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  • 2.8
    Tennessee Housing Development Agency – Nashville, TN
    Est. Salary $25k-$39k
    20 days ago 20d
    guidance of the Senior Compliance Examiner and the Director of Internal Audit, plans, coordinates and performs compliance for the in-house… Internal Audit and the Senior Compliance Examiner to develop, implement and maintain the agency's compliance, risk assessment and…
  • 4.1
    Federal Reserve Bank of Atlanta – Atlanta, GA
    22 days ago 22d
    Responsibilities: Performs examinations and inspections of financial institutions, ensures compliance with applicable laws and regulations… bank management. Verify compliance with a variety of laws and regulations. Write examination reports, risk assessments,…
  • 3.3
    D.A. Davidson Companies – Great Falls, MT
    26 days ago 26d
    to areas of assigned responsibilities Keyword: Senior Compliance Examiner From: D.A. Davidson Companies… to conduct onsite compliance examinations of Individual Investor Group offices. Position acts as compliance contact for the assigned…
  • 3.6
    Central Pacific Bank – Honolulu, HI
    Est. Salary $49k-$98k
    6 days ago 6d
    institution. Experience Senior Compliance Officer: 7+ years of bank compliance, audit, examination, and/or legal experience.… aspects of the Bank’s Compliance Management System (CMS), for the purpose of ensuring the Bank’s compliance with all federal and…
  • 3.3
    D.A. Davidson Companies – Great Falls, MT
    26 days ago 26d
    conduct onsite compliance examinations of Individual Investor Group branch offices. Position acts as ongoing compliance contact for… Duties Acts as compliance contact for designated branch offices Schedules assigned examinations and manages examination-related travel…
  • 3.1
    S&P Global – Centennial, CO
    Est. Salary $52k-$96k
    11 days ago 11d
    Position Description COMPLIANCE OFFICER – COMPLIANCE EXAMINATIONS - Centennial The Role: The Compliance Officer conducts periodic… position is part of a team of nine Compliance Officers responsible for providing compliance examinations and reviews globally with members…
  • 3.3
    McGraw Hill Financial – Centennial, CO
    Est. Salary $48k-$88k
    11 days ago 11d
    Position Description COMPLIANCE OFFICER – COMPLIANCE EXAMINATIONS - Centennial The Role: The Compliance Officer conducts periodic… position is part of a team of nine Compliance Officers responsible for providing compliance examinations and reviews globally with members…
  • 3.1
    S&P Global Ratings – Centennial, CO
    Est. Salary $52k-$95k
    13 days ago 13d
    Position Description COMPLIANCE OFFICER – COMPLIANCE EXAMINATIONS - Centennial The Role: The Compliance Officer conducts periodic… position is part of a team of nine Compliance Officers responsible for providing compliance examinations and reviews globally with members…
  • Huffman Associates, LLC – Orlando, FL
    EASY APPLY
    5 days ago 5d
    completion of assigned compliance reviews. Aids with internal and external compliance regulatory reviews and examinations and ensure the… related to compliance function. • Assists with all aspects related to compliance regulatory reviews, interact with examiners, resolve…
  • 3.2
    Patelco Credit Union – Oakland, CA
    Est. Salary $32k-$40k
    Today 9hr
    necessary to transact business and proper receipts for payments. Examine checks for endorsements and negotiability. Provide routine… related to OFAC and Bank Secrecy Act / Anti-Money Laundering compliance) and Patelco Credit Union’s policies and procedures. Performs…
  • 3.3
    Inspirus Credit Union – Tukwila, WA
    Est. Salary $57k-$105k
    19 days ago 19d
    Management, the Senior Compliance Officer ensures that Inspirus Credit Union is conducting its business in full compliance with all applicable… and operational compliance activities Participate and/or lead various committees, audits, and examinations Advises the…
  • 3.1
    Pulte Group – Dallas, TX
    1 days ago 18hr
    PRIMARY RESPONSIBILITIES: Examine titles in accordance with company and local examining procedures to determine status or… Sr. Title Officer / Examiner JOB SUMMARY: Primary responsibility for performing tasks related to title operations.…
  • 3.2
    Combined Insurance – O'Fallon, MO
    Est. Salary $45k-$70k
    Today 11hr
    Chubb, we are committed to equal employment opportunity and compliance with all laws and regulations pertaining to it. Our policy…
  • 4.1
    National Futures Association – New York, NY
    12 days ago 12d
    The Compliance Intern's main responsibility is to assist the Compliance department with its core functions of examinations, investigations… GPA of 3.0 or higher Working toward NFA's Compliance Examiner requirements of 9 hours of Accounting, including an Intermediate…
  • 3.4
    Nautilus Insurance Group – Scottsdale, AZ
    Est. Salary $58k-$89k
    11 days ago 11d
    information about Nautilus Insurance Group. SUMMARY The Senior Claims Examiners primary job function includes efficiently and effectively… Reviews and sets up new loss assignments in a timely manner in compliance with Department guidelines and best practices. Establishes…
