Senior Compliance Officer Jobs in New York, NY | Glassdoor
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Senior Compliance Officer Jobs in New York, NY

491 Jobs

  • 3.0
    VOYA – New York, NY
    $84k-$122k(Glassdoor est.)
    5 days ago 5d
    the VP of Compliance and CCO. Review client guidelines and corresponding account coding in the portfolio compliance system.… portfolio surveillance to ensure that the firm maintains compliance with client guidelines and regulatory requirements. The position…
  • 5.0
    Vatic Labs – New York, NY
    $62k-$91k(Glassdoor est.)
    NEW
    continued growth and evolution of our firm, we are seeking a ComplianceOfficer to help us navigate the global regulatory environment.… maintain, and update compliance policies and procedures. Conduct employee training with respect to the compliance program. Coordinates…
  • 3.5
    Outcome Health – New York, NY
    $92k-$133k(Glassdoor est.)
    NEW
    in the world. WHO ARE YOU As Outcome Healths SeniorComplianceOfficer for Business Operations you will provide input to… systems enable compliance with internal policies and enhance compliance reporting. Produce reports to senior management documenting…
  • 3.7
    Morgan Stanley – New York, NY
    $95k-$137k(Glassdoor est.)
    NEW
    The Senior Data Analytics Officer is part of Bank Group Compliance (BGC), which supports the Consumer Compliance Advice and Guidance… mortgage, consumer lending, credit card products and bank compliance-related regulations associated with these products; Ability…
  • 3.6
    Bloomberg – New York, NY
    $98k-$141k(Glassdoor est.)
    NEW
    report into the SeniorComplianceOfficer responsible for Sanctions and Anti-Bribery / Anti-Corruption Compliance. We'll Trust… report into the SeniorComplianceOfficer responsible for Sanctions and Anti-Bribery / Anti-Corruption Compliance. We'll Trust…
  • 3.5
    UBS – New York, NY
    $87k-$127k(Glassdoor est.)
    27 days ago 27d
    drafting and reviewing compliance policies and procedures and developing and delivering in-person compliance training? We are looking… business units regarding compliance and regulatory obligations work closely with colleagues in Compliance & Operational Risk Control…
  • 3.1
    Mizuho Corporate Bank – New York, NY
    $113k-$179k(Glassdoor est.)
    HOT
    business areas. Provide and present final reports to senior management and Compliance Committee, as applicable Track and manage issues… Employee will report directly to the Bank’s Sanctions Officer and will work to strengthen the bank's OFAC/Sanctions program through…
  • 3.4
    McGraw-Hill Financial – New York, NY
    $74k-$109k(Glassdoor est.)
    HOT
    Covering ComplianceOfficer (RCCO) and, at times, the Chief ComplianceOfficer (North America) on significant compliance matters… JobDescription : Position Description The Role: The ComplianceOfficer is based in New York and responsible for supporting the…
  • 3.7
    Nomura Holdings – New York, NY
    $100k-$143k(Glassdoor est.)
    4 days ago 4d
    Job title: AML ComplianceOfficer VP Corporate Title: Vice President Department: Compliance Location: New… overview: The Americas Compliance Department assists in the administration of Nomura’s compliance programs for the Americas…
  • 3.4
    Citibank – New York, NY
    $95k-$137k(Glassdoor est.)
    19 days ago 19d
    Citi Commercial Bank-CMO/Markets SeniorComplianceOfficer (the "CCB SeniorComplianceOfficer") is responsible for the design… . The CCB SeniorComplianceOfficer will report to the Global Head of CCB Compliance and will join the CCB Compliance team responsible…
  • 3.6
    Invesco – New York, NY
    $71k-$105k(Glassdoor est.)
    24 days ago 24d
    institutional investors. The ComplianceOfficer will be a member of the Advisory Compliance team focusing on senior loans. The candidate… trading platform; Work closely with SeniorCompliance Manager to prepare daily compliance oversight packages including broker…
  • 3.6
    Credit Suisse – New York, NY
    4 days ago 4d
    line/product compliance; Communicating review results clearly and succinctly with senior management in Compliance, Legal the… responsible for Compliance reviews in the Americas region, and will report to the Head of the Asset Management Compliance Review team…
  • 3.7
    ITG – New York, NY
    $64k-$95k(Glassdoor est.)
    NEW
    and detail-oriented Regulatory Affairs ComplianceOfficer to join our Global Compliance team. Investors around the world receive… the world. WE'LL TRUST YOU TO: Provide senior broker-dealer compliance coverage for the Firm's U.S. Execution Services…
  • 3.6
    Citi – Long Island City, NY
    $120k-$172k(Glassdoor est.)
    4 days ago 4d
    Citi Commercial Bank-CMO/Markets SeniorComplianceOfficer (the "CCB SeniorComplianceOfficer") is responsible for the design… . The CCB SeniorComplianceOfficer will report to the Global Head of CCB Compliance and will join the CCB Compliance team responsible…
  • 3.2
    Birch Family Services – New York, NY
    $75k-$110k(Glassdoor est.)
