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Senior Compliance Examiner Jobs

1,316 Jobs

  • 4.2
    National Futures Association – New York, NY
    13 days ago 13d
    ComplianceExaminer Description: The ComplianceExaminer will support NFA's regulatory programs through exams, investigations… on-site examinations of NFA Member books and records and analyzes its business and financial operations to ensure compliance with…
  • 4.1
    FDIC – Elizabethtown, KY
    7 days ago 7d
    here. Applicants must have obtained Commissioned (Compliance) Examiner status in the FDIC or another organization with comparable… fair-lending, civil rights and CRA. Knowledge of complianceexamination policies and practices, and broad knowledge of banking…
  • 3.2
    Waddell & Reed – Overland Park, KS
    NEW
    ComplianceExaminer Tracking Code 1562-732 Job Description Job Summary: Travel to company field offices to examine… years of pertinent compliance experience - or - Six or more years of pertinent Financial Services compliance experience - or -…
  • 2.9
    Simple Finance – Portland, OR
    $53k-$71k(Glassdoor est.)
    5 days ago 5d
    : As Simples SeniorCompliance Analyst, you will contributes to the success of Simples regulatory compliance outcomes. You will… closely with various departments up to Senior Management. The Team: The Compliance Team at Simple consists of people that…
  • 3.7
    Midland States Bank – Effingham, IL
    $59k-$88k(Glassdoor est.)
    7 days ago 7d
    In addition, the Senior Fair Lending Compliance Officer will provide advisory services related to compliance with statutes, regulations… The Senior Fair Lending Compliance Officer is primarily responsible for developing, implementing and administering all aspects…
  • 3.6
    Federal Reserve Bank of Cleveland – Cleveland, OH
    13 days ago 13d
    carry the Bank into the future. Join our team! Examiner I, II, Senior - Risk Specialist (Information Technology) Bank Supervision… two years from date of hire. 5 year examination related work experience (audit,compliance, or regulatory experience in a variety…
  • 4.2
    Toptech Systems – Chicago, IL
    $52k-$69k(Glassdoor est.)
    NEW
    trends and to determine scope of reviews/audits. Evaluate and examine accounting policies and procedures/systems in place at the… processes which mitigate and/or remediate gaps identified. Examine, analyze and interpret accounting records to detect deficient…
  • 3.7
    Midland States Bank – Saint Louis, MO
    $68k-$100k(Glassdoor est.)
    7 days ago 7d
    In addition, the Senior Fair Lending Compliance Officer will provide advisory services related to compliance with statutes, regulations… EFFINGHAM, IL AND WILL REQUIRE RELOCATION The Senior Fair Lending Compliance Officer is primarily responsible for developing,…
  • 4.0
    Federal Reserve Bank of Atlanta – Atlanta, GA
    5 days ago 5d
    Responsibilities: · Performs examinations and inspections of financial institutions, ensures compliance with applicable laws and regulations… Position Specific Information: The Consumer ComplianceExamination team has a position available for a highly motivated…
  • 3.7
    UT Southwestern Medical Center – Dallas, TX
    $51k-$66k(Glassdoor est.)
    HOT
    nursing, and licensure as Registered Nurse by Board of Nurse Examiners for State of Texas and a current Basic Life Support (BLS)… study required activity is completed per protocol. Maintains compliance with protocol and all applicable regulatory requirements.…
  • 3.9
    Seiler – Redwood City, CA
    EASY APPLY
    $72k-$93k(Glassdoor est.)
    13 days ago 13d
    individuals and entities, ensuring compliance with regulations, rules, etc. Gather, summarize, and examine data or information to project… Tax Senior in Redwood City, CA (TS-CA) – Create chart of accounts and assign entries to proper accounts. Analyze accounting…
  • 3.6
    Federal Reserve Bank of Cleveland – Cleveland, OH
    27 days ago 27d
    Bank into the future. Join our team! Examiner - Risk Specialist I, II or Senior (Information Technology) Bank Supervision… start of their employment. 5 year examination related work experience (audit, compliance, or regulatory experience in a variety…
  • 3.4
    Federal Reserve Bank of San Francisco – Los Angeles, CA
    11 days ago 11d
    management systems, and compliance with applicable laws and regulations. Scope, organize, and control examination/inspection activities—supervise… opportunities exist in the Examination Group (EG) in the Division for Information Technology Examiners. Examiners help ensure the safety…
  • 4.2
    Mazars – Fort Washington, PA
    $52k-$91k(Glassdoor est.)
    19 days ago 19d
    outsourced basis Assist with Service Organization Control (SOC) examinations Assist with the execution of MGA/MGU/TPA field Inspections… certifications Internal Risks and Controls (SOX, MAR) SOC examinations MGA/MGU/TPA inspections Strong computer skills, with knowledge…
  • 3.9
    United States Olympic Committee – United States
    NEW
    the Senior Director of Audit, the Staff Auditor– Compliance is responsible for initiating and executing annual compliance reviews… independent site visits to obtain evidence, conduct staff interviews, examine records and gather pertinent data. Formulate recommendations…
  • 3.5
    TD Ameritrade – Chicago, IL
    $71k-$112k(Glassdoor est.)
