Securities Broker Jobs in Silver Spring, MD | Glassdoor

Securities Broker Jobs in Silver Spring, MD

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  • 5.0
    Macro Solutions – Arlington, VA
    4 days ago 4d
    PeopleSoft Integration Broker, MQ and OAM/OID Supports Testing, and CM teams for Functional/ Security and Performance Testing… of experience integrating ESB/MQ with PeopleSoft Integration broker 2+ years of experience in working with SOA Registry, Service…
  • 3.0
    ICMA RC – Washington, DC
    Est. Salary $60k-$108k
    5 days ago 5d
    with a broker dealer or other Financial Services Industries. Knowledge and experience with Federal and State securities laws and… • Knowledge of rules of self-regulatory agencies governing broker/dealers, preferred • Ability to participate in automation of…
  • 3.2
    The Western & Southern Life Insurance Company – College Park, MD
    EASY APPLY
    Est. Salary $23k-$34k
    26 days ago 26d
    Ranking. 1 A registered investment advisor. 2 A registered broker-dealer and member FINRA/SIPC. For current ratings, please… Peppertree Partners LLC1; Touchstone Advisors, Inc.1; Touchstone Securities, Inc.2; W&S Brokerage Services, Inc.2; and W&S Financial Group…
  • 2.4
    FBR & Co. – Arlington, VA
    Est. Salary $36k-$57k
    17 days ago 17d
    relationships with existing clients. If registered, may assist broker by taking client orders. Create and maintain client database… copying Qualifications General knowledge of securities industry preferred Excellent verbal and written communication…
  • 3.5
    Discovery Communications – Silver Spring, MD
    Est. Salary $70k-$94k
    3 days ago 3d
    strategy 10. Manage relationships and determine needs with list brokers to procure segmented lists for direct mail and email outreach… as available ii. Lead process for research, negotiation and securing promotional unit placement in local/national publications…
  • Perfect Bar, LLC – Washington, DC
    1 days ago 18hr
    training with 3rd party merchandising vendors, distributors and brokers and conduct regular ride-alongs to audit activity. Offer checks… employees. Distributors: Field representatives, managers. Brokers: Field representatives, representative managers. During…
  • 3.3
    Financial Industry Regulatory Authority, Inc. – Rockville, MD
    1 days ago 23hr
    minor child who lives with the employee) and to authorize their broker-dealers to provide FINRA with duplicate statements for all of… Employees may only maintain securities accounts that must be disclosed to FINRA at one or more securities firms that provide an electronic…
  • Center – Silver Spring, MD
    Est. Salary $71k-$95k
    3 days ago 3d
    strategy 10. Manage relationships and determine needs with list brokers to procure segmented lists for direct mail and email outreach… as available ii. Lead process for research, negotiation and securing promotional unit placement in local/national publications…
  • 3.2
    Aetna – McLean, VA
    Est. Salary $66k-$103k
    1 days ago 21hr
    and other regional / local marketing partnerships Activating Broker engagement / support programs (excluding communications - agency… employee request any financial or personal information (Social Security Number, Credit card information for direct deposit, etc.) from…
  • 3.6
    First Command Financial Services, Inc. – Arlington, VA
    1 days ago 13hr
    Command Bank. Securities and brokerage services are offered by First Command Financial Planning, Inc., a broker-dealer. Financial… products and services are offered by First Command Bank. Securities products are not FDIC insured, have no bank guarantee and…
  • 4.8
    AbleVets – Chantilly, VA
    Est. Salary $97k-$139k
    19 days ago 19d
    • Experience working with cloud security and governance tools, cloud access security brokers (CASBs), and server virtualization… the Department of Veterans Affairs’ Enterprise Cloud Services Broker (ECSB) contract. This position is located in our Chantilly,…
  • 3.6
    First Command Financial Services, Inc. – Camp Springs, MD
    1 days ago 13hr
    Command Bank. Securities and brokerage services are offered by First Command Financial Planning, Inc., a broker-dealer. Financial… products and services are offered by First Command Bank. Securities products are not FDIC insured, have no bank guarantee and…
  • 3.5
    PCAOB – Washington, DC
    Est. Salary $110k-$177k
    3 days ago 3d
    oversees the audits of broker-dealers, including compliance reports filed pursuant to federal securities laws, to promote investor… staff from other offices within the PCAOB and from the U.S. Securities and Exchange Commission to facilitate the Center’s work.…
  • 3.8
    Kaiser Permanente – Silver Spring, MD
    24 days ago 24d
    Develops 'pipeline' relationships and works with outside brokers to secure locations for new building projects. Researches market…
  • 4.0
    Penn Mutual – Fairfax, VA
    6 days ago 6d