  • 3.4
    Pulte Mortgage Company – Englewood, CO
    Est. Salary $45k-$75k
    4 days ago 4d
    State Compliance Manual. Acts as lead on state examinations including verbal and written communication with examiners including… Sr. Compliance Specialist - Mortgage Job Summary: The Senior Compliance Specialist is knowledgeable in several Compliance…
  • 2.9
    BOK Financial – Tulsa, OK
    Est. Salary $64k-$115k
    13 days ago 13d
    , businesses and geographies. . The Senior Compliance Testing Officer The Senior Compliance Testing Officer performs a key second… issue tracking.The Senior Compliance Testing Officer reports are utilized in supporting the bank’s Compliance Program to the CFPB…
  • 3.8
    Fidelity Investments – Jersey City, NJ
    17 days ago 17d
    The Senior Audit Analyst will be responsible for leading business and/or integrated audits and compliance examinations in support… visits to offices in support of annual examination requirements Faces off with middle to senior management within a business or function…
  • InsuranceWorks – United States
    Est. Salary $37k-$67k
    5 days ago 5d
    "Senior Examiner" Posted Date: May. 24, 2017 Details Job Number: IW-107865 Senior Examiner… Services. We are seeking a committed team player to provide senior-level expertise to support the government's claims management…
  • 2.7
    AmTrust North America – Irvine, CA
    Est. Salary $50k-$74k
    4 days ago 4d
    and Settlement Conferences as necessary. Accountable for compliance with the California Department of Insurance Regulations.…
  • 3.4
    Wells Fargo – Charlotte, NC
    1 days ago 20hr
    The Senior Examiner demonstrates advanced technical expertise, and has deep and broad credit knowledge. Senior Examiners serve… management is tactful and professional. Duties of the Senior Examiner include but are not limited to the following: Assess…
  • City of Palm Bay – Palm Bay, FL
    6 days ago 6d
    owners, architects, developers, etc. Coordinates with the Senior Plans Examiner. Reports to Chief Building Official / Building Division… and Two Family Dwelling Plans Examiner certification. OR Commercial Building Plans Examiner License plus a State of Florida…
  • 2.9
    Fallon Health – Worcester, MA
    Est. Salary $36k-$55k
    7 days ago 7d
    visit www.fallonhealth.org. Position Summary: The Claims Examiner should have thorough claim processing knowledge at a complex… and services that provide coordinated, integrated care for seniors and individuals with complex health needs. Fallon has consistently…
  • 4.8
    Base2 Solutions – Seattle, WA
    Est. Salary $90k-$145k
    2 days ago 2d
    responsible for: Providing security and architecture services, examine the customer need and provide tailored vendor-neutral solutions… California. What we need: Base2 Solutions is looking for a Senior Analyst/Auditor who would be providing system security services…
  • 3.4
    Puget Sound Energy – Bothell, WA
    24 days ago 24d
    Senior Escalated Complaints Examiner #14182 JOB SUMMARY: Puget Sound Energys Customer Care Department is looking for a Senior… Senior Escalated Complaints Examiner to join our team. This position will focus primarily on timely and accurate resolution to complaints…
  • 3.5
    New York Life Insurance Co – Sleepy Hollow, NY
    1 days ago 23hr
    years. The Complaint Review Unit (CRU) of the Corporate Compliance Department is responsible for handling complaints. Our goal… to set the industry standard for customer satisfaction and compliance with state and federal regulations. The CRU directly handles…
  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $121k-$213k
    3 days ago 3d
    on all compliance-related matters. Prepare and present annual compliance testing and remediation report to senior management… corporate governance, compliance and administrative perspective. Comprehensive knowledge of regulatory examination procedures used…
  • 3.4
    Lincoln Financial – Omaha, NE
    Est. Salary $37k-$56k
    1 days ago 23hr
    under management as of March 31, 2015. Job Summary: The Senior LTD Benefit Specialist is responsible for the fair, ethical… act as a resource to our Legal department as it relates to compliance, legislative, legal and regulatory issues. • Demonstrates…
  • 3.1
    City of Olathe – Olathe, KS
    14 days ago 14d
    The City of Olathe Fire Department is recruiting a Senior Plans Examiner to review building and structural plans and specifications… Certifications: ICC Plans Examiner and Combination Inspector certifications are required. ICC Combination Plans Examiner certification is…
  • 3.0
    First Midwest Bank – Gurnee, IL
    7 days ago 7d
    SUMMARY: The Senior Field Examiner will lead and independently complete Initial and Recurring field examinations for Commercial… borrowing based certificates to ensure compliance with Bank requirements. Investigate and examine customers accounting procedures and…
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