Vice President Compliance Jobs in Newark, NJ | Glassdoor

Vice President Compliance Jobs in Newark, NJ

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  • 3.7
    The Blackstone Group – New York, NY
    Est. Salary $117k-$181k
    2 days ago 2d
    Portfolio Compliance Vice President Job Description: BAAM is seeking a senior compliance professional to oversee compliance for… Compliance Vice President - BAAM Employer: Blackstone Firm Overview: Blackstone is one of the world's leading investment…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $98k-$169k
    4 days ago 4d
    Investigations. Functional Title: AVP AFC Compliance Officer Department Name: AFC Compliance / Special Investigations Units Job Context… General overview of position): Support overall AFC Central Compliance functions. Primary responsibilities are related to support…
  • 3.6
    J.P. Morgan – New York, NY
    18 days ago 18d
    coordinating messages and setting business expectations Ensure compliance of project and development activities with audit and risk… challenging environment Financial Services Regulatory and/or Compliance/AML experience a plus Strong PC Skills including Microsoft…
  • Locke Careers – New York, NY
    1 days ago 1d
    trading / broker-dealer compliance experience is a requirement; additional business, operations, or compliance experience is a plus… trading / securities compliance experience and will prepare the candidate for CCO or similar senior compliance career opportunity…
  • 2.5
    Rabobank, N.A. – New York, NY
    Est. Salary $55k-$102k
    6 days ago 6d
    Context of Job: The AML Compliance Department is part of Compliance, NAW. This group provides compliance advisory and support services… Canada and Mexico have local compliance officers (who are part of North America Wholesale Compliance), they do not have local expertise…
  • 4.5
    Green Key Resources – New York, NY
    15 days ago 15d
    related metrics Identify aggregate, report and escalate compliance risks Execute governance and management routines Assist… exams and audits Escalate regulatory relations concerns to Compliance Executive Qualifications Bachelor’s degree…
  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $93k-$150k
    4 days ago 4d
    www.jpmorganchase.com. The Compliance cross-LOB Fiduciary team is responsible for developing the Compliance Program (seven core practices… with the Compliance LOB Fiduciary Advisors to ensure consistency across the Program. The team supports the Chief Compliance Officer…
  • 4.8
    The Bachrach Group – New York, NY
    6 days ago 6d
    for a COMPLIANCE ATTORNEY to work the following: ---> Provide Legal Risk Analysis in relation to Various Risk & Compliance Issues… RESUME, ASAP, in confidence, to ---> steven@bachrachgroup.com COMPLIANCE ATTORNEY... Global, NY-based Law Firm.. Midtown Manhattan…
  • 3.4
    Deutsche Bank – New York, NY
    Est. Salary $98k-$169k
    4 days ago 4d
    The Sanctions Compliance Officer, Investigations, primarily investigates and reviews payment messages which entail potential… concerns. The investigations officer will assist in maintaining compliance with OFAC and EU sanctions regulations and internal DB policies…
  • 4.5
    Green Key Resources – New York, NY
    21 days ago 21d
    Job ID: 34378 Job Description Administration of compliance team's performance of high exposure file vetting Progress… degree from an accredited university 10+ years AML/KYC compliance, audit, and/or regulatory experience Proficient with AML…
  • Bey – New York, NY
    Est. Salary $53k-$105k
    1 days ago 1d
    DEALER Responsibilities: • Aids SVP, Chief Compliance Officer and management on compliance and supervisory matters • Help develop,… various types of risk, including compliance and operational risk • Conduct reviews to assess compliance and operational risks, develop…
  • 3.6
    J.P. Morgan – New York, NY
    Est. Salary $100k-$160k
    24 days ago 24d
    The Firm’s Compliance Department is looking for a qualified compliance officer/attorney to serve as a compliance manager in J.P… Act"). The Compliance officer will be responsible for building and maintaining compliance programs; managing compliance related issues…
  • 4.5
    Green Key Resources – New York, NY
    17 days ago 17d
    within Compliance to develop trade surveillance reports and assist with internal inquiries Conduct ongoing compliance risk assessments… projects with Global and Regional Compliance team members Be able to characterize the Compliance department on business lead working…
  • 3.5
    Macquarie Group – New York, NY
    Est. Salary $85k-$155k
    16 days ago 16d
    This business-aligned compliance role is part of the Risk Management Group (RMG) and will support three business divisions within… Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $84k-$150k
    8 days ago 8d
    available to all. The position is for a Senior Vice President in TTS Compliance-Cash supporting Citigroups TTS Cash business. This… drafting submissions for Compliance reporting purposes, having knowledge of a wide-breadth of Compliance and Legal policies and…
  • 3.6
    JPMorgan Chase & Co – Jersey City, NJ
    30+ days ago 30d+
    audience population Manage schedule of launches Update the Compliance Life Cycle tool after each launch Troubleshoot issues Provide… internal and external requests for information relating to compliance training metrics and escalation reporting Effectively partner…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $108k-$189k
