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  • 3.1
    BMO Harris Bank – Chicago, IL
    14 days ago 14d
    Mandate The Senior Technology Officer (STO) leads the implementation of regulatory & strategic projects in support of U.S.… with AxiomSL regulatory reporting software. BMO Harris has recently acquired Axiom SL which will be used for Regulatory Reporting,…
  • 3.5
    Citi – Tampa, FL
    Est. Salary $57k-$103k
    NEW
    The position will report to the Senior Compliance Sanctions Officer and support and coordinate Sanctions operational activities… strengthen sanctions related controls globally. The Compliance officer will be responsible for managing and leading assigned Sanctions…
  • 3.6
    Central Pacific Bank – Honolulu, HI
    18 days ago 18d
    qualifying criteria, individual product parameters and applicable regulatory requirements. Knowledge, Skills, and Abilities…
  • 3.0
    Mizuho Corporate Bank – New York, NY
    Est. Salary $58k-$98k
    NEW
    SUMMARY Job Overview The Information Security Officer will report directly to the CISO and contribute to and support the… security and information technology issues, threats, and regulatory changes affecting the organization, and perform research as…
  • 3.8
    Raymond James – Saint Petersburg, FL
    Est. Salary $38k-$70k
    15 days ago 15d
    and reporting of regulatory project status and overall regulatory impact to the firm. Monitoring of regulatory updates and newly… senior leader in the RJF Regulatory Change Management team with a high level of autonomy, support the regulatory change management process…
  • 3.9
    Fhlb Des Moines – Des Moines, IA
    Est. Salary $79k-$131k
    23 days ago 23d
    Chief Accounting Officer Provide leadership, management and direction for the Accounting Department of the Bank… initiative •Act as point of contact for external auditors and regulatory exam teams as it relates to accounting issues. Participate…
  • 3.4
    Société Générale – New York, NY
    15 days ago 15d
    individual will be responsible for coordination & responses to the regulatory reviews and inquires addressed to the Internal Audit Department… also be responsible for keeping up to date with relevant regulatory updates and IA methodology changes (driven by best practices…
  • 3.8
    Ernst & Young – New York, NY
    Est. Salary $111k-$144k
    NEW
    supporting the regulatory compliance function within financial services firms. You’ll focus on the delivery of regulatory remediation… regulations from regulatory agencies like CFPB and the OCC. You’ll be involved in understanding the current business, regulatory and industry…
  • 2.9
    Altisource – Atlanta, GA
    7 days ago 7d
    development opportunities. We are looking for an Escrow Officer/Closer Specialist for Premium Title in our Atlanta office.… per the guidelines set by management and the company, State regulatory bodies and/or the company Underwriter Confirm all Title…
  • 3.9
    Aurora Health Care – West Allis, WI
    Est. Salary $60k-$105k
    NEW
    Laboratories President and its affiliations, the Chief Laboratory Officer of ACL Laboratories will assess the current and future clinical… Knowledge of CAP and CLIA and other related state and national regulatory agency guidelines. Prior knowledge of contracting,…
  • 3.3
    Department of Homeland Security – Florence, CO
    Today 2hr
    announcement. Duties As a Deportation Officer, you will: Perform law enforcement duties to investigate… Enforcement Training Program (ICE_D); the legacy Immigration Officer Basic Training Course (IOBTC); the Border Patrol Academy; the…
  • Mountain Home VAMC – Hampton, VA
    Today 6hr
    Administrative Officer Hampton, VA Duties: The GS-09 position is a Developmental career ladder to the Full Performance… and all the credit card users in EMS. The Administrative Officer major duties includes but are not limited to: 1). Supervising…
  • 2.9
    Randstad Professionals – New York, NY
    Est. Salary $57k-$94k
    30+ days ago 30d+
    New York area. They are currently seeking an experienced Regulatory Risk professional for their Wealth Management Division in…
  • 4.5
    Farm Credit Mid-America – Glasgow, KY
    Today 6hr
    Ohio, Kentucky and Tennessee. The Financial Officer (FO), or Sr. Financial Officer (SFO), is a sales position primarily responsible… the customer, and may partner with the Special Accounts Loan Officer for resolution. Represent and Communicate…
  • 3.6
    Charles Schwab – San Francisco, CA
    Today 7hr
    ownership requirements, and tracking responses to director and officer questionnaires. What you’ll do: You will support the… Assisting with the preparation of and dissemination of director and officer questionnaires. What you have: Background: 8 years,…
  • 5.0
    GPAC – Jamestown, ND
    EASY APPLY
    Est. Salary $40k-$78k
    Today 6hr
