Job Type
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Regulatory Compliance Officer Jobs

3,539 Jobs

  • 2.9
    Contour Mortgage – Garden City, NY
    EASY APPLY
    HOT
    Mortgage Loan Officer Contour Mortgage Corporation Contour Mortgage Corporation is growing and we are hiring Licensed Mortgage… ensures successful completion of all assigned Mortgage Loan Officer Training activities New Business Development Develop…
  • Neat Capital – Boulder, CO
    EASY APPLY
    12 days ago 12d
    interesting upside potential. We are looking for a complianceofficer with deep knowledge of lending regulations to help in… and others. Monitoring ongoing regulatory changes and implementing effective compliance controls. Collaborating effectively…
  • 3.7
    Midland States Bank – Effingham, IL
    $48k-$71k(Glassdoor est.)
    NEW
    conducted in compliance with regulatory and legal requirements and company policies and procedures by providing compliance advisory… their compliance obligations. Assist the Director of Compliance with the oversight and implementation of the Regulatory Compliance…
  • 3.4
    Genworth Financial – Raleigh, NC
    $95k-$137k(Glassdoor est.)
    NEW
    Chief ComplianceOfficer & Ombudsperson LOCATION Raleigh, NC POSITION SUMMARY The USMI Chief ComplianceOfficer (CCO… conducted in compliance with ethical business practices, internal policies and procedures, and statutory and regulatory requirements…
  • 3.4
    Beitzel Corporation – Grantsville, MD
    $72k-$122k(Glassdoor est.)
    NEW
    Health, Safety & RegulatoryCompliance. The Director of Environmental Health, Safety & RegulatoryCompliance will answer directly… Executive Officer and is responsible for leadership through the development, supervision, and execution of regulatory environmental…
  • 4.6
    3Rivers Federal Credit Union – Fort Wayne, IN
    22 days ago 22d
    Position: Mortgage Loan Officer Reports To: Sales Operations Manager Position Type: Non-Exempt Manages: None Position… Ability to gather and properly complete data in accordance to regulatory and organization’s requirements. Good understanding of…
  • 2.8
    Ambry Genetics – Aliso Viejo, CA
    $54k-$105k(Glassdoor est.)
    13 days ago 13d
    SUMMARY: The ComplianceOfficer oversees the Compliance Program. The ComplianceOfficer focuses on compliance with the rules… RESPONSIBILITIES: The ComplianceOfficer must: Possess a strong background in health care compliance (e.g., HIPAA, False Claims…
  • 3.6
    First Republic Bank – San Francisco, CA
    $69k-$117k(Glassdoor est.)
    NEW
    for the management of key IS system as they relate to RegulatoryCompliance. Candidate will be responsible for project delivery… replacement, etc.) Assist with the day to day operations of RegulatoryCompliance systems (Actimize, Archer, Accelus, etc.). Assist…
  • 3.6
    Citi – Buffalo, NY
    $63k-$112k(Glassdoor est.)
    NEW
    Independent Compliance Risk Management (ICRM) at the regional and the global levels, including Citi Level ICG-owned Compliance policies… policies and related documents, including policies owned by ICG Regulatory ICRM; Advise policy owners/subject matter experts from…
  • 2.9
    Next Level Health Partners, LLC – Chicago, IL
    EASY APPLY
    HOT
    Facilitate the development of compliance programs in conjunction with the ComplianceOfficer and the Compliance Committee Participate… support of compliance audits. Assist with the preparation, distribution, and preparation of required compliance reports, submissions…
  • 3.7
    Midland States Bank – Effingham, IL
    $59k-$88k(Glassdoor est.)
    8 days ago 8d
    Lending ComplianceOfficer will provide advisory services related to compliance with statutes, regulations, and regulatory guidance… The Senior Fair Lending ComplianceOfficer is primarily responsible for developing, implementing and administering all aspects…
  • 3.5
    M Financial Group – Portland, OR
    $55k-$82k(Glassdoor est.)
    HOT
    of securities, insurance and advisory products, legal and regulatory requirements and M Securities forms and processes. Review… communications and information and make accurate and independent compliance decisions Responds to inquiries from sales associates concerning…
  • 3.3
    Edelman Financial Services – Fairfax, VA
    $69k-$121k(Glassdoor est.)
    23 days ago 23d
    aCompliance Officer - Advertising Review to join our Compliance team in our Fairfax, VA location. As part of the Regulatory Compliance… Compliance Team, the ComplianceOfficer - Advertising provides compliance advertising review services and support to Edelman Financial…
  • 3.5
    Citibank – Buffalo, NY
    $54k-$97k(Glassdoor est.)
    NEW
    Independent Compliance Risk Management (ICRM) at the regional and the global levels, including Citi Level ICG-owned Compliance policies… policies and related documents, including policies owned by ICG Regulatory ICRM; Advise policy owners/subject matter experts from…
  • 3.1
    Popular Community Bank – New York, NY
    $48k-$87k(Glassdoor est.)
