Compliance Jobs in Richmond, CA | Glassdoor
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Compliance Jobs in Richmond, CA

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  • 4.2
    Balyasny Asset Management – San Francisco, CA
    19 days ago 19d
    closely with both the Compliance and Legal Departments. The primary focus will be to assist the Compliance Department with ongoing… provide compliance oversight to investment and non-investment staff in our San Francisco office. In the role of Compliance Analyst…
  • 5.0
    Varo Money – San Francisco, CA
    26 days ago 26d
    serve as the Compliance leader responsible for developing, implementing and overseeing a comprehensive compliance program, including… Varo Money is looking for an exceptional compliance leader with experience in consumer banking, an interest in Fintech and…
  • 2.9
    Easter Seals Bay Area – Pleasant Hill, CA
    Est. Salary $70k-$134k
    3 days ago 3d
    of positive ethical principles, compliance with federal and state law in all areas of compliance programs and staff, and assists… seeking guidance from compliance, audit and privacy when they are in gray areas. Ensure that compliance is part of the fabric…
  • B|O|S – San Francisco, CA
    7 days ago 7d
    Overview): The Compliance Manager is responsible for establishing, managing, and directing the firm’s compliance program, including… Essential Functions: Firm Compliance Program Set and promote an overall firm tone with respect to compliance that reflects the firm…
  • 3.8
    Lyft – San Francisco, CA
    Est. Salary $54k-$91k
    9 days ago 9d
    of the company to implement our compliance objectives. This role reports to the Senior Compliance Manager. RESPONSIBILITIES Track… fun while you hustle? Then come be an Associate Regulatory Compliance Manager at Lyft! We're looking for someone who will be…
  • 4.0
    Funding Circle – San Francisco, CA
    24 days ago 24d
    will be to fully deploy the compliance monitoring and testing program in the US, to provide compliance and management with a clear… Francisco reporting into the US Chief Compliance Officer, and collaborating with the UK Compliance Monitoring Manager based in London…
  • 3.4
    KellyMitchell – San Francisco, CA
    5 days ago 5d
    Responsibilities: - Support SOX Compliance activities of the Supply Chain group (i.e. Contract Compliance Audits) - Serve as the Program… Qualifications: Minimum Qualifications 3 years experience in a compliance related function Desired Qualifications: Working knowledge…
  • 3.6
    Rodan and Fields, LLC – San Ramon, CA
    Est. Salary $40k-$67k
    9 days ago 9d
    p 415.273.8000 f 415.273.8036 60 Spear Street, Suite 600 San Francisco, CA 94105 www.rodanandfields.com Version 2.0 (…
  • 3.4
    Philz Coffee – San Francisco, CA
    Est. Salary $78k-$128k
    20 days ago 20d
    accurate and in compliance with federal and state regulations. Develops strategic plans to enforce and ensure compliance. Communicates… updates compliance policies and procedures. Develops and/or modifies company forms and relevant contract compliance language…
  • 4.4
    DocuSign – San Francisco, CA
    Est. Salary $65k-$107k
    23 days ago 23d
    Summary The Compliance Manager will be part of a team responsible for advocating, monitoring, and enforcing compliance through controls… leadership to build a Governance, Risk, and Compliance strategy that ensures a culture of compliance awareness within DocuSign and trusted…
  • 4.0
    Funding Circle – San Francisco, CA
    Est. Salary $40k-$62k
    11 days ago 11d
    communication style. Birds-eye view of the role: Compliance operations Manage compliance tasks which include accreditation and re-accreditation… monitoring and compliance communications with investors. Identify data irregularities, stay up-to-date with compliance with organizational…
  • 4.2
    Square – San Francisco, CA
    27 days ago 27d
    team as the Chief Compliance Officer. You will be responsible for directing all activities within the compliance team to include… decisions on compliance matters to protect our company, products, and our customers Build and advocate for product compliance requirements…
  • 4.7
    TokBox – San Francisco, CA
    24 days ago 24d
    pentests, vulnerability tests and SOC2 audits Assess and track compliance with regulatory and legal requirements relevant to the TokBox… skills and experiences you’ll need 3+ years of experience in compliance, privacy or security risk management Strong program management…
  • 3.1
    Guidepoint – San Francisco, CA
    Est. Salary $68k-$132k
    16 days ago 16d
    skills? If so, the Compliance Analyst role at Guidepoint may be right for you. Role Compliance sits at the center… years of compliance-related experience in financial services Proactive and self-motivated Experience using compliance search tools…
  • 3.5
    Robert Half Management Resources – San Francisco, CA
    Est. Salary $53k-$85k
    11 days ago 11d
    Compensation: $45.00 to $50.00 per hour RHMR is looking for a Compliance Analyst at a Mid-Size Bank in downtown San Francisco! Review… address identified risks. Assist with other investment advisory compliance functions, including analysis and testing of effectiveness…