    Regular consultation with CEO & Chief Compliance Officer regarding all aspects of the Compliance Management System; assist with… this position. Certified Regulatory Compliance Manager, or equivalent current professional or regulatory certification preferred…
  • 3.0
    CITIZENS BANK – Canton, MA
    5 days ago 5d
    Description The Workout Officer will directly manage their own book of loans in all facets of account management and loan administration… timely resolutions for each asset under management. The Workout Officer III will do so in a fashion that maximizes the Banks return…
  • 3.1
    BMO Harris Bank – Chicago, IL
    Est. Salary $55k-$103k
    NEW
    achieve compliance goals, the Compliance Officer maintains current knowledge of regulatory requirements and developments, current… The Compliance Officer, Compliance Testing & Practices (CTAP) functions as a key resource for compliance program execution by…
  • United States
    Today 3hr
    Chief Legal Officer and General Counsel, and will be responsible for broker-dealer and investment advisor regulatory and business… legal support on regulatory examinations. Responsibilities: Draft and review responses to regulatory examinations; Advice…
  • 3.5
    Wells Fargo – Kïhei, HI
    Est. Salary $24k-$37k
    NEW
    evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary.… transportation This position requires compliance with all mortgage regulatory requirements and Wells Fargo's compliance policies related…
  • American Title Service Agency – Scottsdale, AZ
    EASY APPLY
    NEW
    escrow account by balancing and disbursing funds Comply with regulatory requirements by adhering, and enforcing adherence, to requirements…
  • 3.3
    PAREXEL – Bethesda, MD
    28 days ago 28d
    with expert level industry or regulatory knowledge experience in Non-Clinical with a regulatory agency (such as FDA, MHRA) is… boards, task forces and committees and/ or as chairperson or officer of one or more professional associations. Contributes expertise…
  • 3.3
    Angel Fire Resort Operations – Angel Fire, NM
    Est. Salary $22k-$35k
    NEW
    Security Officer Security Officers are responsible for patrolling the Resort facilities to identify and address safety and security… Resort will use your information only for valid business, regulatory, or legal requirements. The Resort has a policy prohibiting…
  • 3.3
    Commonfund – Wilton, CT
    Est. Salary $56k-$103k
    25 days ago 25d
    based on business, legal and/or regulatory developments. Assist the Chief Compliance Officer and other members of the compliance… The Compliance Officer, Investments, assists in the day-to-day administration of Commonfund’s compliance program, helping Commonfund…
  • 3.9
    Massachusetts General Hospital(MGH) – Boston, MA
    Est. Salary $96k-$131k
    NEW
    Director of Quality, Compliance and Regulatory Affairs reports to the Chief Pharmacy Officer (CPO). Along with the CPO, the Assistant… and organizations medication-use quality, compliance, and regulatory policies relating to national/state agencies and The Joint…
  • 3.5
    Wells Fargo – Sacramento, CA
    8 days ago 8d
    evaluation. Successful candidates must also meet ongoing regulatory requirements including additional screening, if necessary.… scheduled This position requires compliance with all mortgage regulatory requirements and Wells Fargo's compliance policies related…
  • 3.5
    Chase – Jersey City, NJ
    Est. Salary $65k-$116k
    NEW
    legal, risk, and audit functions to provide expertise on regulatory compliance matters. The Compliance function also develops… Compliance Manager will work closely with the CCB Compliance Regulatory Change Management (RCM) Team which is responsible for establishing…
  • 4.5
    ForgeRock – San Francisco, CA
    28 days ago 28d
    CHIEF PRODUCT OFFICER Product | San Francisco HQ About the company: ForgeRock® rocks when others are rolling. We aren’… Innovation Business Development. The Role: The Chief Product Officer will help ForgeRock grow and scale all of their existing offerings…
  • 3.4
    HSBC Holdings – Arlington Heights, IL
    Est. Salary $68k-$117k
    6 days ago 6d
    level regulatory compliance officer. In some cases, this role may report to an AVP Manager Regulatory Compliance Officer.… Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources…
  • 4.4
    Procom – New York, NY
    19 days ago 19d
    Regulatory Supervisor- On behalf of our client, Procom Services is searching for a Regulatory Supervisor to join their team in… specific written supervisory procedures to achieve regulatory compliance. The Regulatory Supervisor must be highly responsive in a business…
  • 2.9
    Altisource – Ventura, CA
    14 days ago 14d
    development opportunities. We are looking for an Escrow Officer/Closer Specialist for Premium Title in our Ventura office.… per the guidelines set by management and the company, State regulatory bodies and/or the company Underwriter Confirm all Title…
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