Vice President Compliance Officer Jobs in New York, NY | Glassdoor
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Vice President Compliance Officer Jobs in New York, NY

156 Jobs

  • 3.4
    BNP Paribas – New York, NY
    Today 1hr
    processes. Position overview: The On-Site Controls Officer will support GFS U.S. On-Site Controls by leading and managing… the direction of a Director of GFS U.S. On-Site Controls. The Officer will be expected to perform work to a high degree of proficiency…
  • 3.7
    JPMorgan Chase & Co – New York, NY
    Est. Salary $112k-$160k
    NEW
    to JPMC’s institutional businesses Representing privacy compliance on LOB projects. Conducting training and communication activities… Participating in special projects as needed to support the compliance agenda Qualifications QUALIFICATIONS Knowledge of U.…
  • 3.5
    NYCEDC – New York, NY
    Est. Salary $116k-$198k
    NEW
    Duties and Responsibilities: Work with the Chief Marketing Officer to establish, monitor and evolve (as necessary and appropriate… innovation to ensure NYCEDCs design leadership Work to maintain compliance with NYCEDC corporate identity standards throughout the company…
  • 3.3
    Deutsche Bank – New York, NY
    Est. Salary $109k-$156k
    5 days ago 5d
    Corporate Title: VicePresident Functional Title: Emerging Markets ComplianceOfficer Location: 60 Wall Street… Deutsche Bank’s New York office. The Emerging Markets complianceofficer will provide sales, trading and structuring support to the…
  • 2.9
    ArchCare – New York, NY
    Est. Salary $95k-$168k
    NEW
    integrated network of services. Reporting to the President & Chief Executive Officer, this position provides medical oversight, expertise… The Chief Medical Officer is a key member of the senior management team and leads the overall clinical vision for ArchCare by…
  • 3.4
    HSBC Holdings – New York, NY
    NEW
    Business ComplianceOfficer, Area ComplianceOfficer or Local ComplianceOfficer, ensuring adequate compliance resources and training… Group compliance policy by containing compliance risk in liaison with Global Head of Compliance, Global ComplianceOfficer, Area…
  • 3.7
    J.P. Morgan – New York, NY
    Today 5hr
    Firmwide Fiduciary and Conflicts of Interest Compliance, and the Chief ComplianceOfficer of Asset & Wealth Management. Key… Experience and/ or knowledge of Compliance Risk Assessment, Compliance testing, and/or Compliance monitoring Experience in strategic…
  • New York, NY
    4 days ago 4d
    Job ID: 3139242 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2016-09-14 Location: New York, United…
  • 3.9
    Goldman Sachs – Jersey City, NJ
    NEW
    Executive Director/Senior ComplianceOfficer responsible for leading the global vendor management compliance programme. The Vendor… an opportunity to work in the Compliance team that provides dedicated enterprise wide Compliance support reporting into the London…
  • 3.4
    HSBC Holdings – New York, NY
    NEW
    Business ComplianceOfficer, Area ComplianceOfficer or Local ComplianceOfficer, ensuring adequate compliance resources and training… implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business…
  • 3.7
    JPMorgan Chase & Co – New York, NY
    NEW
    and drive engagement with key functions including Legal, Compliance, Risk, and Business to understand impact to the business and… Qualifications 6 years controls management, legal and compliance, management consulting, or equivalent experience in complex…
  • 3.9
    Goldman Sachs – New York, NY
    Est. Salary $116k-$166k
    8 days ago 8d
    Compliance, Cash Equities Electronic Trading ComplianceOfficer, VicePresident - New York Compliance, Cash Equities… CenterCompliance, Cash Equities Electronic Trading ComplianceOfficer, VicePresident - New York…
  • 3.4
    BNP Paribas – New York, NY
    7 days ago 7d
    (“GFS U.S.”) is a department within the BNP Paribas Group Compliance function. GFS U.S. is responsible for the overall supervision… created in June 2014, results from the transfer of sanctions compliance from the Group Financial Security in Paris to the newly-established…
  • 2.8
    Cantor Fitzgerald – New York, NY
    Est. Salary $49k-$73k
    14 days ago 14d
    Fitzgerald: Assistant VicePresident, AML ComplianceOfficer The Firm is looking for an AML ComplianceOfficer (AVP) with extensive… Responsibilities Participate as an active member of the Firm’s AML Compliance team Focus on improving the Firm’s transaction monitoring…
  • 3.2
    Stroz Friedberg – New York, NY
    7 days ago 7d
    Job Title: VicePresident Department: Enterprise Sales Reports to: Regional Sales Leader Why Stroz Friedberg, an Aon company… Aon capitalize on the growing cybersecurity market. The VicePresident, Enterprise Sales will report directly to the Regional Sales…
  • 3.7
    J.P. Morgan – New York, NY
    Est. Salary $112k-$160k
    5 days ago 5d
