Registered Client Associate Jobs | Glassdoor
  • All Jobs (6,325)

Registered Client Associate Jobs

Filters
Filters
  • 2.8
    Scottrade – Saint Louis, MO
    Est. Salary $28k-$39k
    21 days ago 21d
    established guidelines for client accommodations to strengthen client relationships. • Effectively utilize Client Relationship Management… main purpose of this position is to enhance the client experience and build client loyalty by delivering a courteous, knowledgeable…
  • 3.5
    Wells Fargo – Port Huron, MI
    NEW
    may solicit orders from clients, provide investment advice to clients, and cold call potential clients for brokerage accounts,… businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized…
  • 3.5
    D.A. Davidson Companies – Encino, CA
    Est. Salary $43k-$74k
    23 days ago 23d
    regulations. Keyword: Branch Operations Manager, RegisteredClientAssociate From: D.A. Davidson Companies… oral and written. Follow policies and procedures. Maintain client confidentiality. Communicate in a clear and service oriented…
  • 3.8
    Raymond James Financial – Jacksonville, FL
    Est. Salary $39k-$62k
    4 days ago 4d
    existing clients and prospecting for new clients. • Creates and maintains records and files. • Ensures required client paperwork… maintaining and enhancing client relationships while assisting Financial Advisors with efficient, quality client service. Extensive contact…
  • 3.6
    UBS – Mount Laurel, NJ
    Est. Salary $31k-$51k
    NEW
    – keep management systems up-to-date with client information – educate clients on account services and capabilities – help… help with the preparation of reports and other materials for client meetings – collect the right documentation for opening new…
  • 3.5
    Wells Fargo – Westlake Village, Los Angeles, CA
    Est. Salary $33k-$54k
    4 days ago 4d
    may solicit orders from clients, provide investment advice to clients, and cold call potential clients for brokerage accounts,… $1.4 trillion in client assets. Unprecedented choice and flexibility for Financial Advisors and their clients is provided through…
  • 3.6
    UBS – Paramus, NJ
    5 days ago 5d
    – keep management systems up-to-date with client information – educate clients on account services and capabilities – help… possess your Series 7 license and have experience supporting clients? We’re looking for someone like that who can provide operational…
  • 3.8
    RBC – Saint Petersburg, FL
    Est. Salary $30k-$44k
    NEW
    Management has an exciting opportunity for a ClientAssociate/RegisteredClientAssociate within our St. Petersburg branch supporting… assisting clients, researching problems, processing account forms, maintaining account records, and preparing client correspondence…
  • 3.5
    Bank of America – Charlottesville, VA
    NEW
    In addition to any of the ClientAssociate roles (Registered, Partially Registered or Non-Registered), this position may be hired… into any of the Private Wealth Associate roles (Registered, Partially Registered or Non-Registered).…
  • 3.8
    Raymond James Financial – Saint Petersburg, FL
    Est. Salary $38k-$60k
    NEW
    existing clients and prospecting for new clients. Creates and maintains records and files. Ensures required client paperwork… Researches client and security information through the back office system. Processes and follows up on client documentation…
  • 3.8
    RBC – New York, NY
    NEW
    What is the opportunity? As a ClientAssociate/RegisteredClientAssociate with RBC Wealth Management you will be responsible… assisting clients, researching problems, processing account forms, maintaining account records, and preparing client correspondence…
  • 3.5
    Wells Fargo – Essex, CT
    Est. Salary $29k-$47k
    4 days ago 4d
    . The RegisteredClientAssociate provides sales practice as well as overall administrative and operational client service support… with clients and may solicit orders from clients, provide investment advice to clients, and cold call potential clients for brokerage…
  • 3.6
    UBS – Boston, MA
    1 days ago 23hr
    – keep management systems up-to-date with client information – educate clients on account services and capabilities – help… help with the preparation of reports and other materials for client meetings – collect the right documentation for opening new…
  • 3.5
    Bank of America – Hunt Valley, MD
    Today 11hr
    reaching out to the existing Self-Directed client base. It is expected that the associate will be able to transition these calls into… throughout the enterprise and educating clients on Merrill Edge's capabilities Align with client's conversation style to drive better…
  • 3.5
    Wells Fargo – Plano, TX
    Est. Salary $28k-$46k
    NEW
    . The RegisteredClientAssociate provides sales practice as well as overall administrative and operational client service support… with clients and may solicit orders from clients, provide investment advice to clients, and cold call potential clients for brokerage…
  • 3.4
    Citibank – La Canada Flintridge, CA
    Est. Salary $43k-$66k