  • 3.6
    FinancialForce.com – San Francisco, CA
    Est. Salary $72k-$119k
    24 days ago 24d
    Manager, Security & Technology Compliance San Francisco, US ABOUT FINANCIALFORCE Founded in 2009, FinancialForce is the leading… Ventures, Advent International and UNIT4. THE ROLE Security & Compliance Manager will be responsible for execution of technology certification…
  • 3.0
    Dynavax Technologies – Berkeley, CA
    Est. Salary $33k-$65k
    24 days ago 24d
    impact of any non-compliance and provide reports of potential compliance risks. Communicate potential compliance risks openly and… CQA) support to Clinical Development activities to ensure compliance with Good Clinical Practices (GCP) and Good Pharmacovigilance…
  • 3.5
    UPS – Hayward, CA
    Est. Salary $54k-$90k
    17 days ago 17d
    Compliance Specialist Job Summary The Operations & Compliance Specialist supports Operations in distribution and logistics… regulatory requirements and maintain compliance in the operation. The Operations & Compliance Specialist assists customers with requests…
  • 3.2
    Community Housing Partnership – San Francisco, CA
    Est. Salary $53k-$89k
    10 days ago 10d
    Overview: The Occupancy and Compliance Manager manages the Occupancy & Compliance team responsible for assuring all Community… Occupancy and Compliance team is a division within the Housing Operations Department. The Occupancy and Compliance Manager designs…
  • Snapcard – San Francisco, CA
    Est. Salary $48k-$77k
    18 days ago 18d
    necessary, coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to… remains regulatory compliant and commercially sound. The Compliance team is responsible for conducting Sanctions, Identity Verification…
  • 3.3
    LendingClub – San Francisco, CA
    24 days ago 24d
    partners. As the InfoSec Compliance Principal, you will be responsible for the management of key compliance initiatives, assuring… assisting in the development and execution of our technology compliance program. You will be a self-starter, and a team player passionate…
  • 3.9
    Sangamo Therapeutics – Richmond, CA
    Est. Salary $120k-$178k
    4 days ago 4d
    assess trending and protocol compliance Review and categorize protocol deviations and site non-compliance Report internally and…
  • 3.0
    BCG Attorney Search Inc – San Francisco, CA
    EASY APPLY
    5 days ago 5d
    seeks litigation attorney with 3-4 years of experience in ADA compliance. The candidate should have experience in advising clients… required. Experience of assisting clients with Internet-related compliance, including retail websites and online reservation systems…
  • 3.6
    Credit Karma – San Francisco, CA
    5 days ago 5d
    As Compliance Counsel, you will proactively assess legal risks and assist in the regulatory needs of our company. You will… What the Job Entails Managing cross-functional legal compliance efforts in the areas of consumer protection, data security…
  • 4.1
    Coinbase – San Francisco, CA
    17 days ago 17d
    to the Director of Compliance Investigations, the Regulatory Compliance Investigator will conduct compliance reviews and analysis… regulatory compliance policies and programs. Responsibilities May perform some or all of the following regulatory compliance tasks…
  • 3.9
    Sangamo Therapeutics – Richmond, CA
    Est. Salary $52k-$78k
    4 days ago 4d
    accurate data collection, documenting drug accountability and compliance with federal regulations Maintain frequent site contact…
  • 3.4
    Wells Fargo – San Francisco, CA
    6 days ago 6d
    looking for a strong compliance professional to be a critical member of Wells Fargo Funds Managements Compliance Sub-Adviser and Service… the following: Compliance reporting to fund trustees, service provider testing and oversight, portfolio compliance and related portfolio…
  • 4.9
    Affirm – San Francisco, CA
    Est. Salary $138k-$221k
    19 days ago 19d
    finance from the ground up, including compliance. As such, Affirm seeks a Director of Compliance to own implementation of all aspects… business processes and related compliance programs. The role will report into the Chief Compliance Officer, and will interface extensively…
  • 2.9
    BRIDGE Housing – San Francisco, CA
    Est. Salary $68k-$112k
    24 days ago 24d
    We are looking for a Compliance Manager to join our dedicated San Francisco team! As the Compliance Manager, you will be… groups as needed. This position reports to the Director of Compliance in the Asset Management department. BRIDGE benefits…
  • 3.9
    Sangamo Therapeutics – Richmond, CA
    4 days ago 4d
    metrics are met while the conduct of clinical trials is in compliance with the study protocols, SOPs, and applicable regulatory…
  • 3.7
    Axelon, Inc. – San Francisco, CA
    Est. Salary $53k-$82k
    5 days ago 5d
    Compliance Analyst San Francisco, CA 3 Months Minimum Qualifications 3 years experience in a compliance related function… Responsibilities: - Support SOX Compliance activities of the Supply Chain group (i.e. Contract Compliance Audits) - Serve as the Program…
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