    . (HTK), an SEC registered investment adviser, a registered broker-dealer, Member FINRA/SIPC. HTK is a wholly owned subsidiary… reasons. Penn Mutual supports its field representatives with securities and investment advisory services offered through Hornor, Townsend…
  • 4.0
    KAISER – Silver Spring, MD
    16 days ago 16d
    Develops 'pipeline' relationships and works with outside brokers to secure locations for new building projects. Researches market…
  • 3.5
    PCAOB – Washington, DC
    10 days ago 10d
    oversees the audits of broker-dealers, including compliance reports filed pursuant to federal securities laws, to promote investor…
  • 3.2
    Edelman Financial Services – Fairfax, VA
    Est. Salary $121k-$213k
    23 days ago 23d
    registered investment advisor (“RIA”) and EF Legacy Securities, LLC, a registered broker dealer (“B/D”) and licensed insurance agency… laws for broker dealer, investment advisory, insurance and wealth management. In-depth knowledge of Federal Securities regulations…
  • 3.8
    Mapbox – Washington, DC
    12 days ago 12d
    projects, facility budgets, negotiating contracts Working with brokers and vendors and management agencies Building and scaling… & financial goals. This includes space planning, physical security, food and beverage management, and office design. Plan and…
  • 3.5
    Everbank – Fairfax, VA
    1 days ago 22hr
    logs to verify funding and payoff status. * Interact with Brokers, Account Executives, Bank Attorney's, Settlement Agents and… before start date * Past Employment Verification * Social Security Verification Note: The above statements are intended to…
  • 4.0
    Penn Mutual – Fairfax, VA
    6 days ago 6d
    . (HTK), an SEC registered investment adviser, a registered broker-dealer, Member FINRA/SIPC. HTK is a wholly owned subsidiary… reasons. Penn Mutual supports its field representatives with securities and investment advisory services offered through Hornor, Townsend…
  • 3.5
    PCAOB – Washington, DC
    Est. Salary $35k-$56k
    10 days ago 10d
    oversees the audits of broker-dealers, including compliance reports filed pursuant to federal securities laws, to promote investor… related to the oversight of auditors of public companies and broker-dealers. Intern will have exposure to all facets of public affairs…
  • 3.6
    First Command Financial Services, Inc. – Odenton, MD
    1 days ago 13hr
    Command Bank. Securities and brokerage services are offered by First Command Financial Planning, Inc., a broker-dealer. Financial… products and services are offered by First Command Bank. Securities products are not FDIC insured, have no bank guarantee and…
  • 3.7
    DC Water – Washington, DC
    Est. Salary $81k-$118k
    10 days ago 10d
    role works with enterprise and service architects, technology brokers, business partners, and external service providers to ensure… • Assist the Security Officer in maintaining and ensuring system and network security. Participates in Security Reviews. • Educate…
  • 3.5
    PCAOB – Washington, DC
    12 days ago 12d
    oversees the audits of broker-dealers, including compliance reports filed pursuant to federal securities laws, to promote investor… and related matters involving U.S. companies, other issuers, brokers, and dealers. Audit professionals who join the PCAOB will directly…
  • Kestra Financial Independent Advisor – Chevy Chase, MD
    EASY APPLY
    3 days ago 3d
    basis in pursuit of business objectives. Interfaces with the broker-dealer or custodian to open new accounts, update account information… hire. Minimum 3-5 years of experience in a brokerage or securities related firm. Bachelor’s degree CFP or CIMA preferred…
  • Triumph Enterprises--Corporate Headquarters – Bethesda, MD
    3 days ago 3d
    Working knowledge of cloud security tools such as tenant monitoring, cloud access security brokers (CASB), and virtual network… cloud-based security solutions by the various components. The ideal candidate for this position is a highly-technical security professional…
  • 3.8
    Triumph Enterprises – Bethesda, MD
    Est. Salary $87k-$133k
    3 days ago 3d
    Working knowledge of cloud security tools such as tenant monitoring, cloud access security brokers (CASB), and virtual network… Bachelors degree 10 combined years of security operations, security engineering, and/or cloud security architecture/engineering experience…
  • 3.8
    ACI Federal – Arlington, VA
    2 days ago 2d
    PeopleSoft Integration Broker, MQ and OAM/OID. Strong experience in designing web services with optimal security and performance. The… PeopleSoft Integration Broker, MQ and OAM/OID May support Testing, and CM teams for Functional/ Security and Performance Testing…
  • 4.2
    Stout Risius Ross, Inc. – Washington, DC
    20 days ago 20d
    Inc. and Stout Risius Ross Advisors, LLC, a FINRA registered broker-dealer and SIPC member firm. Description General… organizational skills Must be able to obtain a government security clearance Education and/or Training: 4 year…
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