Compliance Officer Jobs in San Mateo, CA | Glassdoor
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Compliance Officer Jobs in San Mateo, CA

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  • 3.6
    Franklin Resources – San Mateo, CA
    Est. Salary $65k-$116k
    6 days ago 6d
    our team. ComplianceOfficer (Global Regulatory Disclosure Manager) Role Description Global Compliance is an independent… promotion of an effective, embedded compliance culture throughout the Firm. The ComplianceOfficer (Global Regulatory Disclosure…
  • 4.7
    Fundbox – San Francisco, CA
    Est. Salary $67k-$127k
    6 days ago 6d
    Senior ComplianceOfficer be responsible for assisting in the continued built-out of our Compliance Management System, for owning… owning Compliance initiatives in support of Fundbox’s small business financing products and services, and for maintaining internal…
  • 3.4
    BNP Paribas – San Ramon, CA
    Est. Salary $111k-$187k
    Today 10hr
    offres vous intéressent-elles ? Full-time BSA Compliance Testing Officer United States-California-San Ramon Full-time… 5 - 7 yrs. combined in Banking/Compliance/Audit/Risk Management/Regulatory Strong compliance knowledge and experience with banking…
  • 2.9
    Guidepoint – San Francisco, CA
    Est. Salary $68k-$128k
    15 days ago 15d
    communication skills? If so, the Compliance Analyst role at Guidepoint may be right for you. Role Compliance sits at the center of… years of compliance-related experience in financial services Proactive and self-motivated Experience using compliance search tools…
  • 3.5
    Philz Coffee – San Francisco, CA
    Est. Salary $76k-$125k
    20 days ago 20d
    Francisco. This position will report to our Chief Financial Officer and is responsible for ensuring that Philz is following all Federal… Communicates perceived compliance risks and presents remediation options. Develops and updates company compliance policies and procedures…
  • 3.4
    BNP Paribas – San Ramon, CA
    Today 10hr
    -time Sr Compliance Testing Officer United States-California-San Ramon * Full-time BSA Quality Assurance Officer United… assigned testing and monitoring protocols under Sr. Compliance Tester and/or Compliance Testing Manager guidance. * Performs assigned…
  • 3.0
    Bank of the West – San Francisco, CA
    Est. Salary $99k-$162k
    NEW
    of Defense Business Unit Facing Compliance position. In this role, the Senior ComplianceOfficer is responsible for partnering with… components. The Senior ComplianceOfficer will collaborate with CBU to ensure compliance with regulatory risks; manage risk in a…
  • 5.0
    Intersect ENT – Menlo Park, CA
    Est. Salary $68k-$112k
    20 days ago 20d
    management apprised of current developments. Reports to Chief ComplianceOfficer / General Counsel Operates with autonomy and limited… PURPOSE OF JOB Provides compliance expertise for Intersect ENT’s health care compliance program. Responsible for oversight…
  • 3.7
    San Francisco Public Utilities Commission – San Francisco, CA
    Est. Salary $49k-$94k
    NEW
    Under general supervision, the Contract ComplianceOfficer administers programs of compliance with labor laws, workforce policies,… as required. Examples of compliance programs may include, but not be limited to: DBE Federal Compliance Programs, LBE (CH 14B),…
  • 3.3
    KeyPoint Credit Union – Santa Clara, CA
    NEW
    The External Mortgage Loan Officer proactively solicits new residential first and second mortgage loans that meet established… on Jumbo first mortgage products. The External Mortgage Loan Officer will proactively identify, develop and maintain a network of…
  • 3.7
    San Francisco Public Utilities Commission – San Francisco, CA
    Est. Salary $54k-$102k
    NEW
    direction, the Contract ComplianceOfficer II plans, develops, and administers the contract and ordinance compliance programs and activities… mandates related to compliance programs. Investigates formal and informal complaints of non-compliance, potential labor law…
  • 3.0
    Bank of the West – San Ramon, CA
    19 days ago 19d
    assigned testing and monitoring protocols under Sr. Compliance Tester and/or Compliance Testing Manager guidance. § Performs assigned… thoroughly, and following work paper protocols in accordance with Compliance Monitoring and Testing Standard, Operations Manual, FMP requirements…
  • 3.5
    Telecare Corporation – Alameda, CA
    Est. Salary $100k-$182k
    NEW
    Executive Officer. The Corporate ComplianceOfficer ("CCO") is responsible for managing and overseeing Telecare’s Compliance and Ethics… with a Corporate Compliance Committee, and for directing the Internal Audit function. He/she reports compliance-related issues directly…
  • 4.7
    Affirm – San Francisco, CA
    Est. Salary $140k-$229k
    NEW
    business processes and related compliance programs. The role will report into the Chief ComplianceOfficer, and will interface extensively… finance from the ground up, including compliance. As such, Affirm seeks a Director of Compliance to own implementation of all aspects…
  • 3.6
    First Republic Bank – San Francisco, CA
    Est. Salary $65k-$115k
    20 days ago 20d
