Regulatory Officer Jobs | Glassdoor
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  • Neat Capital – Boulder, CO
    EASY APPLY
    25 days ago 25d
    interesting upside potential. We are looking for a compliance officer with deep knowledge of lending regulations to help in building… counter parties, regulators, and others. Monitoring ongoing regulatory changes and implementing effective compliance controls.…
  • 3.1
    ECRI Institute – Plymouth Meeting, PA
    13 days ago 13d
    assisting in managing ongoing projects. This Senior Project Officer position is based out of ECRI Institute's headquarters in Plymouth… Management selects and then trains appropriate other project officer(s) to ensure cross training in specialized areas, as well as…
  • 4.4
    National Life Group – Montpelier, VT
    Est. Salary $119k-$180k
    19 days ago 19d
    Chief Information Security Officer Location: VT – Montpelier or TX - Dallas At National Life Group… functions. This role reports directly to the Chief Information Officer (CIO) and will have consideration for the CIO role in succession…
  • 2.8
    Santander Consumer USA – Dallas, TX
    NEW
    Counsel and SHUSAs Regulatory Relations Officer and is responsible for overseeing all of the Companys federal regulatory activities.… transparency. Advises the Companys General Counsel, SHUSAs Regulatory Relations Officer and other key stakeholders on likely outcomes of…
  • 3.6
    Franklin Resources – San Mateo, CA
    Est. Salary $65k-$116k
    NEW
    qualified candidates to join our team. Compliance Officer (Global Regulatory Disclosure Manager) Role Description Global Compliance… culture throughout the Firm. The Compliance Officer (Global Regulatory Disclosure Manager) will support the Chief Compliance…
  • 4.2
    Cencal Health – Santa Barbara, CA
    Est. Salary $49k-$95k
    19 days ago 19d
    Under direction from the Chief Executive Officer, the Compliance Officer serves as the Plan’s primary executor and administrator… maintain strategic relationships with regulatory agencies and key constituents relative to Regulatory Submissions, Audits and Corrective…
  • 3.8
    Bank of Hawaii – Honolulu, HI
    12 days ago 12d
    Commercial Banking Center Manager, the Primary Relationship Officer (“PRO”) is the primary contact between the bank and assigned… business unit’s compliance with applicable laws, regulations, regulatory requirements and Bank policies and procedures, including but…
  • 3.7
    UCHealth – Aurora, CO
    11 days ago 11d
    results-driven, evolving healthcare system. The Chief Medical Officer (CMO), Population Health Services Organization (PHSO) will… serves at the pleasure of the Chief Population Health Services Officer of UCHealth. The CMO, PHSO will work with the Population Health…
  • 4.1
    Sierra Pacific Mortgage – Sherman Oaks, CA
    EASY APPLY
    27 days ago 27d
    through of locked loans. · 5% -Ensure compliance with all regulatory compliance requirements and guidelines. Qualifications…
  • 4.2
    BBVA Continental – Birmingham, AL
    11 days ago 11d
    the ability to influence others are critical. Regulatory Ovrsght Officer II-III… provided timely to the various regulatory agencies. They will assist in drafting responses to regulatory agency reports. Excellent…
  • 3.0
    First State Bank of the Florida Keys – Miramar, FL
    EASY APPLY
    NEW
    of and experience in current Federal regulations and the regulatory processes. Experience leading a team of compliance/BSA professionals… applicability to the Bank's Program. banking; bsa; compliance; regulatory; aml Job Posted by ApplicantPro…
  • 3.4
    Société Générale – New York, NY
    Est. Salary $81k-$143k
    15 days ago 15d
    Responsibilities include, but are not limited to: Regulatory Relations Manage and coordinate the bank examination… Manage the day-to-day relationship with the on-site bank regulatory supervisory and continuous monitoring teams of the FRBNY and…
  • 3.7
    Travelers Companies – Los Angeles, CA
    NEW
    basis. Product Knowledge: Understands organizational and regulatory rules, policies and procedures and effectively employs that…
  • 3.3
    Ace Group – Whitehouse Station, NJ
    8 days ago 8d
    controls to mitigate regulatory and compliance risks; Coordinate and partner with legal and regulatory affairs in responding… compliance and regulatory risks; Primarily responsible for global and regional reporting on compliance and regulatory matters impacting…
  • 3.6
    Franklin Templeton Investments – United States
    Est. Salary $47k-$85k
    5 days ago 5d
    qualified candidates to join our team. Compliance Officer (Global Regulatory Disclosure Manager) – Role Description Global… culture throughout the Firm. The Compliance Officer (Global Regulatory Disclosure Manager) will support the Chief Compliance…
  • 4.1
    NeoGenomics Laboratories – Fort Myers, FL
    9 days ago 9d
