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Senior compliance officer Jobs

4,169 Jobs

  • 3.5
    National Credit Services – Bothell, WA
    EASY APPLY
    $43k-$84k(Glassdoor est.)
    HOT
    Responsibilities Implement and oversee the Compliance Management System (CMS) Ensure NCS compliance with all Federal & State requirements… skills Excellent communication skills, particularly with senior business management Ability to work with and management a…
  • 3.9
    Newport Group – United States
    $76k-$111k(Glassdoor est.)
    We're Hiring!
    opportunity for a SeniorComplianceOfficer. S/he will oversee Newport Group’s Investment Advisor’s compliance program pursuant… Ethics effort related the monitoring of employee trading for compliance with SEC Rule 204 A and applicable FINRA regulations. In addition…
  • 3.0
    Popular Community Bank – New York, NY
    $62k-$109k(Glassdoor est.)
    18 days ago 18d
    Side of Banking.” Compliance We are looking for a SeniorComplianceOfficer to join our Compliance Team in New York, NY… SeniorComplianceOfficer Apply now » Apply now Start apply with LinkedIn Start apply with…
  • 3.9
    Denali Federal Credit Union – Anchorage, AK
    EASY APPLY
    $26k-$41k(Glassdoor est.)
    6 days ago 6d
    Sales Supervisor. Perform all duties of a Financial Services Officer. Performs other duties as assigned. Education: High… professional service to all Credit Union members. Ensures compliance of established Credit Union policies, procedures, and regulations…
  • 4.5
    STCU – Liberty Lake, WA
    19 days ago 19d
    Senior Special Deposits Officer Location Headquarters City Liberty Lake State/Territory… Apply Now Position Overview The Special Deposits Officer is responsible for administering oversight on fiduciary accounts…
  • 3.5
    BOK Financial – Tulsa, OK
    $87k-$150k(Glassdoor est.)
    We're Hiring!
    industries, businesses and geographies. . The Chief ComplianceOfficer (CCO) is responsible for maintaining the operating framework… monitoring and reporting of compliance risks and issues. The CCO reports to the Chief Risk Officer and has responsibility for managing…
  • 2.6
    Easter Seals Bay Area – Walnut Creek, CA
    $62k-$98k(Glassdoor est.)
    9 days ago 9d
    The Director, Compliance Program, will report to the Senior Vice President, Corporate ComplianceOfficer. Responsibilites… officers in any compliance reviews or investigations. Assists the Senior Vice President, Corporate ComplianceOfficer, in reporting…
  • 3.9
    NeoTract – Pleasanton, CA
    18 days ago 18d
    IUBU) compliance program. Reporting to Teleflex Chief ComplianceOfficer, this position provides expertise on compliance matters… elements of the compliance program. Stay current on applicable laws, regulations, and practices; and keep senior management apprised…
  • 3.8
    RBC – Minneapolis, MN
    $77k-$132k(Glassdoor est.)
    Today 9hr
    What is the opportunity? As a SeniorComplianceOfficer with RBC Wealth Management you will, ensure, through education, advice… Provide continuing compliance education to business line personnel in connection with the firms preventative compliance program and other…
  • 3.9
    Tesaro – United States
    $66k-$112k(Glassdoor est.)
    18 days ago 18d
    TESARO’s US Healthcare Compliance Program. This position will report to TESARO’s Global Chief ComplianceOfficer and Assistant General… Senior Director, US Compliance Lead Do you have the passion to join a young global biopharmaceutical whose sole mission is…
  • 4.1
    Utah Retirement Systems – Salt Lake City, UT
    $66k-$124k(Glassdoor est.)
    We're Hiring!
    as assigned. SENIORCOMPLIANCEOFFICER $126,968 - $158,710 POSITION SUMMARY The SeniorComplianceOfficer – Investments… URS. SENIORCOMPLIANCEOFFICER REQUIRED EDUCATION AND EXPERIENCE: Eligibility for the SeniorComplianceOfficer role will…
  • 3.3
    Genomic Health – Redwood City, CA
    $115k-$144k(Glassdoor est.)
    10 days ago 10d
    Director of Compliance - Interim ComplianceOfficer. The SeniorCompliance Analyst is a high-level position in the Compliance Department… position partners closely with the Grant Review Board, the ComplianceOfficer and internal business leads as appropriate. Implement…
  • 3.3
    Webster Bank – Southington, CT
    $97k-$165k(Glassdoor est.)
    NEW
    every day. The Senior Vice President, Chief ComplianceOfficer will report to Webster's Chief Risk Officer, and partner with… regulations. The Chief ComplianceOfficer is responsible for the design and execution of the bank's Compliance Management Program…
  • 3.9
    Denali Federal Credit Union – Anchorage, AK
    EASY APPLY
    $28k-$42k(Glassdoor est.)
    9 days ago 9d
    Sales Supervisor. Perform all duties of a Financial Services Officer. Performs other duties as assigned.… professional service to all Credit Union members. Ensures compliance of established Credit Union policies, procedures, and regulations…
  • 4.0
    Kearney & Company – Alexandria, VA
    $72k-$123k(Glassdoor est.)
