Vice President Compliance Officer Jobs in New York, NY | Glassdoor

Vice President Compliance Officer Jobs in New York, NY

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  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $99k-$157k
    3 days ago 3d
    Global Wealth Management (GWM) Compliance is looking for a Compliance Manager to oversee the investment advisory activities… business. Identify compliance-related risks and measure the sufficiency of controls while providing compliance advice on a routine…
  • 3.4
    Citibank – Long Island City, NY
    Est. Salary $119k-$185k
    11 days ago 11d
    ,Jersey City Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee… Monitoring Risk Management Policy and Framework. -Partner with Compliance and Business partners to understand the associated AML risks…
  • 3.4
    Celgene Corporation – Summit, NJ
    Est. Salary $168k-$289k
    3 days ago 3d
    position and reports directly to Celgenes Senior Vice President and Chief Compliance Officer (CCO). It requires a strategic mindset, high… with other Global Compliance Sub-Groups (Compliance Audit and Inspection, Corporate Compliance, Compliance Operations, International…
  • 3.5
    CitiGroup – Long Island City, NY
    Est. Salary $144k-$245k
    10 days ago 10d
    Citi’s Global Monitoring Risk Mangement & Policy Team develops, maintains, and implements enterprise wide standards and…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $136k-$235k
    20 days ago 20d
    Summary & ResponsibilitiesThe role of the Divisional Compliance Officer is to articulate and maintain the standards of conduct… regulatory and legal liability and risk to reputation. Divisional Compliance provides coverage support to the Division’s functional (including…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $122k-$216k
    9 days ago 9d
    Description: Citi’s Global AML Monitoring Team develops, maintains, and implements enterprise wide standards and…
  • 2.9
    Cantor Fitzgerald – New York, NY
    Est. Salary $64k-$111k
    30+ days ago 30d+
    experience in Financial Crime, to support and work with CF&Co compliance function through the implementation and on-going review of… corruption. Key Responsibilities The role will assist the VP AML Compliance develop and strengthen the process to promote best practice…
  • 3.5
    CITI – Long Island City, NY
    Est. Salary $90k-$140k
    11 days ago 11d
    ,Jersey City Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee… Monitoring Risk Management Policy and Framework. -Partner with Compliance and Business partners to understand the associated AML risks…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $136k-$235k
    18 days ago 18d
    manipulation Role Description This is Compliance Officer role within the Strats Compliance team to cover Cash Equities Electronic… organization to provide Compliance support for Cash Equities Electronic Trading businesses. • Provide compliance advice to business…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $104k-$182k
    24 days ago 24d
    Corporate Title: Vice President Functional Title: Emerging Markets Compliance Officer Location: 60 Wall Street… Deutsche Bank’s New York office. The Emerging Markets compliance officer will provide sales, trading and structuring support to the…
  • 3.4
    Citibank – Long Island City, NY
    Est. Salary $133k-$227k
    10 days ago 10d
    ,Jersey City Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee…
  • 3.5
    CitiGroup – Jersey City, NJ
    Est. Salary $72k-$111k
    9 days ago 9d
    Description: Citi’s Global AML Monitoring Team develops, maintains, and implements enterprise wide standards and…
  • 3.6
    JPMorgan Chase & Co – Jersey City, NJ
    8 days ago 8d
    audience population Manage schedule of launches Update the Compliance Life Cycle tool after each launch Troubleshoot issues Provide… internal and external requests for information relating to compliance training metrics and escalation reporting Effectively partner…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $66k-$115k
    6 days ago 6d
    Emerging Markets Compliance Officer Corporate Title: Assistant Vice President Group: Markets Compliance Job Location… Deutsche Bank’s New York office. The Emerging Markets compliance officer will provide sales, trading and structuring support to…
  • 3.6
    New York Life – New York, NY
    Est. Salary $113k-$189k