    Accounting Officer is responsible for overseeing all aspects of the organizations accounting functions including regulatory compliance… regulators along with the Chief Financial Officer. The Vice President and Principal Accounting Officer sets and enforces the accounting…
  • 4.4
    Linium Recruiting – United States
    Est. Salary $54k-$103k
    NEW
    Investment Bank is seeking a Compliance Regulatory Risk Manager As a Compliance Officer and part of the Central Compliance function… Regulatory Change Monitoring and Reporting – Manage the regular review, risk assessment, and reporting of regulatory changes…
  • 4.5
    Alliant Credit Union – Rolling Meadows, IL
    21 days ago 21d
    Senior Manager, BSA/OFAC Officer will manage BSA/AML examinations and other interactions with our regulatory agencies. This role will…
  • 3.8
    Bank of Hawaii – Honolulu, HI
    12 days ago 12d
    ! A day in your life as a Commercial Real Estate Loan Officer: Under the direction of the Commercial Real Estate Loan Division… business unit’s compliance with applicable laws, regulations, regulatory requirements and Bank policies and procedures, including but…
  • 3.7
    Raymond James Financial – Saint Petersburg, FL
    Est. Salary $39k-$71k
    9 days ago 9d
    and reporting of regulatory project status and overall regulatory impact to the firm. Monitoring of regulatory updates and newly… senior leader in the RJF Regulatory Change Management team with a high level of autonomy, support the regulatory change management process…
  • 3.5
    Community Health Center Network – San Leandro, CA
    20 days ago 20d
    Position Title: Chief Financial Officer Department: Finance Reports To: Chief Executive Officer Classification: Exempt… range planning, introduction of new programs/strategies and regulatory interaction. Ensuring that financial reporting and financial…
  • 3.4
    Takeda Pharmaceuticals – Cambridge, MA
    Est. Salary $109k-$164k
    8 days ago 8d
    strategic importance to Takeda, plays the role of Regulatory Chief Operating Officer of the project, leading strategic planning and… As a Manager/Associate Director, Regulatory Project Managementworking on theGlobal Regulatory Affairs team, you will be empowered…
  • 4.1
    Memorial Sloan-Kettering – New York, NY
    Est. Salary $31k-$50k
    12 days ago 12d
    dynamic and growing organization. As a Biological Safety Officer, you will: Develop and implement a comprehensive biological… , and cells/cell cultures. Serve as the Biological Safety Officer on the Institutional Biosafety Committee. Review and approve…
  • 3.4
    BNP Paribas – Jersey City, NJ
    5 days ago 5d
    Vice President for the Regulatory Reporting Control Group (RRC), working as part of a team covering regulatory reporting sent directly… Preparation of various daily regulatory reporting of the following (but not limited to) providing daily regulatory reports to the regulators…
  • 3.4
    U.S. Department of Veterans Affairs – Washington, DC
    Est. Salary $77k-$127k
    NEW
    ORO) in Washington, DC. This position serves as the Medical Officer / Chief of Staff and advises ORO leadership and staff on compliance… consequences of implementing such recommendations. The Medical Officer/Chief of Staff serves as Acting Director of ORO in the absence…
  • 2.8
    RUIZ FOODS – Visalia, CA
    NEW
    executive team leader, fire captain, fire marshal, gerente, petty officer, police commander, shift supervisor, team lead… Responsible for ensuring all packaging regulatory aspects are in compliance with USDA and FDA labeling guidelines. AA or BS and…
  • 3.7
    Raymond James Financial – Saint Petersburg, FL
    Est. Salary $39k-$71k
    20 days ago 20d
    and reporting of regulatory project status and overall regulatory impact to the firm. Monitoring of regulatory updates and newly… senior leader in the RJF Regulatory Change Management team with a high level of autonomy, support the regulatory change management process…
  • 3.9
    KPMG – New York, NY
    NEW
    experience in regulatory compliance as a bank compliance manager and/or officer, compliance auditor, regulatory counsel, or at… Associate/Senior Associate in Financial Risk Management - Regulatory Risk for our KPMG Risk Consulting practice. Responsibilities…
  • 3.8
    Bank of Hawaii – Honolulu, HI
    Est. Salary $49k-$97k
    15 days ago 15d
    tomorrow! A day in your life as a Retail Lending Compliance Officer: Under the direction of the Retail Lending Compliance Manager… Ensures business unit’s adherence to and compliance with regulatory requirements, as well as Bank policies and procedures, related…
  • 3.1
    BBVA Compass – Birmingham, AL
    11 days ago 11d
    the ability to influence others are critical. Regulatory Ovrsght Officer II-III… provided timely to the various regulatory agencies. They will assist in drafting responses to regulatory agency reports. Excellent…
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