATION NEW YORK CITY ADDITIONAL LOCATION… capacity to clients in resolving regulatory enforcement actions or remediating known compliance deficiencies. Qualifications:…
  • 4.0
    Dixon Hughes Goodman – New York, NY
    NEW
    Auto req ID 3277BR Title Senior Consultant, RegulatoryCompliance, Risk Advisory DHG Introduction DHG ranks among the top… effective compliance controls including policies, procedures, and processes. •Monitors, interprets and communicates regulatory changes…
  • 3.8
    Investment Technology Group – New York, NY
    Est. Salary $65k-$97k
    14 days ago 14d
    framework to promote compliance awareness and encourage issue escalation. Manage all aspects of the Firm’s regulatory inquiry responses… a dynamic and detail-oriented Regulatory Affairs Compliance Officer to join our Global Compliance team. Investors around the…
  • 3.3
    Commonfund – New York, NY
    Est. Salary $72k-$131k
    9 days ago 9d
    applicable regulatorycompliance requirements. Primary responsibilities include the following: Assist the Chief Compliance Officer… legal and/or regulatory developments. Assist the Chief Compliance Officer and other members of the compliance team in conducting…
  • 5.0
    Capital Markets Placement – New York, NY
    NEW
    team focuses on business topics such as AML, Trade Compliance, Regulatory Reporting and Fraud. Within Healthcare the team is focused… Science, Business Administration, Statistics Mathematics, RegulatoryCompliance, Science, Technology, Engineering & Mathematics and/…
  • 3.4
    HSBC Holdings – New York, NY
    NEW
    and reporting of all significant regulatorycompliance breaches or gaps. Represents Compliance function as a member of various… through the Compliance Integrity Committee. Ensures HSS Americas is aligned to regulatory requirements, the Compliance FIM, HNAH…
  • 3.4
    Société Générale – New York, NY
    Est. Salary $81k-$143k
    16 days ago 16d
    Manage implementation of Compliance Exam Management functionalities within Bwise GRC Tool Manageregulatory examinations… Responsibilities include, but are not limited to: Regulatory Relations Manage and coordinate the bank examination process for…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $108k-$167k
    26 days ago 26d
    significant cross-border regulation, the RegulatoryCompliance – Americas Group in Compliance drives the centralized identification… control function, the Compliance Department seeks to managecompliance risk and deepen the culture of compliance at Deutsche Bank through…
  • 3.0
    VISITING NURSE SERVICE OF NEW YORK – New York, NY
    5 days ago 5d
    State Medicaid regulatory data submissions preferred. Experience with highly regulated operational processes, regulatory data submissions… maintains a standing inventory of data validation procedures for regulatory reporting, and oversees that these procedures are executed…
  • 3.8
    Capital One – New York, NY
    15 days ago 15d
    for good. Manager- Derivatives Compliance Advisor Title: Derivatives Compliance Advisor Level: Manager Job Description… over regulatory requirements and line of business monitoring. Providing effective challenge and guidance on compliance risks…
  • 3.5
    Bloomberg – New York, NY
    Est. Salary $124k-$186k
    NEW
    subject matter expert for Regulatory and Compliance related concerns in the OMS, overseeing all Compliance, Limits and Controls deliverables… particular, our Compliance solution interacts with them Understand challenges in the industry related to Regulatory initiatives…
  • 3.9
    NYU Langone Health – New York, NY
    8 days ago 8d
    individualized/group training sessions to ensure regulatorycompliance with regulatory requirements, federal guidance, and institutional… to join our team as a Manager-Research Regulatory. Reporting to the Director of Research Regulatory Services in the Office…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    Est. Salary $118k-$186k
    22 days ago 22d
    Legal function, which manages legal risk, and the Compliance function, which managescompliance and regulatory risk. Summary… the OFAC regulatory environment Understanding of the requirements of NYS DF5 Part 504 Ability to: Manage multiple projects…
  • 3.3
    OppenheimerFunds – New York, NY
    EASY APPLY
    Est. Salary $126k-$195k
    7 days ago 7d
    Internal Audit to identify compliance risks and managecompliance testing priorities Improve, maintain and support ongoing testing… cornerstone of our compliance program and growth strategy. We are looking for a hands-on, results-oriented manager who can effectively…
  • 3.5
    Bank of America – New York, NY
    Est. Salary $74k-$120k
    Today 9hr
    Required Skills: Minimum 7 years compliance or municipal securities regulatory experience with a Municipal broker dealer… Description: The ComplianceManager is responsible for engaging in activities to contribute to the independent compliance oversight of…
  • 3.8
    Goldman Sachs – New York, NY
    NEW
    in! Compliance, Regulatory Practice Group, Associate/Vice President Compliance, Regulatory Practice Group, Associate… of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended…
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