    7 days ago 7d
    achieving security compliance, but enable them to overcome obstacles and further their agency’s mission. These Senior Analysts will… area Two (2) or more years as Information System Security Officer (ISSO) preferably in a federal agency in an advisory capacity…
  • 4.1
    The Execu|Search Group – New York, NY
    NEW
    experienced ComplianceOfficer for a promising Senior-level position with their growing staff. In this role, the SeniorCompliance Officer… Financial Services Firm Job Description The SeniorComplianceOfficer will: Develop the annual test plan Determine…
  • 4.0
    Page Group – New York, NY
    11 days ago 11d
    Based in New York, the SeniorComplianceOfficer, you will be responsible for providing advisory financial services on securities… Description Some of the key responsibilities of the SeniorComplianceOfficer are: Act as main point of contact to interface…
  • 3.6
    ManTech – Lackland AFB, TX
    $44k-$66k(Glassdoor est.)
    HOT
    Req ID 95844BR Business Title Sr. Personnel Security Officer Group MCIS Location USA TEXAS Lackland AFB Clearance… seeking a motivated, career and customer Sr. Personnel Security Officer to join our team in San Antonio, TX to provide unparalleled…
  • 2.6
    Golden 1 Credit Union – Sacramento, CA
    $56k-$79k(Glassdoor est.)
    NEW
    's Certified ComplianceOfficer (NCCO), Certified Bank ComplianceOfficer (CBCO), Certified Regulatory Compliance Manager (CRCM… GENERAL DESCRIPTION: The SeniorCompliance Analyst will be responsible for assisting the Snr Manager Monitoring & Complaints…
  • 2.6
    Outcome Health – New York, NY
    $106k-$198k(Glassdoor est.)
    Today 5hr
    systems enable compliance with internal policies and enhance compliance reporting. Produce reports to senior management documenting… good in the world. WHO ARE YOU As Outcome Healths ComplianceOfficer for Business Operations you will provide input to ensure…
  • 4.7
    GPAC – Sioux City, IA
    EASY APPLY
    $51k-$98k(Glassdoor est.)
    NEW
    Operating Officer to oversee compliance procedures and advise on risk management. The future complianceofficer will also advise… The next complianceofficer will be expected to research, implement, and manage the areas of banking regulations and laws, banking…
  • 5.0
    Job Juncture – Atlanta, GA
    We're Hiring!
    Love your job! The Lead ComplianceOfficer at the client bank is responsible for providing superior regulatory support and… the state of regulatory compliance. Requirements: 8+ years of Bank audit/regulatory compliance experience in consumer financial…
  • 3.2
    L.A. Care Health Plan – Los Angeles, CA
    $89k-$139k(Glassdoor est.)
    8 days ago 8d
    The Senior Director of Compliance (Audit Services) serves as a senior leader within the Compliance Department. The Senior Compliance… the Chief ComplianceOfficer on other duties as assigned to support the mission and responsibilities of the Compliance Department…
  • 3.0
    Harris Bankcorp – Chicago, IL
    $64k-$113k(Glassdoor est.)
    NEW
    administration of a Compliance Program. The SeniorComplianceOfficer coordinates, performs, and reviews regulatory compliance testing of… The SeniorComplianceOfficer assists the Head, US Regulatory Compliance Testing as a key contributor on the Regulatory Compliance…
  • 3.9
    Denali Federal Credit Union – Anchorage, AK
    EASY APPLY
    $28k-$42k(Glassdoor est.)
    21 days ago 21d
    Sales Supervisor. 10.Perform all duties of a Financial Services Officer. 11.Performs other duties as assigned. Required Education:… professional service to all Credit Union members. 7.Ensures compliance of established Credit Union policies, procedures, and regulations…
  • 4.1
    Allied Mortgage Group – Philadelphia, PA
    $72k-$135k(Glassdoor est.)
    HOT
    The ComplianceOfficer will directly be responsible for planning, executing and managing all regulatory and compliance efforts… ComplianceOfficer Location: Philadelphia, PA Allied Mortgage Group is a regional mortgage banker based in Bala Cynwyd,…
  • 4.1
    Quontic Bank – Miami, FL
    EASY APPLY
    NEW
    seasoned Senior Loan Officers for our Mortgage Lending Sales team in Coral Gables, Florida. This qualified Senior Loan Officer will… Senior Loan Officer job opening in Miami Quontic Bank, a growing entrepreneurial, based community bank and lender,…
  • 2.6
    Golden 1 Credit Union – Sacramento, CA
    $45k-$64k(Glassdoor est.)
    16 days ago 16d
    Certified ComplianceOfficer (NCCO), Certified Bank ComplianceOfficer (CBCO), and/or Certified Regulatory Compliance Manager… regulations, rules, and guidance to business owner, compliance management, and senior managers. Research regulations by reviewing…
  • 3.0
    BMO Harris Bank – Chicago, IL
    $81k-$139k(Glassdoor est.)
    NEW
    administration of a Compliance Program. The SeniorComplianceOfficer coordinates, performs, and reviews regulatory compliance testing of… The SeniorComplianceOfficer assists the Head, US Regulatory Compliance Testing as a key contributor on the Regulatory Compliance…
  • 3.2
    M&T Bank – Buffalo, NY
    $60k-$105k(Glassdoor est.)
    NEW
    assistance to the Deputy Compliance Testing Officer, the business unit compliance coordinators and senior and middle management within… development of procedures rests with the business line, the SeniorComplianceOfficer serves as a subject matter expert advisor. Functions…
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