Senior Associate Compliance Jobs in New York, NY | Glassdoor

Senior Associate Compliance Jobs in New York, NY

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  • 3.3
    GroupM – New York, NY
    13 days ago 13d
    candidate will join the growing regional Compliance team, leading the SOX and Compliance activities across different markets in… procedures * Liaising and working with Global Compliance * Ad hoc compliance activities * Building and maintaining strong…
  • 3.2
    Intercontinental Exchange – New York, NY
    Est. Salary $62k-$109k
    5 days ago 5d
    technology environment and compliance with SEC Regulation SCI. Essential The Senior IT Compliance Associate is expected to have… identify, measure, monitor and control IT risks. The Senior Compliance Associate will help provide the framework, processes, tools…
  • 2.9
    ICE – New York, NY
    Est. Salary $56k-$102k
    4 days ago 4d
    technology environment and compliance with SEC Regulation SCI. Essential ? The Senior IT Compliance Associate is expected to have… identify, measure, monitor and control?IT risks. The Senior Compliance Associate will help provide the framework, processes, tools…
  • 3.4
    HSBC – New York, NY
    Est. Salary $87k-$152k
    1 days ago 12hr
    summaries on compliance with assigned regulation(s), regulatory requirements, and/or compliance risks for senior management, and… matter expertise. * Escalates any compliance issues to appropriate business and senior management through designated escalation…
  • 3.6
    Moody's Analytics – New York, NY
    Est. Salary $73k-$126k
    21 days ago 21d
    interact with senior management. At least three years of compliance and/or audit experience focusing on compliance-related activities… documentation for compliance with internal policies and procedures. Work with Rating Groups and Operations senior management to develop…
  • 3.8
    KPMG International – New York, NY
    13 days ago 13d
    KPMG is currently seeking a Senior Associate in Forensic - Regulatory Enforcement & Compliance for our KPMG Risk Consulting practice… direction and training to associates Qualifications: A minimum of three years of AML compliance or corporate intelligence,…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    14 days ago 14d
    individuals, and organizations with tax strategy, planning, and compliance, while also delivering a wide range of business advisory services… borders are growing rapidly and are becoming much more complex. Compliance with the differing requirements of multiple overlapping tax…
  • 3.4
    Bank of America – New York, NY
    Est. Salary $70k-$115k
    1 days ago 19hr
    of the firms Global Compliance Policy. This senior compliance officer will lead a team of compliance officers to: Provide… America Compliance Department works with the various lines of businesses, but is separate and independent. Compliance is responsible…
  • 3.4
    Selby Jennings – New York, NY
    5 days ago 5d
    Managers, Head Trader, Senior Analysts and Investors Requirements * College degree * Extensive CLO compliance reporting experience… Managers, Head Trader, Senior Analysts and Investors Back-up for Loan Settlements Operations Associate * Trade Settlements…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    Est. Salary $97k-$155k
    3 days ago 3d
    management and performance of their business, with a focus in compliance management, business continuity, risk and governance, and… and risk management principals, - Security planning and compliance requirements, - Continuity of operations planning, and/or…
  • 3.4
    HSBC – New York, NY
    Est. Salary $58k-$107k
    2 days ago 2d
    significant compliance issues and trends to business unit senior management, HNAH Compliance management and Group Compliance. * May… significant compliance issues and trends to business unit senior management, HNAH Compliance management and Group Compliance. * Provides…
  • 3.4
    Ares Management – New York, NY
    12 days ago 12d
    recommendations to business unit personnel to promote compliance; o Provide compliance advice and guidance to the firm’s global investor… education for other Compliance personnel as well as business unit personnel; o Participate in Compliance Department initiatives…
  • 3.2
    Society for Worldwide Interbank Financial Telecommunication SCRL – New York, NY
    Est. Salary $22k-$34k
    14 days ago 14d
    with the SWIFT2020 Strategy and under the supervision of more senior Commercial Managers, you will manage relationships with small… ownership of identified opportunities till closing. Assist more senior Commercial Managers in the development of plans for small to…
  • 3.8
    KPMG US – New York, NY
    Est. Salary $74k-$115k
    1 days ago 12hr
    seeking a Senior Associate to join our Business Tax Services practice. Responsibilities: Provide tax compliance and advisory… Business Title: Senior Associate Requisition Number: 64967 Function: Tax Services Area of Interest: Business Tax Services…
  • 2.9
    Mitsubishi UFJ Financial Group – New York, NY
    Est. Salary $73k-$106k
    7 days ago 7d
    ’s most trusted financial group. The Senior IT Auditor - AML & Compliance Technology position is a staff role within the… function. It reports to a VP, Audit Manager or a Director, Senior Audit Manager. The position is primarily responsible for completing…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    Est. Salary $82k-$108k