    16 days ago 16d
    the Chief Compliance Officer of the Investments Group and will be responsible for all aspects of the advisers compliance programs… Chief Compliance Officer will serve as a strong steward for the firm who will interface with senior management on compliance matters…
  • 3.5
    CitiGroup – Long Island City, NY
    Est. Salary $130k-$222k
    12 days ago 12d
    across the M&I functions, and in close coordination with AML Compliance Risk Management and Business partners globally to establish… inconsistencies and ensure they are udpated, as required, and in compliance with Citi Policy Standards -Present development activities…
  • 3.4
    Deutsche Bank – New York, NY
    6 days ago 6d
    Compliance Testing Officer – Volcker Rule (Vice President) Overview: Deutsche Bank’s Compliance Testing team… other. Compliance At Deutsche Bank, good compliance is everybody’s responsibility. The Compliance department’s core…
  • 3.4
    Citibank – Long Island City, NY
    Est. Salary $116k-$199k
    11 days ago 11d
    ,Jersey City Education: Bachelor's Degree Job Function: Compliance and Control Schedule: Full-time Shift: Day Job Employee… across the M&I functions, and in close coordination with AML Compliance Risk Management and Business partners globally to establish…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $136k-$235k
    18 days ago 18d
    Securities-Based Lending Compliance Officer is to build and promote a strong compliance program that ensures ongoing compliance with regulations… The Compliance Officer will work closely with colleagues in GS Bank Compliance and Bank Holding Company Compliance to execute…
  • 3.6
    JPMorgan Chase & Co – New York, NY
    Est. Salary $99k-$157k
    30+ days ago 30d+
    business. Identify compliance-related risks and measure the sufficiency of controls while providing compliance advice on a routine… horizontal compliance functions Qualifications Qualifications 5+ years of registered investment adviser compliance/legal experience…
  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $134k-$210k
    25 days ago 25d
    www.jpmorganchase.com. The Compliance Department is looking for an Equity Compliance Officer who will be responsible for:… business management to maintain, enhance and develop relevant compliance related policies and procedures. · Identifying and delivering…
  • 3.4
    Chase – Jersey City, NJ
    19 days ago 19d
    The Global Compliance Analytics and Training Support Officer will be a member of the Global Compliance Training team and… the firm's compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by…
  • 3.4
    HSBC – New York, NY
    Est. Salary $111k-$183k
    24 days ago 24d
    containing compliance risk in liaison with the Head of Group Compliance, Global Business Compliance Officer, Area Compliance Officer… appropriate action. To discharge the (Compliance Officer) accountabilities set out in the Compliance Officer Handbook by pro-actively assisting…
  • 3.6
    Hackensack University Medical Center – Hackensack, NJ
    Est. Salary $90k-$125k
    4 days ago 4d
    and administrative guidance. 3. With the Vice President, Chief Compliance Officer, develops and implements an annual collaborative… degree of compliance with established policies, procedures, and external regulations. 1. With the Vice President, Chief Compliance…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $104k-$182k
    6 days ago 6d
    Infrastructure Compliance Officer Corporate Title: Vice President Location: 60 Wall Street The Infrastructure Compliance Officer… Enterprise Risk, Market Risk, Operational Risk, and Treasury. The Officer should have in depth knowledge of applicable bank regulations…
  • 3.1
    The Compliance Search Group, LLC – New York, NY
    Est. Salary $126k-$211k
    8 days ago 8d
    Emerging Markets Compliance Officer. The Compliance Officer will be responsible for supporting the compliance program for the Emerging… the company---s New York office. The Emerging Markets compliance officer will provide sales, trading and structuring support to…
  • 4.8
    Linium Recruiting – New York, NY
    Est. Salary $107k-$229k
    12 days ago 12d
    Bank/Broker Dealer, is seeking an VP, Emerging Markets Compliance Officer Responsibilities: Provide real-time advisory services… projects with Global and Regional Compliance team members Be able to represent the Compliance department on business lead working…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $104k-$182k
