Regulatory Compliance Officer Jobs | Glassdoor
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Regulatory Compliance Officer Jobs

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  • 3.9
    Bank of Hawaii – Honolulu, HI
    Est. Salary $47k-$95k
    Today 11hr
    updating their respective compliance risk assessments, including identifying and measuring regulatory compliance risks, assessing the… your tomorrow! A day in your life as a Deposit Compliance Officer Under the direction of the Manager, this position is responsible…
  • Neat Capital – Boulder, CO
    EASY APPLY
    Today 4hr
    interesting upside potential. We are looking for a compliance officer with deep knowledge of lending regulations to help in… , and others. Monitoring ongoing regulatory changes and implementing effective compliance controls. Collaborating effectively…
  • 3.5
    Transunion – Crum Lynne, PA
    1 days ago 13hr
    operationalizing new CCS compliance and/or regulatory requirements. Participates in the development of regulatory strategies and business… of new CCS compliance and/or regulatory requirements. Coordinates response(s) to relevant inquiries by regulatory agencies as…
  • 2.7
    Farm Credit Bank of Texas – Bryan, TX
    Est. Salary $43k-$81k
    Today 11hr
    Principals only. Recruiters, please don't contact this job poster.…
  • 3.4
    M Financial Group – Portland, OR
    Est. Salary $53k-$105k
    23 days ago 23d
    Risk and Compliance Provide support to the Chief Risk& Compliance Officer, providing direction to the firm’s compliance staff and… and working with legal counsel in dealing with regulatory agencies Keep current with federal and state laws and regulations,…
  • 2.6
    Investment Professionals – San Antonio, TX
    Est. Salary $73k-$131k
    14 days ago 14d
    protection. 10 years relevant experience in compliance, legal and/or regulatory matters in the retail broker-dealer, investment… maintain all relevant Policies and Procedures based upon regulatory requirements, industry practices and established internal…
  • 2.7
    Northwest FCU – Maitland, FL
    1 days ago 19hr
    footprint in compliance with established policies and procedures. To succeed in this role, the Mortgage Loan Officer must foster… Number 17-0079 Post Date 5/26/2017 Title Mortgage Loan Officer City Maitland State FL Description The primary role…
  • 3.9
    Sharp HealthCare – San Diego, CA
    Est. Salary $143k-$197k
    19 days ago 19d
    Director Legislative and Regulatory Affairs/Medicare Compliance Officer - 79598 Qualifications… Director, Legislative and Regulatory Affairs/Medicare Compliance Officer – Sharp Health Plan…
  • 3.6
    First Tech Federal Credit Union – Beaverton, OR
    Est. Salary $41k-$76k
    3 days ago 3d
    The Compliance Officer will assess compliance risk, , and partner with business leaders to implement regulatory change. Incumbent… Compliance Manager (CRCM), Credit Union Compliance Expert (CUCE), NAFCU Certified Compliance Officer (NCCO), or be willing to obtain within…
  • 4.0
    Funding Circle – San Francisco, CA
    23 days ago 23d
    Francisco reporting into the US Chief Compliance Officer, and collaborating with the UK Compliance Monitoring Manager based in London… and in context of the business and regulatory environment. Keep management and the compliance team informed and updated with progress…
  • 3.2
    Caesars Entertainment Corporation – Biloxi, MS
    Est. Salary $39k-$78k
    2 days ago 2d
    * Complete win/loss request * Complete W2-G request * Compile information related to CTR aggregation * Other duties…
  • 3.6
    HollyFrontier Corporation – Dallas, TX
    Est. Salary $76k-$146k
    1 days ago 15hr
    Corporation in Dallas, TX is seeking a Compliance Officer who will oversee the Corporate Compliance Program, functioning as an independent… Directors, management and employees are in compliance with the rules and regulations of regulatory agencies, that company policies and…
  • 4.3
    Westwood Holdings Group – Dallas, TX
    Est. Salary $51k-$96k
    24 days ago 24d
    SUMMARY Assist the Chief Compliance Officer with managing the firm’s compliance program including, drafting, implementing… due diligence questionnaires for regulatory compliance. · Maintain compliance files and manuals. · Assist…
  • 3.3
    Inspirus Credit Union – Tukwila, WA
    Est. Salary $57k-$105k
    16 days ago 16d
    Management, the Senior Compliance Officer ensures that Inspirus Credit Union is conducting its business in full compliance with all applicable… Act as the credit union’s primary contact for regulatory compliance research, analysis and interpretation involving a high…
  • 3.9
    Bank of Hawaii – Honolulu, HI
    Est. Salary $47k-$95k
    18 days ago 18d
    life as a Retail Lending Compliance Officer: Under the direction of the Retail Lending Compliance Manager, this position is… brochures for compliance with applicable laws and regulations. Assists in business units’ compliance with all regulatory requirements…
  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $121k-$213k
    1 days ago 13hr
