Senior Compliance Analyst Jobs in New York, NY | Glassdoor
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Senior Compliance Analyst Jobs in New York, NY

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  • 3.3
    Citibank – New York, NY
    Est. Salary $86k-$125k
    28 days ago 28d
    surveillance should function and analysts will contribute to this effort, working closely with a senior analyst and may conduct data analysis… , by escalating matters as necessary and will work with senior analysts on the team who will provide guidance.…
  • 3.8
    Goldman Sachs – New York, NY
    18 days ago 18d
    Board of Directors on Compliance-related issues; and for assisting with managing the compliance analysts and associates in the… ResponsibilitiesGSAM Compliance is seeking a senior level legal and/or compliance professional to join the US Regulatory Compliance Group within…
  • 3.3
    Brown Brothers Harriman – New York, NY
    Est. Salary $62k-$92k
    6 days ago 6d
    The Core Compliance Sr. Analyst is responsible for providing support to the Head of Core Compliance relating to key Core… and implementing enhancements to Core Compliance functions, preparation of Compliance senior management reporting, and collection…
  • 3.3
    Common Ground – New York, NY
    12 days ago 12d
    The Senior Analyst, Leasing & Compliance position serves as a quality assurance analyst for the department. S/he also identifies… mapping for Leasing & Compliance and identify efficiencies within the process. Participate in Leasing & Compliance team meetings and…
  • 3.6
    Coach – New York, NY
    6 days ago 6d
    Job Title: Senior Analyst, Transfer Pricing Position Description: Coach was founded in 1941 as a family-run workshop, and… in-house transfer pricing compliance documentation Management of global transfer pricing compliance calendar Benchmarking for…
  • 3.1
    Ross Stores – New York, NY
    Est. Salary $53k-$81k
    10 days ago 10d
    Buying Office Jobs Sr. Analyst, Compliance Sr. Analyst, Compliance Job Company:… www.rossstores.com www.ddsdiscounts.com About this job: The Senior Analyst position serves as a key interface between Merchants, Direct…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $105k-$150k
    18 days ago 18d
    consumer banking? We’re looking for a Compliance Analyst to join our Consumer Compliance Team. You would use your skills, ideas… regarding key compliance risk indicators • Conduct analyses of data to identify risks and root causes for Senior Management…
  • 3.4
    DBRS – New York, NY
    Est. Salary $55k-$86k
    14 days ago 14d
    other financial institutions. The analyst’s primary responsibility will be to support lead analysts in managing their portfolios including… DBRS is seeking a full-time, Financial Analyst to join its Global Financial Institutions Group in the New York Office. The successful…
  • 3.4
    New York City Department of Education . – New York, NY
    13 days ago 13d
    applied need not re-apply) Position Summary: The Compliance Services Analyst will establish quality performance standards and… accomplish this goal, the Office of Compliance Services (OCS) will promote and monitor compliance with applicable laws, rules and…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $86k-$124k
    2 days ago 2d
    Research ) The group works closely with Compliance Senior Management, Compliance Officers, Business and Technology organizations… understanding compliance key-risks from compliance officers ▪ Identifying potential gaps and additional compliance risk scenarios…
  • 3.7
    Aston Carter – New York, NY
    5 days ago 5d
    and reporting required for day to day business activities and senior management. This role requires excellent communication, interpersonal… and reporting required for day to day business activities and senior management. This role requires excellent communication, interpersonal…
  • 3.3
    McGraw Hill Financial – New York, NY
    Est. Salary $62k-$93k
    22 days ago 22d
    Description The Compliance Analyst within Ratings Compliance has a broad range of responsibilities supporting the Compliance department… reports for compliance senior management •Coordinate with colleagues across regions to ensure consistency •Assist compliance officers…
  • 3.3
    Citibank – New York, NY
    Est. Salary $86k-$125k
    5 days ago 5d
    market-related rules. The Compliance testing position will support the Compliance Testing Manager or Senior Control Officer in executing… those key controls, reports the results to Compliance, the Business and other senior managers, and monitors to confirm that corrective…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    Est. Salary $110k-$162k
    6 days ago 6d
    enterprise. We are looking for an experienced Operational Risk Analyst to join our team to help design and deploy a common ORM framework… ORM framework Aggregate risk data for regional reporting to senior management risk governance forums Review Risk Control Self-…
  • 3.3
    Lloyds Banking Group – New York, NY
    20 days ago 20d
    pitch-books Monitor compliance by associated persons with FINRA licensing requirements and compliance with ongoing continuing… knowledge of regulatory compliance, control frameworks and securties markets. Fixed income compliance experience a plus, working…
  • 3.3
    Citibank – Jersey City, NJ
    Est. Salary $83k-$147k
    18 days ago 18d