    14 days ago 14d
    individuals, and organizations with tax strategy, planning, and compliance, while also delivering a wide range of business advisory services…
  • 3.3
    NYC Criminal Justice Agency – New York, NY
    Est. Salary $38k-$74k
    17 days ago 17d
    negotiations, contract compliance and the grievance process A critical undertaking for the new Associate Director for Operations… 230 employees, city-wide. POSITION HIGHLIGHTS This is a senior leadership position, directing multiple aspects of the agencys…
  • 3.0
    CitiMortgage – New York, NY
    Est. Salary $75k-$134k
    4 days ago 4d
    available to all. The position is for a Fixed Income Senior Compliance Officer within Citi's Institutional Client Group (ICG)… approvals and interpretation of internal compliance policies; • Draft compliance policies and procedures; • Assist with…
  • 3.4
    Citibank – New York, NY
    Est. Salary $84k-$150k
    3 days ago 3d
    available to all. The position is for a Fixed Income Senior Compliance Officer within Citi's Institutional Client Group (ICG)… transactional approvals and interpretation of internal compliance policies; • Draft compliance policies and procedures; • Assist with regulatory…
  • 3.2
    Springer Nature – New York, NY
    1 days ago 15hr
    interests beyond, and who can think on their feet. The Associate/Senior Editor role at Nature Communications is ideal for researchers… encouraged to apply and will potentially be considered for Senior Editor positions. Applicants should include a resume…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    Est. Salary $77k-$123k
    18 days ago 18d
    individuals, and organizations with tax strategy, planning, and compliance, while also delivering a wide range of business advisory services… transaction. PwCâs expertise in HR strategy, plan design, compliance, and communication helps companies address and resolve the…
  • 3.5
    Citi – New York, NY
    Est. Salary $108k-$189k
    3 days ago 3d
    available to all. The position is for a Fixed Income Senior Compliance Officer within Citi's Institutional Client Group (ICG)… transactional approvals and interpretation of internal compliance policies; • Draft compliance policies and procedures; • Assist with regulatory…
  • 3.4
    Selby Jennings – New York, NY
    Est. Salary $40k-$72k
    22 days ago 22d
    , Head Trader, Senior Analysts and Investors Requirements: * College degree * Extensive CLO compliance reporting experience… Managers, Head Trader, Senior Analysts and Investors Back-up for Loan Settlements Operations Associate: * Trade Settlements…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $88k-$138k
    11 days ago 11d
    ResponsibilitiesGSAM Compliance is seeking a senior level legal and/or compliance professional to join the US Regulatory Compliance Group within… of Directors on Compliance-related issues; and for assisting with managing the compliance analysts and associates in the Group.…
  • 3.3
    Hospital for Joint Diseases – New York, NY
    Est. Salary $61k-$101k
    15 days ago 15d
    as a Senior Compliance Specialist. Position Summary: The Senior Compliance Specialist will assist the Associate Director… billing regulations and/or standards. Assists Associate Director with compliance training initiatives including coordinating training…
  • 3.8
    NYU Langone Medical Center – New York, NY
    Est. Salary $58k-$97k
    15 days ago 15d
    as a Senior Compliance Specialist. Position Summary: The Senior Compliance Specialist will assist the Associate Director… billing regulations and/or standards. Assists Associate Director with compliance training initiatives including coordinating training…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    Est. Salary $82k-$108k
    19 days ago 19d
    individuals, and organizations with tax strategy, planning, and compliance, while also delivering a wide range of business advisory services… of the Bar Knowledge Preferred: Working knowledge of tax compliance and consulting services for the real estate industry. Working…
  • 3.2
    Springer Nature – New York, NY
    1 days ago 15hr
    encouraged to apply and will potentially be considered for Senior Editor positions. The successful candidates will report… following EEO Is The Law Poster: http://www.dol.gov/ofccp/regs/compliance/posters/pdf/eeopost.pdf. Springer Nature is a leading…
  • 3.4
    HSBC – New York, NY
    5 days ago 5d
    Regulatory Compliance Officers * Global Regulatory Compliance Officers * Heads of U.S. Compliance Teams * Senior U.S. Executive… areas of Regulatory Compliance from a banking perspective, including regulatory aspects. Interact with senior management within…
  • 3.8
    PricewaterhouseCoopers LLC – New York, NY
    Est. Salary $60k-$91k
    19 days ago 19d
    individuals, and organizations with tax strategy, planning, and compliance, while also delivering a wide range of business advisory services… local tax laws, including multi-state income tax planning, compliance, preparing returns, income tax accounting, controversies,…
  • 3.4
    Citibank – New York, NY
    Est. Salary $118k-$185k
    12 days ago 12d
    environment for key stakeholders including the Board of Directors, senior management and Citis numerous regulators globally. Internal… control culture of Citigroup worldwide and thereby support senior management decision making around the globe. This role directs…
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