    20 days ago 20d
    direction of the Chief Executive Officer, the ComplianceOfficer oversees the Agency Compliance Program, functioning as an independent… on matters relating to compliance. The ComplianceOfficer together with the Agency Compliance Committee, are authorized to implement…
  • 3.4
    Citibank – New York, NY
    $95k-$137k(Glassdoor est.)
    10 days ago 10d
    widely available to all. Based in New York, the SVP ComplianceOfficer reports to the Head of Program Management for the Ethics… Office and ultimately to the Citi Chief Ethics Officer within Global Compliance. This position will be responsible for preparing…
  • 3.3
    S&P Global – New York, NY
    $78k-$114k(Glassdoor est.)
    HOT
    Ratings’ compliance with regulations, Codes of Conduct and compliance policies and procedures. The ComplianceOfficer in this… JobDescription : Position Description The Role: ComplianceOfficerCompliance Examinations The Location: 55 Water Street…
  • 3.4
    Societe Generale – New York, NY
    $89k-$129k(Glassdoor est.)
    NEW
    hire an Investment Banking Advisory ComplianceOfficer who will assume primary compliance coverage responsibility for all IB business… Procedures and Compliance Alerts annually and as needed Plan and coordinate training plans and schedules with senior business management…
  • 4.7
    MJ Boyd Consulting – New York, NY
    EASY APPLY
    25 days ago 25d
    related to compliance matters, as requested. Ensure timely reporting to senior management and the Chief ComplianceOfficer of Head… Act. Semi-annual Compliance Report to the Chief ComplianceOfficer of Head Office. Quarterly EPS Compliance Report to Head Office…
  • 4.0
    Page Group – New York, NY
    $64k-$95k(Glassdoor est.)
    15 days ago 15d
    My client's OFAC Compliance team is responsible for all AML, BSA, USA PATRIOT Act, and OFAC/Sanctions compliance for the US operations… the technical Sanctions Compliance resource for special projects in support of the US Sanctions Compliance program. Handle various…
  • 3.4
    Citibank – Jersey City, NJ
    $95k-$137k(Glassdoor est.)
    NEW
    metrics programs, adhering to the Global Compliance Testing standards, in order to provide senior management with comprehensive end-to-end… reviews for the Corporate Compliance Group testing program. Complete key projects as assigned by the Compliance Testing Management…
  • 3.1
    The Bank of New York Mellon – New York, NY
    $49k-$73k(Glassdoor est.)
    6 days ago 6d
    manage small team of Compliance Analysts. Will have contact withoutside regulators, government officials, and senior Business Unit managers… and Compliance provide risk and compliance services across all BNY Mellon businesses. Organizationally, Risk and Compliance includes…
  • 3.6
    Citi – Jersey City, NJ
    $120k-$172k(Glassdoor est.)
    NEW
    metrics programs, adhering to the Global Compliance Testing standards, in order to provide senior management with comprehensive end-to-end… reviews for the Corporate Compliance Group testing program. Complete key projects as assigned by the Compliance Testing Management…
  • 3.1
    S&P Global Ratings – New York, NY
    $78k-$114k(Glassdoor est.)
    15 days ago 15d
    Ratings’ compliance with regulations, Codes of Conduct and compliance policies and procedures. The ComplianceOfficer in this… Position Description The Role: ComplianceOfficerCompliance Examinations The Location: 55 Water Street, New York,…
  • 3.4
    Citibank – Jersey City, NJ
    $95k-$137k(Glassdoor est.)
    1 days ago 1d
    priorities are essential. • The ability to communicate to the senior executive level and to combine strategic thinking with focused… ,Jersey City Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee…
  • 3.7
    Investment Technology Group – New York, NY
    $61k-$101k(Glassdoor est.)
    NEW
    ITG is looking for an outgoing, experienced ComplianceOfficer to join our Compliance team. Investors around the world receive… geographic mobility Direct exposure to the decision makers and senior leaders on all sides of the business The energetic dynamism…
  • 4.4
    Linium Recruiting – New York, NY
    $78k-$114k(Glassdoor est.)
    26 days ago 26d
    Bank/Broker Dealer, is seeking a FX & Emerging Markets ComplianceOfficer Responsibilities: Provide real-time advisory… projects with Global and Regional Compliance team members Be able to represent the Compliance department on business lead working…
  • 3.6
    Citi – Jersey City, NJ
    $120k-$172k(Glassdoor est.)
    1 days ago 1d
    priorities are essential. The ability to communicate to the senior executive level and to combine strategic thinking with focused… ,Jersey City Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee…
  • 3.4
    McGraw-Hill Financial – New York, NY
    $74k-$109k(Glassdoor est.)
    30+ days ago 30d+
    Ratings' compliance with regulations, Codes of Conduct and compliance policies and procedures. The ComplianceOfficer in this… : Position Description The Role: ComplianceOfficerCompliance Examinations The Location: 55 Water Street…
  • 3.5
    TIAA – New York, NY
    15 days ago 15d
    including complex complaint matters and senior investor issues. Provide compliance support in regulatory examinations and inquiries… The position will also assist with other compliance initiatives for the RFS Compliance team related to supporting regulatory examinations…
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