Job Type
Date Posted
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Distance

Registered Brokerage Associate Jobs

153Jobs

  • 3.5
    Wells Fargo – Salt Lake City, UT
    $29k-$47k(Glassdoor est.)
    4 days ago 4d
    Knowledge and understanding of brokerage functions support Knowledge and understanding of brokerage or administrative support… comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, insurance…
  • 3.2
    Ameritas Life Insurance Corp – Lincoln, NE
    NEW
    Job Title: Brokerage Operations & Trading Associate Location: Ameritas Investment Corp-NELK5 Area of Interest:… Ameritas Investments Corp (AIC) is seeking a Brokerage Operations & Trading Associate to drive the business by establishing and maintaining…
  • 4.6
    Russell Tobin Associates – Dallas, TX
    10 days ago 10d
    Respond to customer and registered representative inquiries related to the servicing of client brokerage accounts. Must be willing… information to create for brokerage(AdvisorOne), MainStay, non-proprietary, general agency new business. The associate must ensure the application…
  • 3.6
    First Republic Bank – Los Angeles, CA
    5 days ago 5d
    to 3 years of financial services experience at a brokerage firm or registered investment advisor/manager preferred New accounts… to 3 years of financial services experience at a brokerage firm or registered investment advisor/manager preferred New accounts…
  • 3.6
    First Republic Bank – San Francisco, CA
    $50k-$72k(Glassdoor est.)
    HOT
    mail. Place equity, mutual fund and fixed income trades for brokerage clients, process money market movements or account maintenance… mail. Place equity, mutual fund and fixed income trades for brokerage clients, process money market movements or account maintenance…
  • 3.6
    LaSalle Investment Management – New York, NY
    10 days ago 10d
    Position Title Associate, Retail Brokerage Auto Req ID 67182BR Job Description Discuss renewals, relocations and expansions… outstanding documentation, calculating commissions, finalizing brokerage agreements, and putting together all closing docs Manage…
  • 3.7
    JLL – Washington, DC
    NEW
    and the appropriate use of technology systems. Analyst, Brokerage Support Overview: Our Washington, DC Agency Leasing… in order to support quality decision making by clients and brokerage team. It s a great opportunity for someone to contribute to…
  • 3.8
    Commonwealth Financial Network – Waltham, MA
    $23k-$31k(Glassdoor est.)
    16 days ago 16d
    employer that is committed to a diverse workforce. , Brokerage Cashier Job Locations US-MA-Waltham… Commonwealth Financial Network® is the largest privately held Registered Investment Adviser–broker/dealer in the U.S., with offices…
  • 3.7
    JLL – New York, NY
    10 days ago 10d
    Position Title Associate, Retail Brokerage Auto Req ID 67182BR Job Description Discuss renewals, relocations and expansions… outstanding documentation, calculating commissions, finalizing brokerage agreements, and putting together all closing docs Manage…
  • 3.4
    DTG Consulting Solutions – New York, NY
    $29k-$44k(Glassdoor est.)
    26 days ago 26d
    Brokerage Service Associate Service Associates must be able to quickly develop a working knowledge of mutual fund, equity… Respond to customer and registered representative inquiries related to the servicing of client brokerage accounts. Required Qualifications…
  • 3.7
    JLL – New York, NY
    19 days ago 19d
    outstanding documentation, calculating commissions, finalizing brokerage agreements, and putting together all closing docs Manage… estate under asset management. JLL is the brand name, and a registered trademark, of Jones Lang LaSalle Incorporated. For further…
  • 3.5
    TIAA – Charlotte, NC
    $130k-$183k(Glassdoor est.)
    NEW
    understanding of TIAA Brokerage Services operations policies and procedures and a thorough understanding of brokerage products. Build… more information about TIAA, visit our website. Director Brokerage Operations, Services and Support Series 7, 63 required…
  • 4.2
    Eclaro International – Dallas, TX
    23 days ago 23d
    Respond to customer and registered representative inquiries related to the servicing of client brokerage accounts. Processing… Respond to customer and registered representative inquiries related to the servicing of client brokerage accounts. Must be willing…
  • 3.5
    Bank of America – Minneapolis, MN
    $52k-$80k(Glassdoor est.)
    25 days ago 25d
    global leader in wealth management, private banking and retail brokerage. U.S. Trust employs more than 4,100 professionals and maintains… employees engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing…
  • 3.6
    First Republic Bank – New York, NY
    $48k-$69k(Glassdoor est.)
    HOT
    mail Place equity, mutual fund and fixed income trades for brokerage clients, process money market movements or account maintenance… mail Place equity, mutual fund and fixed income trades for brokerage clients, process money market movements or account maintenance…
