Job Type
Date Posted
Salary Range
Distance

Regulatory Compliance Officer Jobs

3,517Jobs

  • 3.6
    Fhlb Des Moines – Des Moines, IA
    $85k-$135k(Glassdoor est.)
    HOT
    Chief Accounting Officer Provide leadership, management and direction for the Accounting Department of the… initiative •Act as point of contact for external auditors and regulatory exam teams as it relates to accounting issues. Participate…
  • 3.6
    Raytheon – Merrifield, VA
    NEW
    across the organization Ensure policy application and regulatorycompliance leadership in accordance with Federal guidance, including… Experience with large organization networks Experience with regulatorycompliance, policy development, and policy enforcement Direct…
  • 4.1
    San Manuel Band of Mission Indians – Highland, CA
    17 days ago 17d
    claims/reports. Performs department audits to ensure regulatorycompliance pertaining to financial transactions, morning audit… San Manuel Casino will make reasonable accommodations in compliance with the Americans with Disabilities Act of 1990. Keywords…
  • 3.5
    Carilion Clinic – Roanoke, VA
    $77k-$128k(Glassdoor est.)
    11 days ago 11d
    . Experience: Minimum of five years of privacy, compliance or regulatory experience. Healthcare experience preferred. Prior… Clinic's privacy practices. Serves as the Assistant Privacy Officer. Minimum Qualifications Education: Bachelor's degree…
  • 3.4
    Bank of Hawaii – Honolulu, HI
    $58k-$86k(Glassdoor est.)
    17 days ago 17d
    A day in your life as a ComplianceOfficer Under the direction of the Client Solutions Group Compliance and Operational Risk Manager… responsibilities… Performs compliance reviews and monitors controls in place for regulatorycompliance and operational risk related…
  • 4.1
    SigFig – San Francisco, CA
    $61k-$91k(Glassdoor est.)
    16 days ago 16d
    investing! Our Risk team has a unique opportunity for a ComplianceOfficer familiar with investment advisory firms who also has technical… to address regulatory changes and/or new business lines Respond to inquiries from employees regarding compliance-related issues…
  • 4.5
    Green Key Resources – New York, NY
    NEW
    Aid Chief ComplianceOfficer and management on compliance matters Help develop and execute policies designed to detect violations… existing policies Provide guidance to the business on compliance and regulatory issues Conduct portfolio reviews and create portfolio…
  • 3.6
    Citi – Tampa, FL
    $66k-$98k(Glassdoor est.)
    NEW
    Risk and Finance Compliance. Responsibilities include the following: Maintaining the inventory of key regulatory requirements as… certain regulatory requirements and related controls Assist in developing and implementing comprehensive compliance coverage…
  • 3.3
    Hilltop Holdings – Dallas, TX
    $68k-$100k(Glassdoor est.)
    Today 10hr
    Knowledge of Broker/Dealer regulatory issues. Knowledge of financial services industry. Knowledge of compliance and supervisory policies… Network Inc.). The Compliance Examiner will provide compliance surveillance for, and conduct on-site compliance audits of, branch…
  • 3.3
    LoanMe – Anaheim, CA
    $44k-$68k(Glassdoor est.)
    9 days ago 9d
    Minimum of 2 years of experience in Compliance Analyst, ComplianceOfficer, or regulatorycompliance related position, preferably in… the Director of Compliance and Quality Assurance and is responsible for maintaining legal and regulatorycompliance by researching…
  • 3.0
    ARC Broward – Sunrise, FL
    EASY APPLY
    $70k-$129k(Glassdoor est.)
    NEW
    auditors to ensure that financials are in regulatorycompliance, as well as regulatory reports. Prepares reports which summarize… dynamic, and experienced Chief Financial and Administrative Officer (CFAO) to join its senior management team. The CFAO is a key…
  • 2.9
    CitiMortgage – Tampa, FL
    $59k-$87k(Glassdoor est.)
    4 days ago 4d
    efforts. Partner with regional Regulatory Governance Units, local advisory Compliance teams, Business, Risk, Legal, Operations… available to all. Management of Bank regulatory exams; including franchise relevant regulatory reviews and other supervisory activity…
  • 3.5
    Citibank – Washington, DC
    $70k-$102k(Glassdoor est.)
    11 days ago 11d
    issues, corrective action plans, regulatory updates, compliance breaches, etc; Partner with Compliance colleagues to expand network… practices, interpreting regulatory expectations and developments; Coordinate and engage Sanctions Compliance units to create, refine…
  • 3.8
    Renaissance Learning – Madison, WI
    EASY APPLY
    $41k-$67k(Glassdoor est.)
    HOT
    Description Reporting to the Chief People Officer, the Employee Relations & Compliance Specialist will provide HR guidance and support… processes and other regulatory processes. Facilitate employee web-based training on various HR and compliance topics Create, edit…
  • 3.9
    PCAOB – Washington, DC
    $35k-$68k(Glassdoor est.)
    8 days ago 8d