    policies and regulations. Reporting to the Regional Privacy Officer, the role involves working with business partners to ensure… part of the Compliance team supporting the North America Corporate & Investment Bank business, ensuring compliance with data privacy…
  • 3.4
    BNP Paribas – New York, NY
    Est. Salary $116k-$153k
    NEW
    Offre précédente RMB Operation Clerk/Officer Offre suivante VicePresident - Internal Auditor Ces autres offres… Responsibilities: BNP Paribas is seeking a candidate for a VicePresident position in its Inspection Générale - North America Hub…
  • 3.4
    HSBC Holdings – New York, NY
    6 days ago 6d
    Officer, Area ComplianceOfficer or Local ComplianceOfficer, ensuring adequate compliance resources and training, fostering a compliance… business to identify, evaluate, and mitigate compliance risk. Discharges the ComplianceOfficer accountabilities by pro-actively assisting…
  • 2.9
    Hudson's Bay Company – New York, NY
    Est. Salary $156k-$251k
    4 days ago 4d
    The VicePresident of Corporate Communications is a leadership role within Communications reporting to the Chief Communications… imagination and fun. Major Responsibilities The VicePresident, Corporate Communications is responsible for leading externally-facing…
  • 3.5
    New York Life – New York, NY
    NEW
    requirements. May also be involved in agent compensation, compliance and budgetary issues. Manage the real estate process… knowledge of the Company and internal processes, such as compliance, contracting, budgetary Good people, communication and supervisory…
  • 3.9
    Goldman Sachs – New York, NY
    Est. Salary $116k-$166k
    28 days ago 28d
    manipulation Role Description This is ComplianceOfficer role within the Strats Compliance team to cover Cash Equities Electronic… organization to provide Compliance support for Cash Equities Electronic Trading businesses. Provide compliance advice to business…
  • 3.7
    J.P. Morgan – New York, NY
    5 days ago 5d
    Firm’s Compliance Department is looking for a qualified complianceofficer and/or attorney to serve as a compliance manager… Qualifications Attorney or complianceofficer with a minimum 4 years of alternative investments compliance/legal experience at a…
  • 3.8
    Ultimate Medical Academy – New York, NY
    EASY APPLY
    Est. Salary $65k-$91k
    8 days ago 8d
    in supporting the VicePresident of Finance and the Chief Financial Officer, in the areas of tax compliance, internal control… communicates compliance requirements to students and other staff as appropriate and quickly escalates any compliance concerns to…
  • 3.7
    Morgan Stanley – New York, NY
    Est. Salary $141k-$229k
    5 days ago 5d
    Job Description: This VicePresident position will report to the Field Operations Program Officer and work closely with other… miscellaneous project management tasks as directed by the Program Officer. Responsibilities: Lead the coordination of efforts…
  • 3.7
    J.P. Morgan – New York, NY
    4 days ago 4d
    regulators Qualifications: Complianceofficer or attorney with a minimum 7 years of compliance/legal experience at a major law… candidates for a Compliance Manager position within the Wealth Management (WM) Compliance Department. Compliance professionals with…
  • 3.3
    Deutsche Bank – New York, NY
    Est. Salary $46k-$83k
    4 days ago 4d
    Business Advisor Corporate Title: VicePresident Location: New York DB Compliance is seeking to hire a highly motivated… Compliance At Deutsche Bank, good compliance is everybody’s responsibility. The Compliance department’s core…
  • 3.7
    Morgan Stanley – New York, NY
    Est. Salary $100k-$137k
    5 days ago 5d
    credit risk exposures on a regular basis to the Chief Risk Officer and senior management. CRM also interacts with business units… requests to minimize risk. -Track and monitor counterparty compliance in accordance with contractual terms and Firm limits. -Monitor…
  • 3.3
    Deutsche Bank – New York, NY
    Est. Salary $109k-$156k
    7 days ago 7d
    clients. Electronic Trading ComplianceOfficer Title: Assistant VicePresident The Candidate should have working… Compliance At Deutsche Bank, good compliance is everybody’s responsibility. The Compliance department’s core functions…
  • 3.4
    BNP Paribas – New York, NY
    4 days ago 4d
    Assistant VicePresident On-Site Controls Analyst US-NY-New York Standard / Permanent Assistant VicePresident - On-Site… On-Site Controls Officer US-NY-New York Standard / Permanent IFS Compliance Team Leader: Alerts Filtering B2 Level (M/F)…
  • 3.4
    HSBC Holdings – New York, NY
    7 days ago 7d
    Business ComplianceOfficer, Area ComplianceOfficer or Local ComplianceOfficer, ensuring adequate compliance resources and training… implement the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, Global Business…
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