    communicate at all levels. The Senior Compliance Officer will lead a small team of analysts and be responsible for producing… stakeholders from business, operations and Compliance functions. The Senior Compliance Officer will: Build partnerships throughout…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $166k-$231k
    10 days ago 10d
    application workflow, and liaise with Technology and business analysts to execute on defined strategy. Basic Qualifications• 8+… drive change • Confidence in expressing a point of view with senior management • Ability to forge strong relationships with colleagues…
  • 3.5
    Showtime Networks – New York, NY
    Est. Salary $47k-$67k
    25 days ago 25d
    (C) Provide support to Affiliate Finance, Legal, Sales and Senior Management personnel in the contract management process so potential… integrity. Communicate timely audit results to the Account Team, Senior Management and the MVPD’s. Manage the settlement / collection…
  • 3.8
    21st Century Fox – New York, NY
    18 days ago 18d
    specific monthly, quarterly and ad-hoc reporting requests by senior management. (4) Special projects such as identifying process… Stations. This includes: (1) Assist in Sarbanes-Oxley Compliance activities relative to Internal Controls over financial reporting…
  • 3.1
    S&P Global – New York, NY
    Est. Salary $68k-$102k
    23 days ago 23d
    Description The Compliance Analyst within Ratings Compliance has a broad range of responsibilities supporting the Compliance department… reports for compliance senior management •Coordinate with colleagues across regions to ensure consistency •Assist compliance officers…
  • 3.2
    Capco – New York, NY
    Est. Salary $119k-$164k
    17 days ago 17d
    story: a challenging and rewarding role as a Capco Business Analyst. A Word About Us Capco – Forming the Future of Finance Capco… multiple sources, reconcile variances and recommend proposals to senior management and key stakeholders. Professional experience is…
  • 3.9
    Columbia University – New York, NY
    30+ days ago 30d+
    Reporting to the Assistant Director, Code Compliance the Senior Analyst will oversee, manage and be responsible for ensuring that… the required code compliance for Morningside Campus, Bakerfield, and Manhattanville Campus. The Senior Analyst will manage and…
  • 3.1
    S&P Global Ratings – New York, NY
    Est. Salary $66k-$99k
    23 days ago 23d
    Description The Compliance Analyst within Ratings Compliance has a broad range of responsibilities supporting the Compliance department… reports for compliance senior management •Coordinate with colleagues across regions to ensure consistency •Assist compliance officers…
  • 3.3
    Intercontinental Exchange, Inc. – New York, NY
    Est. Salary $63k-$110k
    13 days ago 13d
    technology environment and compliance with SEC Regulation SCI. Essential The Senior IT Compliance Associate is expected to… software testing/quality assurance, trading systems compliance, or a business analyst function. Core Values Result Driven Drive…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $81k-$117k
    21 days ago 21d
    surveillance should function and analysts will contribute to this effort, working closely with a senior analyst and may conduct data analysis… , by escalating matters as necessary and will work with senior analysts on the team who will provide guidance.…
  • 4.6
    MJ Boyd Consulting – New York, NY
    4 days ago 4d
    Overview Summary: The Compliance Analyst will be responsible for maintaining the Branch’s Compliance Program and functioning… regulations to ensure compliance. Perform Compliance Risk Assessments and review results with executive and senior management. Respond…
  • 2.0
    Optimer Pharmaceuticals, Inc. – Jersey City, NJ
    Est. Salary $64k-$102k
    4 days ago 4d
    Compliance Analyst The Compliance Analyst reports to the Senior Director of Compliance and provides overall support to Optimer… reporting and monitoring The Compliance Analyst is also responsible for a variety of additional compliance-related activities including…
  • 3.6
    Sony – New York, NY
    Est. Salary $43k-$68k
    3 days ago 3d
    America (SCA) is seeking a Risk & Compliance Analyst to assist with the company’s risk and compliance management activities, including… approval by relevant stakeholders and senior management Coordinate development of compliance training courses with external vendors…
  • 4.6
    Russell Tobin – New York, NY
    1 days ago 1d
    merger activity Interact daily with Senior Management, Legal, and Pole & Territory Compliance on counterparty risks and matters… related risks Synthesize findings and report cases/files to senior management, partners and committee members for effective assessment…
  • 3.5
    Page Group – Jersey City, NJ
    Est. Salary $54k-$83k
    13 days ago 13d
    , you will be reporting directly into the Director of the Compliance team. Whereas the typical reporting structure is into a Manager… into the Director. My client just re-vamped their Wholesale Compliance procedures and is looking to give a high-level, deserving…
  • 3.1
    HedgeServ Corp. – New York, NY
    19 days ago 19d
    candidate must be able to collaborate with architects, developers, analysts, testers and various parties to perform security assessment… testing teams Provide expert-level guidance to security analysts, testers and development teams during application security…
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