    -0110 Post Date 11/16/2017 Title Information Security Officer Division Information Technology PT/FT Full Time City… has a full-time, regular position for an Information Security Officer (ISO) in the Office of Information Technology at its Washington…
  • 3.2
    Statoil – Houston, TX
    NEW
    constantly being refined and developed. The Chief Financial Officer's (CFO) organisation is a driving force behind the creation… for us is to ensure high levels of ethical and financial compliance with corporate and external requirements. By means of active…
  • 3.6
    Citi – New York, NY
    $123k-$175k(Glassdoor est.)
    NEW
    report to the Director, Head of Markets Regulatory Implementation in Independent Compliance Risk Management (ICRM). This position… basis to manage compliance risk in a sales and trading environment; Monitor and identify CFTC and NFA regulatory developments,…
  • 3.3
    Tualatin Hills Park & Recreation District – Beaverton, OR
    21 days ago 21d
    and budgetary controls and legal and regulatorycompliance. The Chief Financial Officer strives to improve THPRD operations by… ). Distinguishing Characteristics The Chief Financial Officer performs analytical and administrative services involving a…
  • 3.5
    HSBC – New York, NY
    $62k-$91k(Glassdoor est.)
    NEW
    level regulatorycomplianceofficer. In some cases, this role may report to an AVP Manager RegulatoryComplianceOfficer. Strong… Business ComplianceOfficer, Area ComplianceOfficer or Local ComplianceOfficer, ensuring adequate compliance resources and training…
  • 5.0
    Vatic Labs – New York, NY
    $62k-$92k(Glassdoor est.)
    8 days ago 8d
    evolution of our firm, we are seeking a ComplianceOfficer to help us navigate the global regulatory environment. Job Description:… Coordinates regulatory and internal audits and assists regulators, auditors and business unit management with regulatory exams and…
  • 3.8
    The Methodist Hospitals – Gary, IN
    $81k-$143k(Glassdoor est.)
    22 days ago 22d
    and compliance within all regulatory requirements, so that all assigned –departments comply with or exceed all regulatory requirements… field is required. Prior work experience as a Chief Nursing Officer is preferred. Other types of work experience will be considered…
  • 3.9
    Willamette Valley Medical Center – United States
    9 days ago 9d
    program, the risk management program and assures compliance with regulatory requirements. In addition, this role oversees the… Directs broad operations to ensure facility wide compliance with all regulatory agencies and hospital requirements Ensures a collaborative…
  • 5.0
    Job Juncture – Saint Petersburg, FL
    $56k-$83k(Glassdoor est.)
    Today 3hr
    Internal Audits and regulatory examinations. Description: Lead ComplianceOfficer The Lead ComplianceOfficer at the client… reporting on the state of regulatorycompliance. Requirements: Qualifications - Lead ComplianceOfficer Minimum 7+ years…
  • 4.3
    Marsh & McLennan Agency – Atlanta, GA
    $59k-$87k(Glassdoor est.)
    NEW
    ComplianceOfficer-ATL001JN Description Position Summary: The ComplianceOfficer’s (CO) primarily responsibilities will… investigate and enforce compliance issues at the direction of MMA’s Chief Risk and ComplianceOfficer (CRCO) Responsibility…
  • 4.2
    Sierra Pacific Mortgage – Sherman Oaks, CA
    EASY APPLY
    15 days ago 15d
    through of locked loans. · 5% -Ensure compliance with all regulatorycompliance requirements and guidelines.…
  • 3.5
    ManTech – Chantilly, VA
    $72k-$148k(Glassdoor est.)
    4 days ago 4d
    offer opportunities for advancement. The Program Security Officer will assist in providing general security support for a multi-disciplined… in-depth knowledge of the DOD, DOE, or other government security regulatory manuals. Degrees See Qualifications Years of Experience…
  • 4.2
    Ascent Services Group – San Francisco, CA
    14 days ago 14d
    RegulatoryOfficer San Francisco, CA Description Experienced RegulatoryOfficer to apply their talents to our mission… ensure regulatorycompliance. Reviews new and revised standard operating procedures (SOPs) to ensure regulatorycompliance. Monitors…
  • 3.9
    KAISER – Pasadena, CA
    NEW
    proficiency in providing operational support for Sponsor & IRB regulatorycompliance. The CTRSII works independently & assumes increased… /guidance from PI & KPSC Clinical Trials Compliance Dir, assist w/ensuring compliance w/KPSC IRB Standard Operating Procedures…
  • 3.3
    KeyPoint Credit Union – Santa Clara, CA
    21 days ago 21d
    the best. Minimum of 3 years as a producing Retail loan officer. Current book of producing Realtors. Strong knowledge… Minimum 5 years mortgage experience, preferably as a loan officer or account executive High school diploma or equivalent,…
  • 3.5
    Salal Credit Union – Seattle, WA
    $115k-$160k(Glassdoor est.)
    14 days ago 14d
    Financial Officer, Chief Lending Officer and other operational groups for specialized analysis. Oversee the compliance (including… risk and compliance subject matter expert to ensure policies, procedures, and implemented practices comply with regulatory requirements…
Page 3 of 118
Unlock Your Free Employer Account