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Senior regulatory advisor chief regulatory officer Jobs

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  • 3.2
    Waddell & Reed – Overland Park, KS
    Est. Salary $88k-$154k
    1 days ago 1d
    ChiefRegulatoryOfficer (CRO)/ Chief Compliance Officer (CCO) Tracking Code 1474-732 Job Description The Chief… Chief RegulatoryOfficer (CRO) / Chief Compliance Officer (CCO) is primarily responsible for directing the overall Compliance function…
  • 4.1
    National Institutes of Health – United States
    NEW
    leadership team and be the primary advisor to the Clinical Center Chief Executive Officer and the senior managers of the Clinical Center… seeking exceptional candidates for the position of Chief Operating Officer, Clinical Center. In addition to overseeing all aspects…
  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $125k-$215k
    NEW
    experiencedChief Compliance Officer (CCO) for our HQ in Fairfax, VA. The Chief Compliance Officer is responsible for the leadership… deliver best-in-class services to its clients. The Chief Compliance Officer will be responsible for compliance analysis, programs…
  • 5.0
    TGS Management Corporation – Denver, CO
    7 days ago 7d
    includes minimum cash threshold to meet operating needs. Be an advisor from the financial perspective on any contracts into which… Board, the Securities and Exchange Commission, and other regulatory and advisory organizations and in accordance with financial…
  • 2.4
    National Express Corporation – Lisle, IL
    Est. Salary $92k-$169k
    1 days ago 19hr
    currently seeking an experienced, highly-qualified Chief Compliance Officer (CCO) to work from our corporate headquarters in Lisle… presentations skills Demonstrated ability to act as a strategic advisor and identify holistic business solutions regarding legal and…
  • 3.7
    ICBA – Tampa, FL
    NEW
    programs in the marketplace. Chief Financial Officer (CFO) SUMMARY: The Chief Financial Officer is accountable for the administrative… company assets and report accurate financial results. The Chief Financial Officer is responsible for the Bank’s fiscal operating results…
  • 2.7
    Steward Health Care System – United States
    4 days ago 4d
    Reporting to the Chief Medical Officer (CMO) at St Elizabeth's Medical Center (SEMC), the Director of Quality, Regulatory and Patient… issues of patient safety and regulatory compliance. Serves as the lead, co-lead or team advisor for performance improvement projects…
  • 4.1
    Utah Retirement Systems – Salt Lake City, UT
    Est. Salary $71k-$134k
    4 days ago 4d
    POSITION SUMMARY The Senior Compliance Officer – Investments assists the Chief Compliance Officer - Investments in developing… RESPONSIBILITIES Under the direction and supervision of the Chief Compliance Officer: Designs, implements and documents risk-based procedures…
  • 4.0
    iCIMS – Matawan, NJ
    6 days ago 6d
    Executive Management team, the Chief Financial Officer will report to the Chairman & Chief Executive Officer and assume a strategic role… successful potential IPO, working with other senior leadership and selected advisors. Represent the company and its business to…
  • 3.4
    Columbia Sportswear – Portland, OR
    Est. Salary $81k-$144k
    NEW
    financial reporting and regulatory compliance functions. The CAO reports directly to the Chief Financial Officer, and serves as a strategic… The Vice President, Chief Accounting Officer (CAO) is a critical leadership position that oversees all global accounting…
  • 3.7
    Morgan Stanley – New York, NY
    14 days ago 14d
    Department Profile The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance… Finance plays a critical role as advisor to Morgan Stanley's various businesses and its senior management team. The Financial…
  • 3.6
    National Credit Center – Las Vegas, NV
    EASY APPLY
    6 days ago 6d
    business partner to the CEO and Executive management, Chief Financial Officer will assess organizational performance against both… selecting and engaging outside consultants (auditors, investment advisors). CFO will also oversee long-term budgetary planning and costs…
  • 3.7
    Commonwealth of Massachusetts – Boston, MA
    NEW
    seeking a dynamic administrator for the position of Chief Financial Officer (CFO). The CFO will play a critical role in developing… will oversee financial management professionals and will be an advisor to all key agency fiscal management staff, evaluating and assisting…
  • 3.2
    EFI (Massachusetts) – Southborough, MA
    EASY APPLY
    4 days ago 4d
    Reporting to and partnering with the Chief Executive Officer (CEO), the Chief Financial Officer (CFO) will play a critical role in… Chief Financial Officer EFI believes it is essential to encourage people to use our planet’s limited energy and water resources…
  • 3.2
    Arthur J. Gallagher & Co. – Rolling Meadows, IL
    Est. Salary $95k-$175k
    2 days ago 2d
    Ethical Company®. Job Purpose: The role of the Chief Compliance Officer for GGB-USA was recently created to build and oversee… organization, particularly GGB-US’ General Counsel. The Chief Compliance Officer enforces standards, conducts risk assessments, monitors…
  • 3.1
    BNY Mellon – Jersey City, NJ
    Est. Salary $111k-$197k
    NEW
    The Chief Administrative Officer (CAO) supports the Prime Services/Collateral Funding & Trading business unit. This role is a… or financial affairs of a senior executive representing an LOB. Represent the executive to other senior officials both within and…
  • 4.1
    NeoGenomics Laboratories – Fort Myers, FL
    13 days ago 13d
    regulators along with the Chief Financial Officer. The Vice President and Principal Accounting Officer sets and enforces the accounting… Accounting Officer is responsible for overseeing all aspects of the organizations accounting functions including regulatory compliance…
  • 3.0
    Kaufman Financial Group – Farmington Hills, MI
    Est. Salary $95k-$177k
    NEW
    as a member of the senior leadership team, engaged on business/governance committees as a trusted advisor on compliance programs… policies, procedures and controls in line with local legal and regulatory requirements and in coordination with KFG policy Implement…
  • 3.7
    Morgan Stanley – New York, NY
    28 days ago 28d
    Department Profile The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance… Finance plays a critical role as advisor to Morgan Stanley's various businesses and its senior management team. Background…
  • 3.3
    The Forum Group – New York, NY
    NEW
    Review o Ensure compliance with internal guidelines, investment advisor rules, GIPS standards, and FINRA where applicable FINRA rules… strong people management skills. Understanding of Investment Advisor's Act of 1940 Knowledge of Global Investment Performance Standards…
  • 3.8
    Capital One – Richmond, VA
    16 days ago 16d
    good. Regulatory Reporting Quality Assurance Senior Associate Title: Regulatory Reporting Quality Assurance Senior Associate… technology company. Still founder-led by Chairman and Chief Executive Officer Richard Fairbank, Capital One is on a mission to help…
  • United States
    26 days ago 26d
    the Chief Legal Officer and General Counsel, and will be responsible for broker-dealer and investment advisorregulatory and business… currently have an opening for an experienced regulatory attorney based at Advisor Group’s Headquarters in Phoenix, AZ. This position…
  • 2.3
    Solutran – Plymouth, MN
    Est. Salary $93k-$159k
    7 days ago 7d
    seeking an engaging and passionate individual as Chief Human Resources Officer driven to make a difference in a culture grounded… trusted consultant and functional expert to senior management. Must be an influential advisor, bold and courageous, with the ability…
  • 4.1
    Department of the Air Force – Wright Patterson AFB, OH
    1 days ago 16hr
    by AFMCLO leadership. MAJOR DUTIES AT THE GS-13 LEVEL: 1. Chief legal counsel for designated major weapons system and acquisition… contracts. 4. Incumbent provides oral advice to the Contracting Officer and program management personnel at various levels on pertinent…
  • 3.1
    Southwest General Hospital – San Antonio, TX
    10 days ago 10d
    Job Description The Chief Financial Officer (CFO) ensures the financial viability of the hospital by establishing and monitoring… current with national and local economic conditions and serve as advisor to board director on their impact. Recommend budget-planning…
  • 2.6
    Cesar Chavez Public Charter Schools – Washington, DC
    NEW
    to: Financial Strategy Serve as senior-most financial advisor to Chief Executive Officer and Board of Directors on major strategic… Job Description CHIEF FINANCIAL and OPERATIONS OFFICER ABOUT THE POSITION: The Chief Financial Officer (CFO) is a key member…
  • 3.7
    USAA – San Antonio, TX
    12 days ago 12d
    Other key responsibilities: Act as a trusted advisor to the USAA Chief Risk Officer and operate as a key member of the risk leadership… the enterprise. Serve as the Risk Advisor on P&C governance committees to include P&C Senior Management Committee, USAA Limited…
  • 3.2
    Comerica – Auburn Hills, MI
    Est. Salary $79k-$139k
    9 days ago 9d
    Senior Vice President, Chief Information Security Officer The Chief Information Security Officer has overall responsibility… Information Security initiatives 2 years as a Chief Information Security Officer or a comparable scope information security role…
  • 3.5
    Bank of America – Raleigh, NC
    NEW
    Trust Officer is a highly experienced, well-rounded fiduciary professional who will partner with Private Client Advisors in closing… Trust to best meet client needs (wealth strategists, Office of Chief Fiduciary, etc.) Proactively identify and resolve client issues…
  • 3.7
    Morgan Stanley – New York, NY
    Est. Salary $131k-$209k
    25 days ago 25d
    . Finance The Finance Division reports to the Chief Financial Officer and consists of some 3,000 employees worldwide. Finance… Finance plays a critical role as advisor to Morgan Stanley's various businesses and its senior management team. Financial Control…
  • 3.2
    The Hartford – Hartford, CT
    23 days ago 23d
    The Hartford’s Chief Medical Officer is a senior leadership role accountable for setting medical strategy and policy and providing… for medical components of the Claims organization. The Chief Medical Officer will be responsible for driving optimal claim outcomes…
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