  • 4.3
    E. J. De La Rosa – Wellesley, MA
    $27k-$39k(Glassdoor est.)
    NEW
    by a principal of Advertising and Graphics. Registered Client Service Associates may highlight a service or product but may not… and terminology. General understanding of the investment brokerage industry and securities regulations. Basic knowledge of…
  • 3.5
    Bank of America – Troy, MI
    $51k-$79k(Glassdoor est.)
    19 days ago 19d
    global leader in wealth management, private banking and retail brokerage. U.S. Trust employs more than 4,100 professionals and maintains… employees engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing…
  • 3.5
    Bank of America – Atlanta, GA
    $51k-$79k(Glassdoor est.)
    21 days ago 21d
    global leader in wealth management, private banking and retail brokerage. U.S. Trust employs more than 4,100 professionals and maintains… employees engaged in residential loan mortgage originations must register with the federal registry system and remain in good standing…
  • 3.5
    TIAA – Charlotte, NC
    NEW
    understanding of TIAA Brokerage Services operations policies and procedures and a thorough understanding of brokerage products. Build… ://www.tiaa.org/public/why-tiaa/who-we-are . Director – Brokerage Operations, Services and Support Series 7, 63 required…
  • 3.8
    Fidelity Investments – Jersey City, NJ
    26 days ago 26d
    Brokerage Trainee – The Operations and Service Group As a self-starter, you have a strong desire to learn and operate in a… Customer-oriented The Purpose of Your Role As a Brokerage Operations Trainee, you will work in Fidelity’s Operations…
  • 3.9
    HighTower Advisors – United States
    $32k-$48k(Glassdoor est.)
    NEW
    forms Open and close client accounts on multiple advisory and brokerage custodial systems Process account maintenance and transaction… Perform back office support tasks for expanding network of registered investment advisors with traditional broker/dealer and investment…
  • 3.8
    Fidelity – Smithfield, RI
    13 days ago 13d
    Part Time Brokerage Operations Representative - 1710295 Do you want to… includes banks and broker dealers in the clearing space and registered investment advisors ("RIA"), professional asset managers,…
  • 3.6
    D.A. Davidson Companies – Seattle, WA
    25 days ago 25d
    and special projects as necessary. Keyword: Registered Fixed Income Associate From: D.A. Davidson Companies… industry and all classes of fixed income securities. 5+ years of brokerage client support experience. Proficient knowledge of FINRA…
  • 3.7
    JLL – Denver, CO
    NEW
    appropriate use of technology systems. The role: As a Brokerage Assistant - Front Desk your role will be to support our local… estate under asset management. JLL is the brand name, and a registered trademark, of Jones Lang LaSalle Incorporated. For further…
  • 3.7
    Morgan Stanley – West Conshohocken, PA
    5 days ago 5d
    clients, their families and foundations. The PWM RegisteredAssociate is a client-facing role. Through a combination of marketing… client-management skills, and market and product knowledge, the PWM RegisteredAssociate partners with team members to address the specific needs…
  • 3.5
    Wells Fargo – Portland, OR
    $31k-$50k(Glassdoor est.)
    NEW
    established products, services and technology. The PCG Registered Client Associate provides sales practice as well as overall administrative… comprehensive planning and advice, investment management, brokerage, private banking, estate planning strategies, trust, insurance…
  • 3.3
    Cetera Financial Group – Boca Raton, FL
    $31k-$45k(Glassdoor est.)
    7 days ago 7d
    Position Title: Operations Associate, Summit Brokerage Services, a part of Cetera Financial Group The Operations Specialist… day operational support to the internal customers of Summit Brokerage Services, a part of Cetera Financial Group in Boca Raton,…
  • 3.3
    Cetera Financial Group – El Segundo, CA
    7 days ago 7d
    Specialists, First Allied Securities, Girard Securities, and Summit Brokerage Services. All firms are members FINRA/SIPC. About Cetera… advisors the benefits of a large, established broker-dealer and registered investment adviser, while serving advisors and institutions…
  • 3.5
    Wells Fargo – Frontenac, MO
    $29k-$47k(Glassdoor est.)
    Today 6hr
    established products, services and technology. The Registered Client Associate provides sales practice as well as overall administrative… ): Wells Fargo Advisors operates the nations third-largest Brokerage business with 15,134 Financial Advisors and 3,883 licensed…
  • 3.9
    Envestnet – Berwyn, PA
    $42k-$65k(Glassdoor est.)
    NEW
    the 50 largest wealth management and brokerage firms, over 500 of the largest Registered Investment Advisers, and hundreds of… follow @ENVintel. Envestnet is currently looking for an associate to join our Institutional Business Development team primarily…
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