    18 days ago 18d
    world class customer service where the focus is on client satisfaction and deepening relationships. Job Responsibilities… Efficiently manage inquiries from CWM FAs and Clients for New Account Opening/Asset Transition Strong problem solving and decision…
  • 3.6
    First Republic Bank – San Francisco, CA
    Est. Salary $48k-$69k
    10 days ago 10d
    across Registered Investment (RIA), Broker-Dealer and Trust or team of same and to be the first point of contact for clients or prospects… distribute various client reports and presentations or assist with client events); may be for current clients or prospects. Research…
  • 3.8
    RBC – Miami, FL
    Est. Salary $38k-$60k
    1 days ago 23hr
    Manager/RegisteredClientAssociate role open at RBC Wealth. The Branch Service Manager and RegisteredClientAssociate role have… securities and issuing clients checks, wires and ACHs as requested. You will assist with informing clients about missing paperwork…
  • 3.6
    Ascendo Resources – New York, NY
    1 days ago 21hr
    to manage client contact and service, answering client calls, resolving client issues as well as high touch client support Providing… required. Must be registered or obtain approval for registration with the necessary States where registered representative will…
  • 3.1
    Sentry Insurance – Stevens Point, WI
    Est. Salary $45k-$70k
    22 days ago 22d
    Systems Engineer within our Client Systems Engineering Team. Our team of System Engineers support 5000+ client systems comprised of physical… securing and configuring Windows clients and applications. • Design and improve current client configuration management and automation…
  • 3.8
    Raymond James – Saint Petersburg, FL
    Est. Salary $39k-$62k
    1 days ago 15hr
    existing clients and prospecting for new clients. Creates and maintains records and files. Ensures required client paperwork… Researches client and security information through the back office system. Processes and follows up on client documentation…
  • 3.5
    Wells Fargo – Waltham, MA
    Est. Salary $33k-$53k
    4 days ago 4d
    $1.4 trillion in client assets. Unprecedented choice and flexibility for Financial Advisors and their clients is provided through… operational client service support to assist the business activities of the Financial Advisor(s). May solicit orders from clients, provide…
  • 3.0
    Wedbush Securities – Denver, CO
    Est. Salary $38k-$59k
    4 days ago 4d
    100 offices nationwide. We have an immediate need for a RegisteredClient Services Assistant in our Denver office. Responsibilities… full-service investment banking and brokerage firms. Our Private Client Services Group is home to more than 400 financial advisors throughout…
  • 2.9
    Cetera Financial Group – Denver, CO
    NEW
    Title: Client Support Associate, Cetera Advisors What we need: Cetera Financial Group is currently seeking a Client Support… You will provide support to our clients with the navigation while using various systems associated with the broker-dealer. Maintain…
  • 3.5
    Bank of America – Charlotte, NC
    Est. Salary $32k-$48k
    1 days ago 19hr
    In addition to any of the ClientAssociate roles (Registered, Partially Registered or Non-Registered), this position may be hired… into any of the Private Wealth Associate roles (Registered, Partially Registered or Non-Registered).…
  • 3.5
    Wells Fargo – Saint Louis, MO
    Est. Salary $27k-$44k
    NEW
    businesses build enduring client relationships through sound, thoughtful and objective advice. We help our clients by developing individualized… information to clients; preparing sales packages; ordering supplies; maintaining file system for prospective and existing clients; reviewing…
  • 3.6
    UBS – New York, NY
    Est. Salary $42k-$68k
    1 days ago 23hr
    – keep management systems up-to-date with client information – educate clients on account services and capabilities – help… help with the preparation of reports and other materials for client meetings – collect the right documentation for opening new…
  • 3.5
    Bank of America – Savannah, GA
    1 days ago 12hr
    In addition to any of the ClientAssociate roles (Registered, Partially Registered or Non-Registered), this position may be hired… into any of the Private Wealth Associate roles (Registered, Partially Registered or Non-Registered).…
  • 3.7
    Morgan Stanley – Chicago, IL
    9 days ago 9d
    ultra-high-net-worth clients, their families and foundations. The PWM RegisteredAssociate is a client-facing role. Through… high net worth clients in order to cultivate existing client relationships. The PWM RegisteredAssociate provides ongoing…
  • 3.1
    Russell Investments – Milwaukee, WI
    Est. Salary $42k-$64k
    1 days ago 24hr
    investment products within US Private Client Services. The RegisteredClient Service Associate will be responsible for responding… RegisteredClient Service Associate Role Summary The primary purpose of this position is to be the first point…
Page 1 of 211
Be the first to get new jobs like these: