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Senior compliance officer Jobs

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164 Jobs

  • Teacher Retirement System of Texas Logo3.9
    Teacher Retirement System of Texas
    Sr. Investment Compliance Officer
    Austin, TX
    $76,356 - $129,137 (Employer est.)
    30d+
    Bachelor’s degree from an accredited college or university in business administration, finance, accounting, computer science, statistical analysis, mathematics,……
  • Senior Compliance Officer
    New York, NY
    Easy Apply
    12d
    IndieBrokers affords the regulatory structure necessary for investment professionals to conduct investment banking and wealth management business lines on their……
  • Sr. Compliance Officer (Mortgage)
    San Bernardino, CA
    $137,500 (Employer est.)
    Easy Apply
    11d
    Experience with all levels of examinations (state, agency, the CFPB), and. This position would be one of the subject matter experts (SME) on operational risk……
  • MUFG Logo3.4
    Senior Compliance Officer, Vice President
    Tempe, AZ
    $59,363 - $118,279 (Glassdoor est.)
    30d+
    Focus areas & scope include a specific compliance area(s), as well as oversight for other assigned areas, both frequently technical and complex (ex: IT……
  • Lexicon Pharmaceuticals, Inc. Logo3.5
    Senior/Executive Director, Compliance
    Basking Ridge, NJ
    $101,499 - $212,044 (Glassdoor est.)
    30d+
    D. from accredited law school and license to practice law in New Jersey or Texas, preferred. Lexicon is currently recruiting for a Senior/ Executive Director of……
  • Boehringer Ingelheim Logo4.2
    Senior Associate Director, Government Compliance (Remote)
    Ridgefield, CT
    $86,575 - $181,383 (Glassdoor est.)
    30d+
    Continually develop and refine dispute resolution strategies on a state by state basis. Responsible for managing all state pricing transparency reporting……
  • Citi Logo3.9
    Compliance Testing Sr Officer I - Consumer Compliance Testing
    Jersey City, NJ
    $85,012 - $164,218 (Glassdoor est.)
    1d
    Effective negotiation skills, a proactive and “no surprises” approach in communicating issues, and strength in sustaining independent views.…
  • Citi Logo3.9
    Compliance Risk Management Sr Officer I - SVP - Strategic Controls
    New York, NY
    $74,220 - $177,713 (Glassdoor est.)
    1d
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies,……
  • Senior Helpers - Parent Account Logo3.9
    Franchise Compliance Director
    Remote
    $80,000 (Employer est.)
    Easy Apply
    30d+
    Assist franchisee with licensing requirements, understanding state regs and federal and state law compliance. Utilize all available resources, tools and systems……
  • BMO Harris Bank Logo3.8
    Senior Compliance Officer
    Chicago, IL
    $59,344 - $118,782 (Glassdoor est.)
    6d
    Typically minimum of 6 years of relevant experience and post-secondary degree in related field of study or an equivalent combination of education and experience……
  • Citi Logo3.9
    Compliance Risk Mgmt Sr Officer II - Strategic Controls
    New York, NY
    $65,899 - $162,973 (Glassdoor est.)
    1d
    Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies,……
  • CONNECT, powered by American Family Insurance Logo3.2
    Sr. Director - Compliance (Remote)
    De Pere, WI
    $46,143 - $119,119 (Glassdoor est.)
    14d
    Strong knowledge of general federal, state, self-regulatory organizations rules, regulations, and industry practices of specific function.…
  • Citi Logo3.9
    Compliance, Global Markets Compliance, Senior VP
    New York, NY
    $81,975 - $190,612 (Glassdoor est.)
    1d
    Serves as a senior Markets compliance risk officer within Independent Compliance Risk Management (ICRM) and is responsible for (i) establishing internal……
  • USAA Logo3.6
    Compliance and Operational Risk Testing Analyst Senior - Chief Financial Office/ICFR (Remote Location Available)
    Pinellas Park, FL
    1d
    Demonstrated experience interpreting and applying federal and state laws and regulations and guidance or operational risk principles/concepts.…
  • Cityblock Health Logo3.5
    Senior Director, Quality and Compliance Analytics
    New York State
    Easy Apply
    30d+
    Bachelor's degree with analytical focus - actuarial science, mathematics, statistics, physics, economics, public health or computer science; advanced degrees……
  • Inovalon Logo2.9
    Senior Director, Compliance and Delegation
    Bowie, MD
    $72,958 - $164,456 (Glassdoor est.)
    25d
    Experience with monitoring and ensuring compliance with federal and state regulatory requirements and experience in interpreting state and federal laws;…
  • World Bank Group Logo4.2
    Senior Compliance Officer
    Washington, DC
    $85,041 - $182,786 (Glassdoor est.)
    1d
    Design, implementation, and writing of environmental and/or social compliance analysis; and in policy analysis and interpretation, particularly as it pertains……
  • Ericsson Logo4
    Senior Compliance Officer
    Plano, TX
    $61,780 - $140,081 (Glassdoor est.)
    7d
    Working experience 10 years in compliance, legal or other relevant field (finance, audit). The Compliance Office within GF Legal Affairs & Compliance develop……
  • Pratt & Whitney Logo3.8
    Senior Ethics & Compliance Officer, Special Response Team (Remote)
    East Hartford, CT
    30d+
    A University Degree or equivalent experience and minimum of 10+ years’ prior relevant work experience, or An Advanced Degree in a related field and minimum 7+……
  • Sendwave Logo4.2
    Senior Compliance Officer
    Washington, DC
    $58,992 - $129,900 (Glassdoor est.)
    30d+
    Lead state examination and independent review preparation, facilitation, and implementation of recommendations from the reports of examination.…
  • Balyasny Logo4.5
    Senior Compliance Officer
    New York, NY
    $85,413 - $180,410 (Glassdoor est.)
    30d+
    Practical experience with trade and non-trade related compliance matters (including trade monitoring). Providing oversight and guidance to the investment and……
  • Société Générale Logo3.6
    Senior Bank Regulatory Compliance Officer
    New York, NY
    $63,983 - $151,567 (Glassdoor est.)
    30d+
    Oversee a bank regulatory compliance framework that includes overall risk management governance framework, a formal compliance risk-and-control framework,……
  • Pacific Investment Management Company LLC Logo3.7
    Senior Compliance Officer
    Newport Beach, CA
    $76,532 - $151,373 (Glassdoor est.)
    3d
    Work/life programs such as flexible work arrangements, parental leave and support, employee assistance plan, commuter benefits, health club discounts, and……
  • Texans Can! Academies Logo2.5
    Senior Education Compliance Officer
    Dallas, TX
    $40,178 - $86,057 (Glassdoor est.)
    30d+
    To assist in the attainment of district objectives by providing technical assistance to district staff in the area standards, comprehensive needs assessment,……
  • Senior Code Compliance Officer
    Ventura, CA
    $77,532 - $108,734 (Employer est.)
    19d
    Independent travel is required for this position and therefore, a valid California drivers license must also be maintained throughout employment.…
  • JPMorgan Chase Bank, N.A. Logo3.7
    CCOR - Senior Compliance Officer - Associate
    San Francisco, CA
    $62,372 - $128,924 (Glassdoor est.)
    5d
    MBA or Bachelor's degree with professional certification preferred. Provide advice and guidance to front office businesses in respect of permissible interaction……
  • Labcorp Logo3.8
    Senior Director Equal Opportunity & Compliance - Remote
    Burlington, NC
    $48,945 - $119,206 (Glassdoor est.)
    14d
    Oversight of coordination and preparation of responses to federal or state initiated audits, compliance reviews, or other inquiries (DOL, OFCCP, Dept.…
  • Morgan Stanley Logo4
    Senior Compliance Officer
    Washington, DC
    $71,432 - $167,240 (Glassdoor est.)
    30d+
    Interact with members of the Global Compliance to assess, document, monitor, report, develop, coordinate, and implement various enhancements to compliance……
  • Paysafe Logo4.2
    Senior Compliance Risk Assessment Officer North America, Policy and Ethics Team
    Atlanta, GA
    $82,275 - $190,876 (Glassdoor est.)
    7d
    The Senior Compliance Risk Assessment Officer North America, Policy and Ethics Team is responsible for the management and oversight of AML/CTF risk assessments……
  • NJEDA Logo2.5
    Senior Officer - Bond Compliance
    Trenton, NJ
    $51,022 - $108,535 (Glassdoor est.)
    30d+
    Manages tax compliance agreements for large state-backed bonds, coordinating with bond counsel, Treasury and Schools Development Authority, and other state……

Jobs

Job TitleEmployerLocationSalary
Sr. Investment Compliance OfficerTeacher Retirement System of TexasAustin, TX
Senior Compliance OfficerIndependent Brokerage Solutions LLCNew York, NY
Sr. Compliance Officer (Mortgage)New American FundingSan Bernardino, CA
Senior Compliance Officer, Vice PresidentMUFGTempe, AZ
Senior/Executive Director, ComplianceLexicon Pharmaceuticals, Inc.Basking Ridge, NJ
Senior Associate Director, Government Compliance (Remote)Boehringer IngelheimRidgefield, CT
Compliance Testing Sr Officer I - Consumer Compliance TestingCitiJersey City, NJ
Compliance Risk Management Sr Officer I - SVP - Strategic ControlsCitiNew York, NY
Franchise Compliance DirectorSenior Helpers - Parent AccountRemote
Senior Compliance OfficerBMO Harris BankChicago, IL
Compliance Risk Mgmt Sr Officer II - Strategic ControlsCitiNew York, NY
Sr. Director - Compliance (Remote)CONNECT, powered by American Family InsuranceDe Pere, WI
Compliance, Global Markets Compliance, Senior VPCitiNew York, NY
Compliance and Operational Risk Testing Analyst Senior - Chief Financial Office/ICFR (Remote Location Available)USAAPinellas Park, FL
Senior Director, Quality and Compliance AnalyticsCityblock HealthNew York State
Senior Director, Compliance and DelegationInovalonBowie, MD
Senior Compliance OfficerWorld Bank GroupWashington, DC
Senior Compliance OfficerEricssonPlano, TX
Senior Ethics & Compliance Officer, Special Response Team (Remote)Pratt & WhitneyEast Hartford, CT
Senior Compliance OfficerSendwaveWashington, DC
Senior Compliance OfficerBalyasnyNew York, NY
Senior Bank Regulatory Compliance OfficerSociété GénéraleNew York, NY
Senior Compliance OfficerPacific Investment Management Company LLCNewport Beach, CA
Senior Education Compliance OfficerTexans Can! AcademiesDallas, TX
Senior Code Compliance OfficerCounty of Ventura, CAVentura, CA
CCOR - Senior Compliance Officer - AssociateJPMorgan Chase Bank, N.A.San Francisco, CA
Senior Director Equal Opportunity & Compliance - RemoteLabcorpBurlington, NC
Senior Compliance OfficerMorgan StanleyWashington, DC
Senior Compliance Risk Assessment Officer North America, Policy and Ethics TeamPaysafeAtlanta, GA
Senior Officer - Bond ComplianceNJEDATrenton, NJ
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