    6 days ago 6d
    Infrastructure Compliance Officer - VP Location: NY - 60 Wall Street Infrastructure Compliance Officer - VP The Infrastructure… Infrastructure Compliance Officer shall be responsible for providing day to day Compliance advice to all Risk areas including,…
  • 3.1
    ALCOA – New York, NY
    Est. Salary $58k-$87k
    6 days ago 6d
    schedule for the Vice President, Chief Ethics and Compliance Officer and the Director of Global Trade Compliance, with some responsibility… support for the Vice President, Chief Ethics and Compliance Officer, the Director of Global Trade Compliance and other personnel…
  • 3.3
    TCW – New York, NY
    Est. Salary $131k-$225k
    17 days ago 17d
    Overview: The Senior Vice President Compliance Officer reports to the firm’s Chief Compliance Officer and will be responsible… responsible for assisting with a variety of compliance tasks including testing of compliance policies and procedures; and conducting due…
Job Title Location Employer Salary
Corporate Compliance - Institutional Wealth Compliance Officer - Vice President New York, NY J.P. Morgan $99k-$157k
Vice President-AML Compliance Officer- AML Monitoring - Monitoring Risk Management and Policy Long Island City, NY Citibank $119k-$185k
Vice President and US Healthcare Compliance Officer (HCCO) Summit, NJ Celgene Corporation $168k-$289k
Senior Vice President-Senior Compliance Officer-AML Monitoring & Investigation- Monitoring Risk Management & Risk Assessment Long Island City, NY CitiGroup $144k-$245k
Compliance, Securities Divisional Compliance Officer, Vice President New York, NY Goldman Sachs $136k-$235k
Senior Vice President-Senior AML Compliance Officer- AML Monitoring Markets Jersey City, NJ Citibank $122k-$216k
Assistant Vice President, AML Compliance Officer New York, NY Cantor Fitzgerald $64k-$111k
Vice President-AML Compliance Officer- AML Monitoring - Monitoring Risk Management and Policy Long Island City, NY CITI $90k-$140k
Compliance, Cash Equities Electronic Trading Compliance Officer, Vice President New York, NY Goldman Sachs $136k-$235k
Emerging Markets Compliance Officer - Vice President New York, NY Deutsche Bank $104k-$182k
Senior Vice President-Senior Compliance Officer-AML Monitoring & Investigation- Monitoring Risk Management & Risk Assessment Long Island City, NY Citibank $133k-$227k
Senior Vice President-Senior AML Compliance Officer- AML Monitoring Markets Jersey City, NJ CitiGroup $72k-$111k
Global Compliance Analytics and Training Support Officer Vice President Jersey City, NJ JPMorgan Chase & Co $65k-$95k
Emerging Markets Compliance Officer - Assistant Vice President New York, NY Deutsche Bank $66k-$115k
Chief Compliance Officer, Corporate Vice President New York, NY New York Life $113k-$189k
Vice President-AML Compliance Officer- AML Monitoring & Investigation- Monitoring Risk Management Policy and Standards Long Island City, NY CitiGroup $130k-$222k
Compliance Testing Officer – Volcker Rule (Vice President) New York, NY Deutsche Bank $104k-$182k
Vice President-AML Compliance Officer- AML Monitoring & Investigation- Monitoring Risk Management Policy and Standards Long Island City, NY Citibank $116k-$199k
GS Bank USA Lending Compliance Officer, Bank Holding Company Compliance, Vice President New York, NY Goldman Sachs $136k-$235k
Institutional Wealth Compliance Officer - Vice President New York, NY JPMorgan Chase & Co $99k-$157k
Corporate Compliance - Equities Compliance Officer - Associate/Vice President New York, NY J.P. Morgan $134k-$210k
Global Compliance Analytics and Training Support Officer – Vice President Jersey City, NJ Chase $69k-$99k
VP Senior Manager Local Compliance Officer - Swap Dealer - Advisory New York, NY HSBC $111k-$183k
Director, Corporate Compliance Hackensack, NJ Hackensack University Medical Center $90k-$125k
Compliance - Infrastructure Compliance Officer - VP New York, NY Deutsche Bank $104k-$182k
Emerging Markets Compliance Officer, VP New York, NY The Compliance Search Group, LLC $126k-$211k
VP, Emerging Markets Compliance Officer New York, NY Linium Recruiting $107k-$229k
Infrastructure Compliance Officer - VP New York, NY Deutsche Bank $104k-$182k
Executive Assistant New York, NY ALCOA $58k-$87k
SVP Compliance Officer New York, NY TCW $131k-$225k
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