    8 days ago 8d
    available to all. The position is for a Senior Vice President in TTS Compliance-Cash supporting Citigroups TTS Cash business. This… drafting submissions for Compliance reporting purposes, having knowledge of a wide-breadth of Compliance and Legal policies and…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $108k-$189k
    9 days ago 9d
    for the Corporate Compliance Group testing program. - Complete key projects as assigned by the Compliance Testing Management… opportunities within the Compliance Testing team; or a lateral move or promotional opportunity into a Compliance Advisory role; movement…
  • 3.8
    RBC – Jersey City, NJ
    Est. Salary $70k-$127k
    7 days ago 7d
    What is the opportunity? As an Anti-Money Laundering Compliance Officer you will be primarily responsible for the day-to-day… Prior financial services regulatory, operations or compliance experience Strong research, writing and analytic skills…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $191k-$297k
    8 days ago 8d
    Citi Wealth Asia and CPII, and will work with the Regional compliance and supervisory teams to implement globally consistent programs… candidate will have a Bachelor's degree and 10+ years of Compliance experience in a retail brokerage business that extends across…
  • 3.4
    Chase – Jersey City, NJ
    Est. Salary $67k-$108k
    9 days ago 9d
    Banking (CCB) Compliance plays a critical role in the successful execution of the firm’s Compliance mission. The Compliance function… functions to provide expertise on regulatory compliance matters. The Compliance function also develops and maintains practices…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $108k-$189k
    9 days ago 9d
    and compliance as the primary platform for Global Commercial Bank products outside the US. • Liaise with other compliance, risk… years Commercial Banking experience in a compliance /regulatory setting (AML compliance preferred) • Ability to interact in a geographically…
  • 3.6
    JPMorgan Chase & Co – New York, NY
    Est. Salary $106k-$172k
    30+ days ago 30d+
    identify compliance risks and potential enhancements. Aid in the design of training and awareness programs to support compliance with… Assist in providing compliance and regulatory guidance to North America CIB Operations supporting back-office and middle-office…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $191k-$297k
    8 days ago 8d
    Client Group Compliance Strategy and Planning team, this Senior Compliance Officer will lead highly-visible ICG Compliance projects… Management of global compliance programs, including the Compliance Annual Risk Assessment and the Annual Compliance Plan Development…
  • 3.0
    BNY Mellon – New York, NY
    Est. Salary $47k-$88k
    7 days ago 7d
    · At least 4-6 years of compliance or related experience. JD, CPA or CFA a plus. · Previous compliance experience working for a… · Analyze Fund Service Providers’ Compliance Programs: o Perform reviews of Service Provider policies and procedures (20%) o…
  • 3.6
    JPMorgan Chase & Co. – Jersey City, NJ
    Est. Salary $57k-$95k
    2 days ago 2d
    with Risk & Controls objectives. RISK & COMPLIANCE * Partner with Compliance, Risk and Audit andTechnology Controls to ensure… responsibility for Risk and Controls, Cyber andregulatory compliance. This positionwill include partnering with the CS organization…
  • 3.5
    Cushman & Wakefield – New York, NY
    Est. Salary $84k-$139k
    5 days ago 5d
    professional for the role of Compliance Director, Americas within Cushman & Wakefield’s global Ethics and Compliance Group. This is a senior… Cushman & Wakefield’s Chief Ethics and Compliance Officer and leading a team of compliance professionals who work with a diverse…
  • 3.4
    Citibank – Jersey City, NJ
    Est. Salary $84k-$150k
    8 days ago 8d
    division of the Citi's Corporate Compliance Group (CCG), is responsible for the Global Compliance Metrics program and makes key contributions… stakeholders from business, operations and Compliance functions. The Senior Compliance Officer will: Build partnerships throughout…
  • 3.5
    Citi – Jersey City, NJ
    Est. Salary $108k-$189k
    8 days ago 8d
    division of the Citi's Corporate Compliance Group (CCG), is responsible for the Global Compliance Metrics program and makes key contributions… stakeholders from business, operations and Compliance functions. The Senior Compliance Officer will: Build partnerships throughout…
  • 4.8
    Linium Recruiting – New York, NY
    Est. Salary $59k-$131k
    3 days ago 3d
    Our client, a major Investment Bank is looking for a Compliance professional to support the Regulatory Change and Implementation… controls to enhance the effectiveness of the Volcker Rule Compliance Program; Design and provide advice on building associated…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $75k-$135k
    7 days ago 7d
    Job Summary & ResponsibilitiesThe role of the Divisional Compliance Officer is to articulate and maintain the standards of conduct… regulatory and legal liability and risk to reputation. Divisional Compliance provides coverage support to the Division’s functional (including…
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