    NEW
    productivity on Compliance department goal and functional areas. The Sr Manager will interact with Compliancesenior management,… with Legal and other areas of Compliance in responding to regulatory inquiries and examinations for TDA, with an emphasis on the…
  • 3.5
    Synovus Financial Corp. – Columbus, GA
    NEW
    Directors and examiners. ¦May manage or support segments of the BSA/AML/OFAC compliance regulatory examinations and audits for… by the department's senior management in communicating BSA/AML/OFAC compliance risk and issues to senior management, committees…
  • 3.8
    Lennox – Richardson, TX
    $60k-$90k(Glassdoor est.)
    HOT
    responsible for, project staff involved in the examination of a wide variety of activities. Examines records, documents, methods, policies…
  • 4.2
    National Futures Association – New York, NY
    13 days ago 13d
    its core functions of examinations, investigations and financial surveillance of NFA Members. The Compliance Intern will attend various… Cumulative GPA of 3.0 or higher Working toward NFA's ComplianceExaminer requirements of 9 hours of Accounting, including an Intermediate…
  • 4.0
    Federal Reserve Bank of St. Louis – Saint Louis, MO
    $65k-$113k(Glassdoor est.)
    18 days ago 18d
    consumer protection compliance or CRA examinations Assess compliance with fair lending laws and regulations Examine banks for compliance… For candidates lacking an examiner commission, at least five years of related bank compliance experience in the areas of Community…
  • 3.3
    Broward County Public Schools – Fort Lauderdale, FL
    $73k-$107k(Glassdoor est.)
    NEW
    /2018 Senior Plans Examiner, Mechanical JobID: 14782 Position Type: Administration, District/Plans Examiner/Inspector… of certified (Florida Statute Part XII 468) building plans examiners. Meet with project designers and contractors as required…
  • 2.8
    San Antonio Water System – San Antonio, TX
    NEW
    testing, and dye testing operations. Senior Backflow Prevention Inspector maintains compliance with the National Plumbing Code, Texas… Master Plumber License issued by the Texas State Board of Examiners. PREFERRED REQUIREMENTS Water Supply Protection Specialist…
  • 3.4
    BNP Paribas – New York, NY
    1 days ago 14hr
    necessary by seniorCompliance and business management. Assist in compliance related matters during examinations by the Firm’… agency, and/or self-regulatory organization in a compliance, internal audit, or examiner related position. BA or BS Degree a must.…
  • 3.8
    Pacific Compensation Insurance Company – Thousand Oaks, CA
    $63k-$97k(Glassdoor est.)
    NEW
    responsibility, however as a senior level examiner may serve as mentor and coach to less experienced examiners. REQUIRED/PREFERRED… Job Title: Senior Claims Examiner Department: Claims Reports To: Claims Supervisor FLSA Status: Non-Exempt…
  • 3.8
    Raymond James Financial Inc. – Saint Petersburg, FL
    8 days ago 8d
    detect and address potential compliance problems. Researches compliance issues. Alerts Senior Management of current regulatory… activities to compliance and business management personnel. Manages relevant external examinations, ensuring that requested information…
  • 3.5
    CME Group – Chicago, IL
    $48k-$77k(Glassdoor est.)
    24 days ago 24d
    Prepares any examination issues and findings in a clear and concise manner The staff examiner, along with a more senior examination… we’re looking for more. The Examiner participates in financial and complianceexaminations, limited reviews of daily customer…
  • Federal Reserve Bank (FRB) – Atlanta, GA
    NEW
    Responsibilities: Performs examinations and inspections of financial institutions, ensures compliance with applicable laws and regulations… Position Specific Information: The Consumer ComplianceExamination team has a position available for a highly motivated…
  • 4.0
    Federal Reserve Bank of Atlanta – Miami, FL
    5 days ago 5d
    communicating (both written and verbal) examination results and related risks to senior management and directors of supervised… Responsibilities: Performs examinations and inspections of financial institutions, ensures compliance with applicable laws and regulations…
  • 3.5
    Universal Service Administrative Company – Washington, DC
    $74k-$110k(Glassdoor est.)
    1 days ago 21hr
    and maintenance Independently and proactively gathering, examining, and analyzing data sets aligned with business needs and strategic… experienced, dynamic and collaborative professional to serve as Senior Program Analyst within our High Cost team. This person will…
  • 3.6
    RCN – Falls Church, VA
    $76k-$138k(Glassdoor est.)
    HOT
    includes evaluating progress and results of projects to examinecompliance with the client’s Architecture, result effectiveness,… Requisition Number 17-0302 Post Date 11/30/2017 Title Senior Application Developer City Falls Church State VA Description…
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