    seeking an experiencedChief Compliance Officer (CCO) for our HQ in Fairfax, VA. The Chief Compliance Officer is responsible for the… services to its clients. The Chief Compliance Officer will be responsible for compliance analysis, programs, initiatives, guidelines…
  • 3.1
    Sterling National Bank – Yonkers, NY
    Est. Salary $62k-$116k
    Today 46min
    one or more Compliance functions and/or disciplines and various regulatory compliance matters. The Compliance Officer contributes… direction and guidance. As a Compliance team member, the Compliance Officer assists the Chief Compliance Officer with strategic projects…
  • 3.7
    City of Hollywood, Florida – Hollywood, FL
    Est. Salary $38k-$75k
    9 days ago 9d
    ; prepares reports and maintains files on the City's regulatory compliance activities. Coordinates the City's industrial pre-… related field. Five (5) years of experience in utility or regulatory compliance work. PREFERRED Master's Degree from an accredited…
  • Point10 – Anchorage, AK
    EASY APPLY
    4 days ago 4d
    Chief Compliance Officer (CCO) Hospital - Anchorage, Alaska Position Opportunity: Build your own Compliance Program, virtually… : The Compliance Officer position plans and designs, implements and maintains, and manages a comprehensive compliance and privacy…
  • 2.2
    US Indian Health Service – Arcata, CA
    Est. Salary $50k-$99k
    1 days ago 15hr
    the Chief Executive Officer. The position ensures compliance with the rules and regulations of regulatory agencies, that UIHS… professional for the position of Corporate Compliance Officer The Corporate Compliance Officer [CCO] is an executive level official…
  • 2.4
    Fresenius Kabi USA – Grand Island, NY
    Est. Salary $55k-$108k
    11 days ago 11d
    they face every day. Job Summary The Compliance Officer works with the Compliance Management Team to administer and maintain… information for all Regulatory Requests and assists in the compliance to commitments made to all Regulatory Authorities Leads…
  • 2.9
    Easter Seals Bay Area – Pleasant Hill, CA
    Est. Salary $70k-$134k
    1 days ago 1d
    university preferred. Certification as a Compliance Officer by Health Care Compliance Association or other applicable organization… occur within this role. Regulatory Compliance Designs, implements and maintains a compliance program and strategy for the…
  • 3.6
    Central Pacific Bank – Honolulu, HI
    1 days ago 23hr
    graphic design, page layout, site navigation, and compliance with regulatory and statutory requirements. Responsible for maintaining… communications, or related fields. Experience Website Officer I: 5+ years of total experience in website administration,…
  • 3.4
    Fhlb Des Moines – Des Moines, IA
    Est. Salary $64k-$115k
    8 days ago 8d
    Senior Operations Risk and Compliance Officer The Senior Operational Risk and Compliance Officer will enhance and maintain the… risk and compliance matters; and •Serve as the primary internal resource for all operational risk and regulatory compliance issues…
  • 4.9
    GPAC – Jamestown, ND
    EASY APPLY
    Est. Salary $40k-$80k
    Today 7hr
    Regular consultation with CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System; assist with the… diverse banking compliance experience is required for consideration in this position. Certified Regulatory Compliance Manager, or…
  • 3.1
    Next Level Health Partners, LLC – Chicago, IL
    EASY APPLY
    Est. Salary $47k-$79k
    4 days ago 4d
    Facilitate the development of compliance programs in conjunction with the Compliance Officer and the Compliance Committee Participate… support of compliance audits. Assist with the preparation, distribution, and preparation of required compliance reports, submissions…
  • 3.7
    Associated Banc-Corp – Saint Paul, MN
    Today 10hr
    market. As part of that effort, the Small Business Development Officer works closely with internal partners, civic and social community… Services and payroll products). The Small Business Development Officer will refer all qualified prospects to the appropriate internal…
  • 3.8
    Goldman Sachs – New York, NY
    Est. Salary $76k-$139k
    4 days ago 4d
    Summary & ResponsibilitiesThe role of the Divisional Compliance Officer is to articulate and maintain the standards of conduct… Firm in avoiding economic, regulatory and legal liability and risk to reputation. Divisional Compliance provides coverage support…
  • 2.9
    BOK Financial – Tulsa, OK
    Est. Salary $64k-$115k
    10 days ago 10d
    and geographies. . The Senior Compliance Testing Officer The Senior Compliance Testing Officer performs a key second line of defense… issue tracking.The Senior Compliance Testing Officer reports are utilized in supporting the bank’s Compliance Program to the CFPB,…
  • 2.7
    Delaware Life – Waltham, MA
    Est. Salary $56k-$120k
    5 days ago 5d
    Chief Compliance Officer. Main Accountabilities Develop and execute compliance testing plans Represent the Compliance Department… materials to ensure compliance with federal/state rules and Company policies Monitor legal and regulatory developments and partner…
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