    14 days ago 14d
    of Banking.” PCB RegulatoryCompliance We are looking for a ComplianceOfficer to join our Compliance Team in New York, NY… ComplianceOfficer Apply now » Apply now Start apply with LinkedIn Start apply with Facebook…
  • 3.2
    NorthStar Financial Services – Philadelphia, PA
    $56k-$83k(Glassdoor est.)
    9 days ago 9d
    RegulatoryComplianceOfficer PURPOSE: The RegulatoryComplianceOfficer is responsible for ensuring that the services… years regulatory experience at the SEC strongly preferred Mutual fund compliance and/or investment adviser compliance experience…
  • PANZARASA GROUP – Parsippany, NJ
    EASY APPLY
    7 days ago 7d
    growth of an outstanding Regulatory Affairs program for the company. Reports to Chief Operating Officer. Roles & Responsibilities… Generating reports for regulatorycompliance in various areas would routinely be expected. · Advise internal and external customers…
  • 3.4
    Deutsche Bank – Jacksonville, FL
    $60k-$88k(Glassdoor est.)
    6 days ago 6d
    to date on regulatory and political challenges. Job Title: RegulatoryCompliance Americas ComplianceOfficer Corporate… clients. Overview The RegulatoryCompliance Americas group in Compliance is a team of regulatory change experts who drive the…
  • 3.6
    State of Washington – Buckley, WA
    $43k-$64k(Glassdoor est.)
    23 days ago 23d
    Description RegulatoryComplianceOfficer - Management Analyst 1 This is a great opportunity to put your management… Fircrest Residential Habilitation Center. As a RegulatoryComplianceOfficer you will be one of two administrator's for the Advanced…
  • 4.1
    UW Credit Union – Wauwatosa, WI
    12 days ago 12d
    service while ensuring compliance with all regulatory and company policies and procedures. The Mortgage Loan Officer identifies and builds… The Mortgage Loan Officer originates loans by collecting and analyzing member information, determining appropriate mortgage products…
  • 3.3
    KeyPoint Credit Union – Santa Clara, CA
    $47k-$76k(Glassdoor est.)
    5 days ago 5d
    includes providing a current RegulatoryCompliance Calendar and conducting meetings to review regulatory changes and the department… reputation risk. This manager will also be responsible for regulatorycompliance as it relates to membership disclosures, monitoring…
  • 3.4
    Fulton Financial – Columbia, MD
    7 days ago 7d
    Laundering regulatorycompliance and reputational risk, particularly with respect to risk arising out of non-compliance with extensive… Financial Corporation Anti-Money Laundering Compliance Program. Applies knowledge of regulatory guidelines and industry best practices…
  • 3.2
    Bank of Hawaii – Honolulu, HI
    $58k-$86k(Glassdoor est.)
    15 days ago 15d
    A day in your life as a ComplianceOfficer Under the direction of the Client Solutions Group Compliance and Operational Risk Manager… responsibilities… Performs compliance reviews and monitors controls in place for regulatorycompliance and operational risk related…
  • 3.5
    Citibank – Buffalo, NY
    $54k-$97k(Glassdoor est.)
    13 days ago 13d
    develop the Political Activities unit; and in support of RegulatoryCompliance initiatives Qualifications Bachelors degree… of non-compliance; analyze trends and report to management Liaise with audit and testing teams, business compliance officers…
  • 2.5
    Intrepid USA – Dallas, TX
    $71k-$114k(Glassdoor est.)
    14 days ago 14d
    organized Compliance Director/RegulatoryComplianceOfficer to ensure Intrepid's compliance by monitoring day-to-day compliance department… duty care. As a Compliance Director/RegulatoryComplianceOfficer you will ensure Intrepid's compliance with the Corporate…
  • 3.9
    NeoTract – Pleasanton, CA
    NEW
    IUBU) compliance program. Reporting to Teleflex Chief ComplianceOfficer, this position provides expertise on compliance matters… equivalent practical experience. At least 5 years of compliance, legal, or regulatory affairs experience in the medical device or life…
  • 3.7
    OnPoint Community Credit Union – Portland, OR
    8 days ago 8d
    fabulous place to work. We value your expertise as Mortgage Loan Officer and invite you to explore and grow your career with OnPoint… thorough knowledge of lending programs, policies, procedures and regulatory requirements. Demonstrates a commitment to professional…
  • 3.6
    Columbia Bank (WA, OR & ID) – Eugene, OR
    NEW
    thorough knowledge of lending programs, policies, procedures and regulatory requirements Demonstrating commitment to professional ethics… ethics by complying with all Federal and State compliance policies and adhering to HMDA requirements Other duties as assigned…
  • 3.7
    Fidelity Bank – Shelby, NC
    7 days ago 7d
    SUMMARY: The Mortgage Loan Officer proactively solicits new residential mortgage business and sells mortgage products to… knowledge of lending programs, policies, procedures and regulatory requirements, demonstrating a commitment to professional…
  • 3.5
    Citibank – Tampa, FL
    $62k-$110k(Glassdoor est.)
    NEW
    supervision efforts. Partner with regional Regulatory Governance Units, local advisory Compliance teams, Business, Risk, Legal, Operations… available to all. Management of Bank regulatory exams; including franchise relevant regulatory reviews and other supervisory activity…
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