    within a registered investment advisor. The Senior ComplianceOfficer will report to the CCO of FRIM or TBH Deputy CCO of FRIM… procedures and controls, compliance monitoring and assistance with supervisory reviews in order to ensure compliance with all federal…
  • 3.2
    Marsh & McLennan – San Francisco, CA
    Est. Salary $75k-$142k
    10 days ago 10d
    The ComplianceOfficer is responsible for supporting the compliance agenda of the West region and providing specialized advice… responding to questions from business colleagues on application of compliance program; supervising monitoring activities; and developing…
  • 3.5
    Wells Fargo – San Mateo, CA
    19 days ago 19d
    This position requires compliance with all mortgage regulatory requirements and Wells Fargo's compliance policies related to these… dwelling secured transaction. As such, this position requires compliance with the S.A.F.E. Mortgage Licensing Act of 2008 and all related…
  • 5.0
    AMI Network – Oakland, CA
    Est. Salary $53k-$104k
    9 days ago 9d
    Medicare Advantage, CMS, Compliance We’re searching for a ComplianceOfficer in the East Bay area for an… ComplianceOfficer | Managed Care Compensation: $105-115K City, State: Oakland, CA Req'd Qualifications:…
  • 4.3
    Coinbase – San Francisco, CA
    NEW
    obligations Collaborate with the Director of Compliance Management, BSA Officer and others to design and implement policies, procedures… to build a world-class compliance team, we may have a position for you. We are looking for a Compliance Outreach Manager to oversee…
  • 3.1
    Financial Engines – Sunnyvale, CA
    Est. Salary $170k-$290k
    27 days ago 27d
    Financial Engines has an opening for its Chief ComplianceOfficer position, reporting to the General Counsel, and based either… determine compliance risk. Develop, test and maintain policies and procedures for applicable regulatory and compliance requirements…
  • 3.5
    Wells Fargo – San Mateo, CA
    19 days ago 19d
    This position requires compliance with all mortgage regulatory requirements and Wells Fargo's compliance policies related to these… dwelling secured transaction. As such, this position requires compliance with the S.A.F.E. Mortgage Licensing Act of 2008 and all related…
  • 3.7
    Adyen – San Francisco, CA
    Est. Salary $100k-$171k
    NEW
    Adyen is looking for a VP of Compliance to be based in our San Francisco office. The ComplianceOfficer will be focusing on U.S. portfolio… Scheme Compliance as well as providing proactive support to our top merchants across the globe. The ComplianceOfficer will report…
  • 3.6
    Sutter Health System – San Francisco, CA
    Est. Salary $96k-$174k
    5 days ago 5d
    Description The ComplianceOfficer administers the Sutter Health Ethics and Compliance Program at California Pacific Medical… CMS) and the Office of the Inspector General (OIG)).The ComplianceOfficer assists senior management and governance boards in carrying…
  • 3.1
    Cepheid – Sunnyvale, CA
    27 days ago 27d
    engender a culture of compliance within Cepheid and as part of Danaher’s Diagnostics platform. The ComplianceOfficer will partner with… improvements as the Compliance Program evolves. Monitor, and coordinate with Cepheid’s Chief Regulatory Officercompliance activities…
  • 3.1
    Union Bank – San Francisco, CA
    Est. Salary $95k-$162k
    7 days ago 7d
    assignments assigned by manager, Deposit Compliance Lead or Chief ComplianceOfficer. Qualifications Additional Information… average. 15% Cross-Train with designated line of business ComplianceOfficer(s) and provide support of review of policies and procedures…
  • 4.1
    University of California – San Francisco, CA
    Est. Salary $95k-$173k
    1 days ago 18hr
    Ethics and Compliance. Reporting directly to the Associate Vice Chancellor (AVC), Chief Ethics and ComplianceOfficer (CECO)… Chief UCSF Health Clinical ComplianceOfficer San Francisco Full Time Requisition: 47146BR Posting Date: 8/18…
  • 3.0
    Bank of the West – San Ramon, CA
    Est. Salary $99k-$162k
    7 days ago 7d
    - 7 yrs. combined in Banking/Compliance/Audit/Risk Management/Regulatory * Strong compliance knowledge and experience with… professional contributor confirming through 'audit-like" testing of compliance controls in the business units. Leads planning, test execution…
  • 4.7
    Fundbox – San Francisco, CA
    NEW
    least four years of experience as a MLRO, ComplianceOfficer, Anti-Money Laundering Officer AML/CFT certified (ACAMS, ACFCS) (preferred… fully dedicated compliance hire. As Director of Compliance, you will have the opportunity to build Fundbox’s compliance program from…
  • 3.4
    Oracle – Redwood City, CA
    Est. Salary $61k-$94k
    11 days ago 11d
    report to Oracle’s Chief Compliance and Ethics Officer (CCEO) and are an integral part of the Global Compliance & Ethics Program at… Compliance Operations Analyst, Oracle Compliance & Ethics Program The position: As the Compliance Operations…
  • 3.8
    UC San Francisco – San Francisco, CA
    Est. Salary $109k-$197k
    22 days ago 22d
    Chief UCSF Health Clinical ComplianceOfficer Job Code and Payroll Title 6058 Ethics and Compliance Manager II Location Laurel… Ethics and Compliance. Reporting directly to the Associate Vice Chancellor (AVC), Chief Ethics and ComplianceOfficer (CECO)…
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